A History of War in 100 Battles
A History of War in 100 Battles
Richard Overy
Illustrated edition – recommended for viewing on a colour tablet.This book introduces readers to a whole range of military history with all the drama, dangers, horrors and excitement that we associate with Stalingrad or the Somme. Battles are acute moments of history, and through them we can understand how warfare and world history have evolved.Choosing just one hundred battles from recorded human history is a challenge. Not just because it is necessary to cover almost 6,000 years of history, but because men have fought each other almost continuously for millennia. Anyone who knows anything about the history of war may be disappointed at what has had to be left out. However, each of the 100 memorable battles described shows both how the nature of armed combat has changed over human history, and also how, despite changes in technology, organisation or ideas, many things have remained the same.It is an old adage that you can win a battle but lose a war. The battles featured here almost always resulted in victory for one side or another, but the victor did not necessarily win the war. Some battles are decisive in that broader historical sense, others are not. The further back in time, the more likely it is that an enemy could be finished off in one blow. The wars of the modern age, between major states, have involved repeated battles until one side was battered into submission. Some of the great generals of the recent past – Napoleon, Robert E Lee, Erich von Manstein – have been on the losing side but are remembered nonetheless for their generalship.Some on the winning side have all but disappeared from the history books or from public memory. Equally, in many battles, the issue is not victory or defeat, but what the battle can tell us about the history of warfare itself. New weapons, new tactics, new ways of organising armed forces can have a sudden impact on the outcome of a battle. But so too can leadership, or the effects of a clever deception, or raw courage. That is why the book has been divided up into clear themes which apply equally to the battles of the ancient world as they do to the battles of today.As Professor Richard Overy laments: “Battle is not a game to plug into a computer but a piece of living history, messy, bloody and real. That, at least, has not changed in 6,000 years.”
COPYRIGHT
William Collins
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This eBook first published in Great Britain by William Collins in 2014
Copyright © Richard Overy 2014
Richard Overy asserts the moral right to be identified as the author of this work
A catalogue record for this book is available from the British Library
Edited and designed by Tall Tree Ltd
Cover photograph © Arkady Shaikhet.
Courtesy of Nailya Alexander Gallery, New York
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Source ISBN: 9780007452507
Ebook Edition © October 2014 ISBN: 9780007452521
Version: 2014-09-23
CONTENTS
COVER (#ud4af9a5b-c820-5398-9eee-bdc50f24e281)
TITLE PAGE (#u329932b7-b4b8-51bd-86cb-688bfebb6999)
COPYRIGHT (#ub87bb3ee-8940-591e-89e9-a5c8d08cd20c)
MAPS (#u1701cfed-8c96-5ca0-b4f8-61f5de5eb8dd)
PREFACE (#ulink_211576a2-7f10-5d21-9ef7-86d0c5fad803)
INTRODUCTION: THE TRUTH OF BATTLE (#ulink_310bb101-5ac9-51f4-a47c-6dbd2fbe1ce0)
CHAPTER 1: LEADERSHIP (#ulink_e1d58892-ee7c-5425-996c-986b69e66bfe)
1 BATTLE OF GAUGAMELA (#ulink_86857f71-7baf-588b-9887-d9f755d33ab2)
2 BATTLE OF CANNAE (#ulink_2f7992e7-6efd-578f-b596-f70ea6181ff5)
3 BATTLE OF ACTIUM (#ulink_5c94d5a8-20d0-5a09-a337-a834e68685cf)
4 BATTLE OF THE MILVIAN BRIDGE (#ulink_9dd7399f-4db7-565f-9a29-27e236922f23)
5 BATTLE OF HASTINGS (#ulink_e352e734-5d0f-58c0-bf68-2e7e7a317d40)
6 BATTLE OF ZHONGDU
7 BATTLE OF BANNOCKBURN
8 BATTLE OF MOHÁCS
9 SIEGE OF VIENNA
10 BATTLE OF VALMY
11 BATTLE OF TRAFALGAR
12 BATTLE OF AUSTERLITZ
13 BATTLE OF MAIPÚ
14 BATTLE OF VOLTURNO
15 BATTLE FOR WARSAW
16 THIRD BATTLE OF KHARKOV
CHAPTER 2: AGAINST THE ODDS
17 THERMOPYLAE AND SALAMIS
18 BATTLE OF ZELA
19 BATTLE OF EDINGTON
20 BATTLE OF CLONTARF
21 BATTLE OF LEGNANO
22 BATTLE OF THE RIVER SALADO
23 BATTLE OF AGINCOURT
24 SIEGE OF BELGRADE
25 BATTLE OF PLASSEY
26 BATTLE OF LEUTHEN
27 RORKE’S DRIFT
28 BATTLE OF ADWA
29 BATTLE OF OMDURMAN
30 FALL OF SINGAPORE
31 BATTLE OF SANTA CLARA
CHAPTER 3: INNOVATION
32 BATTLE OF LEUCTRA
33 BATTLE OF CARRHAE
34 BATTLE OF AIN JALUT
35 BATTLE OF CRÉCY
36 BATTLE OF LEPANTO
37 THE SPANISH ARMADA
38 BATTLE OF BREITENFELD
39 BATTLE OF NASEBY
40 BATTLE OF POLTAVA
41 BATTLE OF SOLFERINO–SAN MARTINO
42 BATTLE OF KÖNIGGRÄTZ (SADOWA)
43 BATTLE OF SHANGANI
44 BATTLE OF TSUSHIMA
45 THIRD BATTLE OF EDIRNE
46 THIRD BATTLE OF CAMBRAI
47 BATTLE OF FRANCE
48 BATTLE OF BRITAIN
49 PEARL HARBOR
50 BATTLE OF THE ATLANTIC
51 HIROSHIMA AND NAGASAKI
52 OPERATION DESERT STORM
CHAPTER 4: DECEPTION
53 THE FALL OF TROY
54 BATTLES OF MOUNT VESUVIUS
55 BATTLE OF RONCESVALLES
56 BATTLE OF KLEIDION–STRUMITSA
57 BATTLE OF MANZIKERT
58 BATTLE OF LAKE PEIPUS
59 FALL OF TENOCHTITLÁN
60 BATTLE OF BLENHEIM
61 BATTLE OF HOHENFRIEDBERG
62 BATTLE OF THE PLAINS OF ABRAHAM
63 SIEGE OF YORKTOWN
64 BATTLE OF THE LITTLE BIG HORN
65 BATTLE OF ALAM HALFA
66 THE NORMANDY INVASION
67 OPERATION BAGRATION
68 THE SIX DAY WAR
69 TET OFFENSIVE
CHAPTER 5: COURAGE IN THE FACE OF FIRE
70 BATTLE OF MARATHON
71 BATTLE OF THE CATALAUNIAN FIELDS (CHÂLONS)
72 BATTLE OF POITIERS–TOURS
73 BATTLE OF LECHFELD
74 BATTLE OF ARSUF
75 BATTLE OF BORODINO
76 BATTLE OF LEIPZIG
77 BATTLE OF NAVARINO BAY
78 FIRST BATTLE OF MANASSAS (BULL RUN)
79 BATTLE OF GETTYSBURG
80 BATTLE OF TACNA
81 THE BATTLE OF VERDUN
82 FIRST DAY OF THE SOMME
83 GUADALCANAL
84 STALINGRAD
85 FOURTH BATTLE OF MONTE CASSINO
CHAPTER 6: IN THE NICK OF TIME
86 BATTLE OF KADESH
87 BATTLE OF ZAMA
88 BATTLE OF ADRIANOPLE
89 FALL OF CONSTANTINOPLE
90 BATTLE OF SEKIGAHARA
91 BATTLE OF MARENGO
92 BATTLE OF WATERLOO
93 BATTLE OF TANNENBERG
94 THE FIRST BATTLE OF THE MARNE
95 DEFENCE OF TSARITSYN
96 SINK THE BISMARCK
97 BATTLE OF MIDWAY
98 BATTLE OF KURSK
99 BATTLE OF DIEN BIEN PHU
100 BATTLE FOR THE FALKLANDS
BIBLIOGRAPHY (#ulink_84ce14c2-fba6-5408-b184-052db09dc9d2)
INDEX (#ulink_b6519814-6d4e-5951-89c9-22d8afb8bc88)
ACKNOWLEDGEMENTS (#ulink_282a5703-549d-505a-b511-15d65ff3dbaf)
ABOUT THE AUTHOR (#ulink_80f01c89-bd43-5fe7-9ee3-dfe3e0749696)
ABOUT THE PUBLISHER
PREFACE (#ulink_4e83e28c-cfa6-5c5d-82d3-356dc73aeb6d)
Choosing just 100 battles from recorded human history is a challenge. Not just because it is necessary to cover a period of almost 6,000 years, but because men have fought each other almost continuously for millennia. Any century of battles has to be arbitrary. Anyone who knows anything about the history of war may be disappointed at what has had to be omitted, but each of the battles described here has something memorable about it. Between them, they tell us something about how the nature of armed combat has changed over time, and also how some things have remained the same, whatever changes in technology, organization or ideas separate one era from another.
It is an old adage that you can win a battle but lose a war. The battles featured here almost always resulted in victory for one side or another, but the victor did not necessarily win the war. Some battles are decisive in that broader historical sense, others are not. The further back in time we go, the more likely it is that an enemy could be finished off in one blow. The wars of the modern age, between major states, involved repeated battles until one side was battered into submission. Some of the great generals of the recent past – Napoleon, Robert E. Lee, Erich von Manstein – were on the losing side but are remembered nonetheless for their generalship. Some on the winning side have all but disappeared from the history books or from public memory.
In many of the battles featured here, the issue is not victory or defeat, but what the battle can tell us about the history of warfare itself. New weapons, new tactics and new ways of organizing armed forces can have a sudden impact on the outcome of a battle. But so, too, can leadership, a clever deception or raw courage. A history of battles through the ages shows that it is not just technical novelty that can make the difference, but the exercise of operational skill and imagination in planning, or qualities displayed on the field of battle itself, many of which are perennial. That is why the book has been divided up into a number of clear themes, which apply equally to the battles of the ancient world as they do to the battles of today.
Many of the descriptions here rely, of course, on contemporary accounts that are contradictory, confusing or plain wrong. Many battles have passed into legend. This means that some of the descriptions are best guesses by historians using all the evidence that is currently available. Tempting though it is to choose the most dramatic account, narratives of battle have to be treated with caution. Even the most modern battles – Stalingrad is a good example – are not free of embellishment or simplification or propaganda. This is perhaps inherent in the nature of the beast. Battles are remembered differently by victor and vanquished, and few people who are in the heart and heat of battle really know what is going on around them.
© Hibernian/CC
Alexander the Great is portrayed at the Battle of Gaugamela (331 BCE) on a mosaic found on the floor of the House of the Faun in Pompeii. He is astride his famous horse Bucephalos and wears a breastplate decorated with the head of Medusa.
One remarkable thing about battles is the extent to which they have been recorded as art, from Greek friezes and Roman columns to the monumental paintings of the Napoleonic age or the modernist record of the two world wars. As a result, it proves much easier to illustrate the long history of combat than other aspects of the distant past. Where contemporary art is lacking, later generations have rendered great battles of the past with imagination and power. Each of the 100 battles featured here has been brought to life by the addition of some form of an image.
Imagination is important for the reader, too. No description, however rich, can capture the clamour of battle, the shrieks of the dead and dying, the squeal of horses, the thunder of guns, the smell of fear and the strange, eerie calmness that descends on the bloodstained landscape after the fighting is done. If these cannot be properly conveyed, they should not be forgotten. Battles are not computer games but pieces of living history – messy, bloody and real. That, at least, has not changed in 6,000 years.
Richard Overy London and Exeter, 2013
INTRODUCTION (#ulink_b4ae6686-bff3-52a9-a8cf-d9c2dca3d618)
© Robert Harding World Imagery/Alamy
This fresco shows the Battle of the Milvian Bridge in 312, which secured the imperial crown for Constantine. It was created by Giulio Romano between 1520 and 1524 after designs by the Italian artist Raphael (1483–1520) and now decorates the Hall of Constantine in the Apostolic Palace in the Vatican.
THE TRUTH OF BATTLE
A Japanese soldier, writing in his wartime diary during the Pacific War, confessed that, for all the horrors he confronted daily, the one beautiful thing about fighting ‘is the “truth” that only war can possess’. He was writing not principally about war, but about battle – the truth that soldiers face when they are actually in combat. It is a raw, unmediated truth, for the end point of conflict can be death, injury or surrender for those in combat on either side. No other human activity makes these demands, for they lie at the extremity of human endeavour: kill or be killed, survive or perish, conquer or be conquered. The moment of truth is compelling because there is no obstruction from the outside world between you and the possibility of death. It is a truth that can seldom be veiled because it is there to see in the harsh aftermath of a field or sea littered with corpses, in the silence of the dead and the screams of the dying, the triumphant victors often as battered, exhausted and depleted as those they have defeated. It is a truth that men, and it is almost always men, have faced from the earliest recorded battles in the civilizations of the ancient Near East to the conflicts of the contemporary world.
There is, of course, a distinction between wartime and battle. Wartime describes a state of conflict between two polities, whether tribes, city-states, nations or empires, which continues temporally even when no fighting is going on, and which can be ended by negotiation or truce rather than battle. Many wars drag on for decades, punctuated by numerous battles, some more significant than others. The modern world wars did not last for decades, but their truly global scope, in three dimensions, produced hundreds of individual battles from only a few of which it would be possible to predict the outcome of the entire conflict. Battles are certainly about achieving victory, however hollow it might prove, in defined space and defined time on land or sea (and for the last half-century only, in the air), but they do not necessarily win wars. They have their own distinct historical character as particular events rather than as states of conflict. Simply put, battles involve large bodies of armed men whose principal purpose is to overwhelm the body of armed men opposed to them by killing them, capturing them or forcing them to abandon the field. The reasons why they find themselves on the battlefield are always the product of a particular historical moment. But any study of a hundred battles over recorded history shows that the outcome is almost always decided by the same mix of general characteristics: leadership, raw courage, deception, innovation or, time and again, a moment of good fortune – the legendary cavalry topping the crest of the hill. This time span also makes it clear that there is no optimum battle plan towards which humankind has been gravitating. Though strategists search for the military equivalent of the philosopher’s stone to explain victory in battle, clever tactics, stratagems and novelties, morale or luck have always won battles, even if the technology available has become infinitely more sophisticated. Using battle to study the history of war is a reminder that, at the basic level of armed men pitted against armed men, warfare has changed much less over time than might be expected. This is why so many great commanders have avidly read accounts of battles fought long ago.
It is tempting to assume that fighting is something humans are predisposed towards, either psychologically or biologically, but the archaeological record shows that there have been long periods when human populations exhibited very little or no evidence of violence. Studies of the prehistoric populations of the southwest United States across a 5,000-year period have found no evidence of warfare whatsoever – neither skeletons with tell-tale cuts or broken skulls, or arrow heads lodged in them, nor evidence of stockade defences around the first small villages or settlements. Even after the population became more sedentary and cultural distinctions more marked, the archaeological evidence suggests that there was no organized violence for a further half a millennium. Only with a sharp change in environmental conditions and rising population levels from around 1100 to 1300 CE does evidence of warfare suddenly emerge in the burial record, with the skeletal remains of massacred groups or skulls broken open by weapons.
A rather different pattern emerges in the archaeology of northeast America. Here, evidence from around 5000 BCE of bone damage, weapon traces in skeletons and defensive ramparts shows that warfare seems to have been endemic, only to die out once settled communities were constructed. There are only scant traces of violence for the next 2,000 years; then, at some point after the turn of the first millennium CE, violence suddenly manifests itself on a large scale, evident in the discovery of a pit in South Dakota containing the skeletons of almost 500 massacred men, women and children. Clearly there are important environmental, social or cultural explanations for why humans choose to fight rather than collaborate, or find non-violent resolutions of conflict. The manifestations of violence in prehistoric communities across the Old World are similarly ambiguous. Evidence in pre-state Egypt shows that people were killed using arrows or spears; at Gebel Sahaba in Egyptian Nubia, more than 40 per cent of the burials in a cemetery dated to 12000 BCE have multiple injuries from weapons. In a Stone Age cave in Germany, the decapitated skulls of thirty-four men, women and children have been discovered, each head broken in by stone axes. In Europe, there is evidence of violence well before settled agricultural communities, which suggests that early nomadic cultures were as likely to be violent as the later, more sedentary ones. Yet here, too, can be found long periods in the archaeological record that show few if any signs of organized conflict or mass homicides.
The fact that violence between human communities over the past 20,000 years has been sporadic and at times uncommon suggests that warfare must have historical explanations rather than evolutionary ones. The early evidence of violence says little about whether these conflicts were battles as they are understood today, or mere raids for slaves and booty, ambushes to prevent encroachments on food or water sources, or ritualized acts of limited or mock violence like that still evident among tribal communities in early twentieth-century New Guinea. The idea of battle as a way of organizing violence in a disciplined way with a particular aim and a specific enemy is, according to the historical record, common only to particular cultures and across particular global regions. A study of the 2,000 years from the second millennium BCE to around 500 CE – the period when battles entered the historical record – has shown that battles were rare in most civilizations and that they were concentrated geographically in a swathe of territory from Mediterranean Europe through the Near East to Southern Asia. Out of 288 conflicts worthy of the name ‘battle’, 94 per cent occurred in this region, including 73 battles in civil wars. China records only two major battles over the same time span. The idea of a battle as a distinct event with its own choreography and rules seems to have been an invention of pharaonic Egypt. It was widely imitated in the Near and Middle East, and taken up with enthusiasm by the ancient Greeks and the Romans.
This is the form of battle that is familiar today and clearly it came to be widely imitated in the millennia that followed. That is not to say that all battles are equal. The exact ways in which battles have been organized and conducted over the past 2,000 years closely reflect specific cultures and prevailing historical conditions, for which anthropology is as useful as history. There have been periods when efforts were made to avoid battle, even when large armies were available. Late medieval Europe saw infrequent battles if deterrence, threats or political cunning could avoid them; eighteenth-century Europe saw a preference for manoeuvre warfare, in which armies were moved around as if on some giant chessboard with the aim to checkmate an opponent rather than force a real fight. Early modern warfare in Southeast Asia was limited by the desire to avoid battle while finding ways of seizing slaves or workers, though this did not exclude occasional conflicts of extreme violence. The refusal to accept battle, even when two armies are only miles apart, as Octavian did at Actium to frustrate Mark Antony, is highly ritualized and relies on what is regarded as culturally acceptable to both sides. Different cultures have evidently defined battle differently, from the sacred ritual surrounding Greek warfare to the utilitarian view of battle in modern warfare.
The one common denominator for all the battles identified from the historical record is the dependence on state or sub-state forms of organization that are capable of raising an army, seeing to its provisioning, and imposing sufficient levels of discipline (with the incentive of loot or the threat of punishment) to ensure that the rank and file remain in place long enough to fight. The capacity to raise an army does not mean a settled and powerful civilization. American Indian tribes could collaborate sufficiently to bring an army of warriors together long enough to achieve what was needed; the Mongol tribal units integrated by Genghis Khan into a completely militarized society represented a loose federation, but it was organized enough to divide men into divisions, battalions and platoons and to provide camels, oxen and carts to move the arrows and the few provisions that the steppe soldiers needed. The other requirement was money, and warfare played a central part in the creation of complex coinage and taxation systems – the cost of warfare was likely to exceed what could be supplied by the potential field force or navy on its own behalf. As battles became more complex with the addition of elaborate equipment and the need for large supplies of ammunition, food or weapons, Western societies came to dominate global warfare, though not exclusively so. They developed states and industrial economies capable of raising the technological and organizational threshold of conflict and applying more managerial values to the battlefield. The result since the eighteenth century was the onset of widespread asymmetric warfare between the West and the rest, though the odds could sometimes be overcome if traditional communities gained access to the new weaponry or if they could surprise their opponent. Increasingly, the only way to conduct modern battle was to borrow the Western way of war, as the Japanese navy demonstrated to devastating effect at Pearl Harbor. Even in this case, old and new mingled together as the bushido values of the Japanese military made surrender impossible, leaving some soldiers fighting to the death in the Pacific War armed only with swords.
© Musee de la Marine, Paris, France/J.P. Zenobel/The Bridgeman Art Library
A painting by the French artist Louis Philippe Crépin (1772–1851) depicts the action at the Battle of Trafalgar in 1805. The battle demonstrated the extent to which modern naval war could only be fought effectively by wealthy states with developed industries, able to supply and pay for large and well-equipped fleets.
If the cultural differences between battles in different eras and regions make it impossible to generalize about the historical circumstances that explain battle, some explanation is needed for the explosion in the number of battles fought over the last 1,500 years. The eighteenth-century English clergyman Thomas Malthus famously described the problems caused by overpopulation, which result in wars, disease and famine, all of which bring population back to levels the local environment can support. Population growth in the prehistoric age necessitated a search for additional resources, such as pasture, game or raw materials. If this coincides with adverse climate change, as seems to have been the case among the prehistoric native populations of the southwestern United States, then communities are compelled to violent competition for new resources. It would be wrong, however, to see this solely as a prehistoric solution. Changes in population levels in the vast Eurasian steppes partly explain the surges of violent migration and raiding from central Asia for hundreds of years in the first millennium CE. One of the excuses given centuries later for Hitler’s wars of aggression was the German search for Lebensraum (‘Living Space’) so that territory and resources could match population size. When Japan found access to additional resources for her overcrowded islands blocked off by the international economic crisis, the solution was invasion of China and, eventually, the seizure of resources and territory in Southeast Asia.
This suggests crude biological or material imperatives that are all too often overlooked or denied when describing human history, but which clearly act at certain historical moments as a driver towards conflict. There is, of course, an important difference between human and animal populations when faced with food shortages, climate change and competition for resources. Human beings are conscious of what they do. War is clearly the product of growing social and political organization, and the evolution of ideologies or cultures that see conflict as justified by defining the enemy ‘other’, whether it is the Persian Empire, the barbarians of the great migrations or the infidels and pagans defined by the mass religions. In the period from the early medieval world, when battles occur almost ceaselessly, religion runs as a clear thread through hundreds of them. When the Sudanese Mahdist forces attacked the British expeditionary force at Omdurman in 1898, they cried out ‘Fight the infidel for the cause of God!’ as they rushed towards the British machine guns. Not all religions have preached virtuous battle, but those that have – in particular Christianity and Islam in all their different guises – see some form of holy war, whether jihad or crusade, as a divine injunction. The political religions of the last century, fascism and communism, preached simply a secular version of holy war, justified by national struggle or the class war. Ideologies, religious or otherwise, were (and still are) capable of exerting an exceptional psychological pressure to accept self-sacrifice for the sake of a cause defined as noble or sacred.
Finally, there is war as a product of hubris. As more organized states or tribal federations emerged, there arose patterns of leadership that conferred upon kings, emperors and tribal chieftains exceptional power to demand fealty and compel service. The result was the emergence of warrior aristocracies whose members combined tough military service with land ownership or other symbols of distinction. In Europe and Asia, these warrior aristocracies dominated for several thousand years; even when larger and more settled political systems emerged, the aristocracies were expected to provide military leadership, rally their own peasants as military levies, and lead them into battle. This was the Prussian model of aristocracy, but it was not exclusively Prussian and can be found in state and sub-state units for thousands of years. Kings and their warrior elites did not need population pressure or religious idealism to fight, though these might have contributed, but fought over rival dynastic ambitions, claims to land through marriage or contract, the pursuit of wealth and empire for its own sake, or simply because that is what warrior elites did. Battle was the reason for their existence. In Frederick the Great’s Silesian wars in the 1740s, sixty noble generals were killed on the field of battle to ensure that Silesia was seized and held to satisfy Frederick’s lust for territory.
All these explanations played some part in the thousands of battles that have been fought across recorded history, even if each has its own particular historical explanation. Nevertheless, what is striking about any history spanning those 4,000 years are the common characteristics that emerge about the nature of battle itself. John Keegan, in his book The Face of Battle, put together a medieval, early modern and modern battle to illustrate how men ‘control their fears, staunch their wounds, go to their deaths’. But the same approach could cover all the battles in history, if there were as full a record from their participants as there has been for the past millennium. Even though battles are fought in a particular historical context and with changing military technologies, it is still possible to acknowledge their common features, and to understand what the face of battle meant for societies as far apart as the early city-states of the Near East and the developed, industrially armed states of the present. The experience of the volunteers, conscripts, levies, slaves or mercenaries who found themselves in battle on land or at sea is a daunting one. They inhabited briefly a special kind of community, cut off temporarily from the rest of the world, in which nothing mattered at that moment except prevailing over the enemy and avoiding their own death – the ‘truth of battle’.
The hardest thing to understand is the willingness to fight when, as the English philosopher Thomas Hobbes understood more than 300 years ago, the rational thing to do is to run away. On every account we have from the participants, battle is a deeply traumatizing experience with exceptional levels of risk and danger and the ever-present prospect of death, or, what was often worse, a serious wound that would leave you helpless and in agony on the battlefield, later to be battered or speared or bayoneted to death if your side lost, or untreated and likely to die if they won. For most of recorded history, there was no agreed protection for those who were wounded or taken prisoner, and although prisoner-taking could be one of the benefits of battle, particularly if the prisoners could be made to fight for their captors or used as slaves, there are numerous accounts of mass slaughter, mutilation and torture. The power of the victor over the vanquished is absolute, arbitrary and, at the end of an exhausting and dangerous contest, likely to be brutal. Even the emergence of the Red Cross in the 1860s and the Geneva Conventions covering prisoners of war in the twentieth century have not affected the savage fighting in civil wars, nor, in the Second World War, the neglect or killing of millions of prisoners.
© Ancient Art & Architecture Collection Ltd/Alamy
A nineteenth-century engraving shows the Egyptian queen Cleopatra at the great naval Battle of Actium in 31 BCE. The presence of women in the front line of battle has always been a rarity, and in reality Cleopatra fled from the scene of battle rather than stay and fight.
For most of those on ancient or modern battlefields, the willingness to fight is dictated by the options available. Social pressure, demands for sacrifice, harsh discipline, respect for comrades – often drawn from the same area or tribe – and temporary loyalty to a cause or a person combine to prevent mass desertion. Most accounts of battle from the ordinary soldier show that the event itself is dominated by a psychological commitment to combat once the point of no return has been reached. After weeks of marching and camping, actual battle can be exhilarating as men are overtaken by waves of pent-up adrenalin. Unsurprisingly, fear also exists widely in battle, yet fear does not debilitate those who fight. William Wharton, an American novelist who served at the front line in Europe in 1944, found that he was ‘scared more than most people’, but he controlled his fear because of his companions: ‘I discover the difference between being scared and being a coward is having other people find out.’ Small-group loyalty has almost certainly been the key to combat in battle because most soldiers and sailors see only a miniature part of the conflict in which they are involved, fighting side-by-side with the few men around them, the battlefield hidden by dust (in early battles), smoke (in later conflicts) or the accident of geography. In hand-to-hand fighting, found in battles across the whole historical span, there is little sense of any order or shape to the battle: the enemy in front of you has to be killed or maimed or he will kill you. At that moment, religious enthusiasm, loyalty to the king or the national ideal become meaningless. Battle is really a description of thousands of small fights for survival, which merge into the single contest once historians give them some narrative shape to explain who won and who lost.
For a large part of 4,000 years of recorded conflict, men have fought because of what they were promised or hoped to find when the enemy, whether on a battlefield or in a siege, is defeated. Looting – whether for treasure, slaves or sex – runs through the accounts of thousands of battles. The huge Ottoman army gathered by Sultan Mehmet II to besiege Constantinople in 1453 may have been attracted to the idea of jihad against the bastion of Orthodox Christianity, but as one observer noted of the repeated and fruitless attempts to storm the city, the soldiers ‘ran towards certain death for booty’. When the city was taken, Mehmet allowed only a day of looting instead of the three customarily allowed under Islamic law, but the eyewitness accounts render a squalid picture of Ottoman soldiers on the rampage, taking anything portable, tying together groups of inhabitants to be dragged off to slavery, raping both women and young boys. Soldiers were often not paid regularly for their service before the last few hundred years (though mercenaries would only fight if they thought they would profit from it with cash, salaries or loot), so they would take any perquisites of war they could find. At Poltava in 1709, Russian troops stripped their Swedish enemies naked on the battlefield, dead and wounded, and took away the boots and tunics as their just deserts. In much classical and early warfare, stripping the dead could provide a moment of good luck, as officers and commanders often took their cash or jewels with them in case they were appropriated in their absence. The capture of the Turkish commander’s ship at Lepanto in 1576 revealed his entire fortune in chests below decks, and the coins and jewellery were distributed among the incredulous marines and sailors who found it.
The possibility of booty was immediate before the professionalization of the military and its support organizations in the nineteenth century. For much of the previous 3,500 years covered by the battles in this book, armies were complex social units, accompanied by women and children, often in large numbers, and a motley crew of retainers, servants and labourers bringing the supplies and guarding any treasure. Wives commonly accompanied the march and awaited the outcome in the baggage train. Other women were brought along, voluntarily or otherwise, to service the sexual needs of the men. Hundreds of women would be employed preparing food, moving supplies, mending uniforms or helping to dig trenches. Ottoman armies numbered by chroniclers in the hundreds of thousands usually contained a whole community of followers, wives and concubines; the core of fighting men was only a smaller fraction of the whole. In Europe, the large train of women had been gradually suppressed by the seventeenth century, partly to allow armies to become more mobile but also on moral grounds. Women came to be excluded from military occupations and were left behind in the garrison towns. Those women who accompanied the army were widely regarded as prostitutes. This explains the savage killing of hundreds of women after the Battle of Naseby in the English Civil War. Puritan soldiers punished the women for their immorality, even though a number of them were the wives of Royalist officers. As women came to be excluded from military life, so battles became a male domain, occasionally invaded by a handful of women who wanted to serve as soldiers (an estimated 30 to 50 in the French Revolutionary Wars, 400 in the American Civil War). In the modern age, the identification of battle as an expression of male identity was a central feature of much pacifist writing by women, most famously in Virginia Woolf’s 1938 critique of posturing manhood, The Three Guineas. Since the First World War, women have once again come to form an important auxiliary arm to the regular forces, but now they are uniformed and organized, and bear no resemblance to the vast baggage-trains of earlier times.
In addition to the prospect of booty, soldiers have also been sustained, or alarmed, by religious symbols, superstitions, visions and omens. There are obvious reasons why appeals to the supernatural were important. Belief in a god or gods or the power of the sacred was common to almost all armies throughout history. Since victory was never certain, soldiers and their commanders searched for some sign that they enjoyed divine protection; indications that the opposite might be the case did not necessarily stop soldiers fighting, but it could be deeply demoralizing. The ancient Greek historian Herodotus described arguments in Athens over how to interpret the Delphic Oracle when the priestess predicted that an enemy from the east would bring inevitable woe to the city – ‘from the topmost roofs trickles black blood’ – but that all-seeing Zeus ‘gives a wooden wall’ for ‘divine Salamis’. The pronouncement was difficult to interpret, though it was widely regarded as a signal of impending doom. But the Athenian Themistocles insisted that the wooden wall meant ships, and that the city should spend its accumulated wealth on procuring a new fleet. His view prevailed and the Persian fleet was destroyed at Salamis a few months later. In the later siege of Constantinople, when the fearful Greek population of the city awaited the Ottoman onslaught, there was an eclipse of the full moon that left just a thin lunar crescent, symbol of their Islamic enemy. The inhabitants saw this as a profound omen of the city’s collapse; the Ottoman army rejoiced at such a clear indication of divine favour and a few days later the city was in their hands. Battles were fought by soldiers blessed by priests, buoyed up by favourable auguries and omens, or certain that death in a sacred cause would ensure a life hereafter.
The conditions of most battlefields were such that superstitious expectation offered a thin ray of hope that somehow, amidst the sheer arbitrariness of combat, you might survive where others perished. The context of fighting across the ages has been universally grim. Soldiers often fought after a long march, already exhausted, with bleeding or blistered feet. They were at the mercy of the weather, and mud, rain or snow made a tough assignment tougher still. Dirt, insects, infection and hunger added to a soldier’s routine woes. The anti-hero in Erich Maria Remarque’s All Quiet on the Western Front complains that his experience of war is only ‘despair, death, fear… an abyss of suffering’. The searing stories of the retreat of Napoleon’s Grande Armée from Russia in 1812 show what price ordinary soldiers paid for their leaders’ grand ambitions, as well as the civilians unlucky enough to be in the path of a desperate army. In battle, the physical demands are hard for anyone who has not experienced it to grasp. After the Battle of Blenheim in 1704, the defeated Comte de Mérode recorded that he had fought continuously for thirty hours, despite suffering an injured and swollen knee, had had no sleep, no food, and just one swig of water. This could be a soldier’s tale from any battle. ‘Why,’ asks William Wharton, ‘do humans, especially military humans, want to do things the hard way?’ Soldiering before the age of aircraft and long-range artillery was an inefficient way of utilizing manpower that too often had soldiers fighting in a daze of exhaustion, at the end of their tether, bleeding from unnoticed wounds, and all because of what their commanders asked of them. Small wonder that time and again in battle accounts, from swigs of rum before a naval engagement to the half pint of brandy served to Napoleon’s soldiers just before Austerlitz, alcohol is used to revive flagging spirits, to dull sharp fears or to combat the freezing climate.
Heat was just as debilitating as cold and a great many of the 100 battles recorded here were fought in searing temperatures and dry conditions that quickly turned the battlefield into a fog of churned-up dust or sand. The critical resource in all kinds of weather, more important for soldiers than any weapon, was water. It is what every wounded soldier asks for first. A shrewd commander makes sure that the army is camped near a supply of fresh water or that water can be ferried to the battlefield. Richard the Lionheart only won the battle at Arsuf because Crusader ships plied along the coast leading to Jaffa with barrels of water for the exhausted, sweaty Europeans in his army. Even then, men died of heat exhaustion on the way. It is hard to imagine having to fight amidst all the clamour and gore of the battlefield for hours on end with no prospect of water to assuage the debilitating effects of dehydration. American army recruits in the Second World War did ‘water hikes’ to prepare them for the reality of battle, marching 100 kilometres (60 miles) over two days in warm weather with just a 1-litre (2-pint) canteen to last the whole time. ‘My mouth starts sticking to itself,’ wrote William Wharton, ‘my tongue to the top of my mouth, my teeth to my lips, my lips to each other.’
© State Central Military Museum, Moscow, Russia/The Bridgeman Art Library
The Exploit of the Mounted Regiment (1884), by Russian military artist Bogdan Willewalde (1819–1903), depicts an episode during the Battle of Austerlitz in December 1805 between the French armies of Napoleon and the forces of Alexander I of Russia and Francis I, Habsburg ruler of the Austrian Empire. Even battles on this scale became a series of small engagements that merged together into the larger conflict.
There comes a moment in most battles whose outcome is decided in a day or so of combat when one side or the other senses victory and the other senses defeat. Since most soldiers can see little more of the battlefield than what is immediately around them and are given almost no information in the midst of a battle, the way that sense is communicated comes either from the exhortations of commanders if victory seems likely, or the flight of leaders who realize that they have lost. The effect when a commander flees – as at Bannockburn in 1314 when Edward II turned tail – can be immediately damaging. Flight or surrender is a fast-moving infection. Once it is evident, the willingness to continue fighting evaporates with a startling speed. One of the strangest phenomena in battle is the moment when soldiers, who only minutes before are firing muskets or hacking away at the enemy, realize that they have to save themselves. Of course, surrender was often not an option, and there are numerous accounts of battles ancient and modern in which a unit of soldiers or horsemen is annihilated where its stands, surrounded by a sea of enemies. What that moment of certain death means, when men are observed fighting with a frenetic energy against all the odds, self-evidently cannot be known. But where it is possible to flee, at the exact moment when confidence in the outcome collapses, soldiers do so, sometimes in good order, but in a great many battles in complete panic. They are then pursued, hunted down and butchered. Napoleon’s Imperial Guard at Waterloo hurled themselves into the fray with determination, but shortly after, as Wellington’s lines moved forward, they could be seen on their knees weeping and calling for mercy. Soldiers in flight experience a psychological transformation now that their only concern is to save themselves rather than to protect the group.
For ordinary soldiers, the comprehension that they have won a battle can take time to sink in, partly because a large battlefield is a messy and incoherent whole, in which fighting might continue for longer in one small part while overall victory is assured. The Battle of Austerlitz was essentially won by Napoleon by mid-day, but the fighting did not finish at one end of the field for another four hours. Even commanders often have only a hazy view of how a battle is going. They have relied until recently on primitive forms of communication once battle is joined. Very few armies imitated the Mongols, whose commanders would seek high ground in order to signal with coloured flags to their units about their movement on the battlefield. Navies were better adapted to complex signalling, but even here a naval mêlée could easily mask the overall balance of the battle. Otherwise, even with the advent of radio, it could be difficult to direct embattled units or to be confident that plans were being fulfilled. Victory slowly emerged from the literal fog of war only when the enemy abandoned the field, surrendered, or was surrounded and killed.
Victory in battle is clearly likely to be exhilarating and soldiers and sailors indulge that victory in a variety of ways, though time and again they are evidently too exhausted, too damaged and too thirsty to do anything more than occupy the ground. Organized pursuit of a broken enemy, even if strategically sensible, is risky with exhausted men and in many famous cases failed to materialize. The aftermath of battle can be anti-climactic for the winners, particularly the wounded, who die later in droves after battles ancient or modern, their thankless task achieved at an awful cost. Nor is there any guarantee that once the fight is over, there will be food and water available. The Swedish victors at Breitenfeld had to wait until the following morning before they were given anything to eat or drink. The soldiers who survive know what they have done and will use it to weave their own personal narratives, heroic or otherwise. In earlier battles they were often rewarded at once to avert potential disaffection or mutiny and to maintain discipline among men now liberated from the tension of combat.
However exhilarating victory might be, at least for a bittersweet moment, battles seldom decided a war, and victory in one battle could quickly be tarnished by defeat in the next. Beaten soldiers or sailors returned home understanding the nature of their failure, even if glad to have survived. Japanese soldiers were encouraged to kill themselves rather than remain alive and dishonoured. One young conscript in the 1930s recorded in his diary that he was given a knife by his mother so that he could ritually disembowel himself if he was captured. The homecoming could be a mixed blessing even for the victors. The sailors who helped to defeat the Spanish Armada in 1588 were delivered to ports in England a few weeks later with no pay and no means of finding food or shelter save begging. Winning a battle could also be costly for the fortunate commander. The Roman general Flavius Aetius, who defeated Attila the Hun, was battered to death by his jealous emperor in person when he returned to Rome. The victor of Ain Jalut, where the Mongols were finally stopped in their tracks on their way to Egypt, was murdered by jealous officers on his way home. Battle is an event in its own right, with its own history and outcome, but what is made of the battle depends on the wider historical context, political as much as military. Winning in this sense really is only half the battle.
In some cases, battles have been used to serve as symbols or myths to endorse a particular political order or to encourage a shared cultural identity, and have soon assumed a historically abstract character, important for what they might mean for future generations and often surrounded by embellishments that turn the account from historical reality into a comfortable legend. For most ancient and early medieval battles, historians rely on accounts that are literary representations of what might have happened, largely devoid of detail and usually written long after the event. The eleventh-century epic French poem Chanson de Roland was based loosely on a battle that took place at Roncesvalles three centuries before, but its purpose by then was to enshrine notions of Christian nobility in French culture. The famous battle on the ice at Lake Peipus in 1242, where Alexander Nevsky drove back the German invader, was distorted by centuries of myth-making, and in the twentieth century it was adopted as a central motif of Soviet propaganda against the fascist enemy in the Second World War. The Battle of Britain and the Battle of the Somme have become central epic accounts in the search for a British identity, symbols of endurance and courage. Other battles are appropriated as foundation moments – the Battle of the Volturno River in 1860 cemented the unification of Italy; Marengo paved the way for Napoleon’s empire; Actium in 31 BCE became the founding battle of the Augustan age and the triumph of Octavian. There is also a history of how battles have been remembered once they are transformed over time into legend, distinct from the history of the battles themselves.
‘Battle’ as the key element of warfare for at least the past 4,000 years may nevertheless be dying out. The American belief that there is now a fundamental ‘Revolution in Military Affairs’ (RMA) – prompted by the new possibilities opened up by cyberwar and precise drone strikes – might make battle in a conventional sense obsolete. The exploitation of the ‘cognitive domain’ suggests that enemies could be subject to psychological pressures and threats that produce disorientation and uncertainty sufficient to obviate the need for actual killing. Perhaps the world is about to enter on one of those long periods of tranquility detected by archaeologists when they examine the hidden record of prehistoric violence. Or then again, perhaps not.
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Richard Overy
Illustrated edition – recommended for viewing on a colour tablet.This book introduces readers to a whole range of military history with all the drama, dangers, horrors and excitement that we associate with Stalingrad or the Somme. Battles are acute moments of history, and through them we can understand how warfare and world history have evolved.Choosing just one hundred battles from recorded human history is a challenge. Not just because it is necessary to cover almost 6,000 years of history, but because men have fought each other almost continuously for millennia. Anyone who knows anything about the history of war may be disappointed at what has had to be left out. However, each of the 100 memorable battles described shows both how the nature of armed combat has changed over human history, and also how, despite changes in technology, organisation or ideas, many things have remained the same.It is an old adage that you can win a battle but lose a war. The battles featured here almost always resulted in victory for one side or another, but the victor did not necessarily win the war. Some battles are decisive in that broader historical sense, others are not. The further back in time, the more likely it is that an enemy could be finished off in one blow. The wars of the modern age, between major states, have involved repeated battles until one side was battered into submission. Some of the great generals of the recent past – Napoleon, Robert E Lee, Erich von Manstein – have been on the losing side but are remembered nonetheless for their generalship.Some on the winning side have all but disappeared from the history books or from public memory. Equally, in many battles, the issue is not victory or defeat, but what the battle can tell us about the history of warfare itself. New weapons, new tactics, new ways of organising armed forces can have a sudden impact on the outcome of a battle. But so too can leadership, or the effects of a clever deception, or raw courage. That is why the book has been divided up into clear themes which apply equally to the battles of the ancient world as they do to the battles of today.As Professor Richard Overy laments: “Battle is not a game to plug into a computer but a piece of living history, messy, bloody and real. That, at least, has not changed in 6,000 years.”
COPYRIGHT
William Collins
An imprint of HarperCollinsPublishers 77–85 Fulham Palace Road, Hammersmith, London W6 8JB WilliamCollinsBooks.com (http://WilliamCollinsBooks.com)
This eBook first published in Great Britain by William Collins in 2014
Copyright © Richard Overy 2014
Richard Overy asserts the moral right to be identified as the author of this work
A catalogue record for this book is available from the British Library
Edited and designed by Tall Tree Ltd
Cover photograph © Arkady Shaikhet.
Courtesy of Nailya Alexander Gallery, New York
All rights reserved under International and Pan-American Copyright Conventions. By payment of the required fees, you have been granted the non-exclusive, non-transferable right to access and read the text of this e-book on-screen. No part of this text may be reproduced, transmitted, down-loaded, decompiled, reverse engineered, or stored in or introduced into any information storage and retrieval system, in any form or by any means, whether electronic or mechanical, now known or hereinafter invented, without the express written permission of HarperCollins
Source ISBN: 9780007452507
Ebook Edition © October 2014 ISBN: 9780007452521
Version: 2014-09-23
CONTENTS
COVER (#ud4af9a5b-c820-5398-9eee-bdc50f24e281)
TITLE PAGE (#u329932b7-b4b8-51bd-86cb-688bfebb6999)
COPYRIGHT (#ub87bb3ee-8940-591e-89e9-a5c8d08cd20c)
MAPS (#u1701cfed-8c96-5ca0-b4f8-61f5de5eb8dd)
PREFACE (#ulink_211576a2-7f10-5d21-9ef7-86d0c5fad803)
INTRODUCTION: THE TRUTH OF BATTLE (#ulink_310bb101-5ac9-51f4-a47c-6dbd2fbe1ce0)
CHAPTER 1: LEADERSHIP (#ulink_e1d58892-ee7c-5425-996c-986b69e66bfe)
1 BATTLE OF GAUGAMELA (#ulink_86857f71-7baf-588b-9887-d9f755d33ab2)
2 BATTLE OF CANNAE (#ulink_2f7992e7-6efd-578f-b596-f70ea6181ff5)
3 BATTLE OF ACTIUM (#ulink_5c94d5a8-20d0-5a09-a337-a834e68685cf)
4 BATTLE OF THE MILVIAN BRIDGE (#ulink_9dd7399f-4db7-565f-9a29-27e236922f23)
5 BATTLE OF HASTINGS (#ulink_e352e734-5d0f-58c0-bf68-2e7e7a317d40)
6 BATTLE OF ZHONGDU
7 BATTLE OF BANNOCKBURN
8 BATTLE OF MOHÁCS
9 SIEGE OF VIENNA
10 BATTLE OF VALMY
11 BATTLE OF TRAFALGAR
12 BATTLE OF AUSTERLITZ
13 BATTLE OF MAIPÚ
14 BATTLE OF VOLTURNO
15 BATTLE FOR WARSAW
16 THIRD BATTLE OF KHARKOV
CHAPTER 2: AGAINST THE ODDS
17 THERMOPYLAE AND SALAMIS
18 BATTLE OF ZELA
19 BATTLE OF EDINGTON
20 BATTLE OF CLONTARF
21 BATTLE OF LEGNANO
22 BATTLE OF THE RIVER SALADO
23 BATTLE OF AGINCOURT
24 SIEGE OF BELGRADE
25 BATTLE OF PLASSEY
26 BATTLE OF LEUTHEN
27 RORKE’S DRIFT
28 BATTLE OF ADWA
29 BATTLE OF OMDURMAN
30 FALL OF SINGAPORE
31 BATTLE OF SANTA CLARA
CHAPTER 3: INNOVATION
32 BATTLE OF LEUCTRA
33 BATTLE OF CARRHAE
34 BATTLE OF AIN JALUT
35 BATTLE OF CRÉCY
36 BATTLE OF LEPANTO
37 THE SPANISH ARMADA
38 BATTLE OF BREITENFELD
39 BATTLE OF NASEBY
40 BATTLE OF POLTAVA
41 BATTLE OF SOLFERINO–SAN MARTINO
42 BATTLE OF KÖNIGGRÄTZ (SADOWA)
43 BATTLE OF SHANGANI
44 BATTLE OF TSUSHIMA
45 THIRD BATTLE OF EDIRNE
46 THIRD BATTLE OF CAMBRAI
47 BATTLE OF FRANCE
48 BATTLE OF BRITAIN
49 PEARL HARBOR
50 BATTLE OF THE ATLANTIC
51 HIROSHIMA AND NAGASAKI
52 OPERATION DESERT STORM
CHAPTER 4: DECEPTION
53 THE FALL OF TROY
54 BATTLES OF MOUNT VESUVIUS
55 BATTLE OF RONCESVALLES
56 BATTLE OF KLEIDION–STRUMITSA
57 BATTLE OF MANZIKERT
58 BATTLE OF LAKE PEIPUS
59 FALL OF TENOCHTITLÁN
60 BATTLE OF BLENHEIM
61 BATTLE OF HOHENFRIEDBERG
62 BATTLE OF THE PLAINS OF ABRAHAM
63 SIEGE OF YORKTOWN
64 BATTLE OF THE LITTLE BIG HORN
65 BATTLE OF ALAM HALFA
66 THE NORMANDY INVASION
67 OPERATION BAGRATION
68 THE SIX DAY WAR
69 TET OFFENSIVE
CHAPTER 5: COURAGE IN THE FACE OF FIRE
70 BATTLE OF MARATHON
71 BATTLE OF THE CATALAUNIAN FIELDS (CHÂLONS)
72 BATTLE OF POITIERS–TOURS
73 BATTLE OF LECHFELD
74 BATTLE OF ARSUF
75 BATTLE OF BORODINO
76 BATTLE OF LEIPZIG
77 BATTLE OF NAVARINO BAY
78 FIRST BATTLE OF MANASSAS (BULL RUN)
79 BATTLE OF GETTYSBURG
80 BATTLE OF TACNA
81 THE BATTLE OF VERDUN
82 FIRST DAY OF THE SOMME
83 GUADALCANAL
84 STALINGRAD
85 FOURTH BATTLE OF MONTE CASSINO
CHAPTER 6: IN THE NICK OF TIME
86 BATTLE OF KADESH
87 BATTLE OF ZAMA
88 BATTLE OF ADRIANOPLE
89 FALL OF CONSTANTINOPLE
90 BATTLE OF SEKIGAHARA
91 BATTLE OF MARENGO
92 BATTLE OF WATERLOO
93 BATTLE OF TANNENBERG
94 THE FIRST BATTLE OF THE MARNE
95 DEFENCE OF TSARITSYN
96 SINK THE BISMARCK
97 BATTLE OF MIDWAY
98 BATTLE OF KURSK
99 BATTLE OF DIEN BIEN PHU
100 BATTLE FOR THE FALKLANDS
BIBLIOGRAPHY (#ulink_84ce14c2-fba6-5408-b184-052db09dc9d2)
INDEX (#ulink_b6519814-6d4e-5951-89c9-22d8afb8bc88)
ACKNOWLEDGEMENTS (#ulink_282a5703-549d-505a-b511-15d65ff3dbaf)
ABOUT THE AUTHOR (#ulink_80f01c89-bd43-5fe7-9ee3-dfe3e0749696)
ABOUT THE PUBLISHER
PREFACE (#ulink_4e83e28c-cfa6-5c5d-82d3-356dc73aeb6d)
Choosing just 100 battles from recorded human history is a challenge. Not just because it is necessary to cover a period of almost 6,000 years, but because men have fought each other almost continuously for millennia. Any century of battles has to be arbitrary. Anyone who knows anything about the history of war may be disappointed at what has had to be omitted, but each of the battles described here has something memorable about it. Between them, they tell us something about how the nature of armed combat has changed over time, and also how some things have remained the same, whatever changes in technology, organization or ideas separate one era from another.
It is an old adage that you can win a battle but lose a war. The battles featured here almost always resulted in victory for one side or another, but the victor did not necessarily win the war. Some battles are decisive in that broader historical sense, others are not. The further back in time we go, the more likely it is that an enemy could be finished off in one blow. The wars of the modern age, between major states, involved repeated battles until one side was battered into submission. Some of the great generals of the recent past – Napoleon, Robert E. Lee, Erich von Manstein – were on the losing side but are remembered nonetheless for their generalship. Some on the winning side have all but disappeared from the history books or from public memory.
In many of the battles featured here, the issue is not victory or defeat, but what the battle can tell us about the history of warfare itself. New weapons, new tactics and new ways of organizing armed forces can have a sudden impact on the outcome of a battle. But so, too, can leadership, a clever deception or raw courage. A history of battles through the ages shows that it is not just technical novelty that can make the difference, but the exercise of operational skill and imagination in planning, or qualities displayed on the field of battle itself, many of which are perennial. That is why the book has been divided up into a number of clear themes, which apply equally to the battles of the ancient world as they do to the battles of today.
Many of the descriptions here rely, of course, on contemporary accounts that are contradictory, confusing or plain wrong. Many battles have passed into legend. This means that some of the descriptions are best guesses by historians using all the evidence that is currently available. Tempting though it is to choose the most dramatic account, narratives of battle have to be treated with caution. Even the most modern battles – Stalingrad is a good example – are not free of embellishment or simplification or propaganda. This is perhaps inherent in the nature of the beast. Battles are remembered differently by victor and vanquished, and few people who are in the heart and heat of battle really know what is going on around them.
© Hibernian/CC
Alexander the Great is portrayed at the Battle of Gaugamela (331 BCE) on a mosaic found on the floor of the House of the Faun in Pompeii. He is astride his famous horse Bucephalos and wears a breastplate decorated with the head of Medusa.
One remarkable thing about battles is the extent to which they have been recorded as art, from Greek friezes and Roman columns to the monumental paintings of the Napoleonic age or the modernist record of the two world wars. As a result, it proves much easier to illustrate the long history of combat than other aspects of the distant past. Where contemporary art is lacking, later generations have rendered great battles of the past with imagination and power. Each of the 100 battles featured here has been brought to life by the addition of some form of an image.
Imagination is important for the reader, too. No description, however rich, can capture the clamour of battle, the shrieks of the dead and dying, the squeal of horses, the thunder of guns, the smell of fear and the strange, eerie calmness that descends on the bloodstained landscape after the fighting is done. If these cannot be properly conveyed, they should not be forgotten. Battles are not computer games but pieces of living history – messy, bloody and real. That, at least, has not changed in 6,000 years.
Richard Overy London and Exeter, 2013
INTRODUCTION (#ulink_b4ae6686-bff3-52a9-a8cf-d9c2dca3d618)
© Robert Harding World Imagery/Alamy
This fresco shows the Battle of the Milvian Bridge in 312, which secured the imperial crown for Constantine. It was created by Giulio Romano between 1520 and 1524 after designs by the Italian artist Raphael (1483–1520) and now decorates the Hall of Constantine in the Apostolic Palace in the Vatican.
THE TRUTH OF BATTLE
A Japanese soldier, writing in his wartime diary during the Pacific War, confessed that, for all the horrors he confronted daily, the one beautiful thing about fighting ‘is the “truth” that only war can possess’. He was writing not principally about war, but about battle – the truth that soldiers face when they are actually in combat. It is a raw, unmediated truth, for the end point of conflict can be death, injury or surrender for those in combat on either side. No other human activity makes these demands, for they lie at the extremity of human endeavour: kill or be killed, survive or perish, conquer or be conquered. The moment of truth is compelling because there is no obstruction from the outside world between you and the possibility of death. It is a truth that can seldom be veiled because it is there to see in the harsh aftermath of a field or sea littered with corpses, in the silence of the dead and the screams of the dying, the triumphant victors often as battered, exhausted and depleted as those they have defeated. It is a truth that men, and it is almost always men, have faced from the earliest recorded battles in the civilizations of the ancient Near East to the conflicts of the contemporary world.
There is, of course, a distinction between wartime and battle. Wartime describes a state of conflict between two polities, whether tribes, city-states, nations or empires, which continues temporally even when no fighting is going on, and which can be ended by negotiation or truce rather than battle. Many wars drag on for decades, punctuated by numerous battles, some more significant than others. The modern world wars did not last for decades, but their truly global scope, in three dimensions, produced hundreds of individual battles from only a few of which it would be possible to predict the outcome of the entire conflict. Battles are certainly about achieving victory, however hollow it might prove, in defined space and defined time on land or sea (and for the last half-century only, in the air), but they do not necessarily win wars. They have their own distinct historical character as particular events rather than as states of conflict. Simply put, battles involve large bodies of armed men whose principal purpose is to overwhelm the body of armed men opposed to them by killing them, capturing them or forcing them to abandon the field. The reasons why they find themselves on the battlefield are always the product of a particular historical moment. But any study of a hundred battles over recorded history shows that the outcome is almost always decided by the same mix of general characteristics: leadership, raw courage, deception, innovation or, time and again, a moment of good fortune – the legendary cavalry topping the crest of the hill. This time span also makes it clear that there is no optimum battle plan towards which humankind has been gravitating. Though strategists search for the military equivalent of the philosopher’s stone to explain victory in battle, clever tactics, stratagems and novelties, morale or luck have always won battles, even if the technology available has become infinitely more sophisticated. Using battle to study the history of war is a reminder that, at the basic level of armed men pitted against armed men, warfare has changed much less over time than might be expected. This is why so many great commanders have avidly read accounts of battles fought long ago.
It is tempting to assume that fighting is something humans are predisposed towards, either psychologically or biologically, but the archaeological record shows that there have been long periods when human populations exhibited very little or no evidence of violence. Studies of the prehistoric populations of the southwest United States across a 5,000-year period have found no evidence of warfare whatsoever – neither skeletons with tell-tale cuts or broken skulls, or arrow heads lodged in them, nor evidence of stockade defences around the first small villages or settlements. Even after the population became more sedentary and cultural distinctions more marked, the archaeological evidence suggests that there was no organized violence for a further half a millennium. Only with a sharp change in environmental conditions and rising population levels from around 1100 to 1300 CE does evidence of warfare suddenly emerge in the burial record, with the skeletal remains of massacred groups or skulls broken open by weapons.
A rather different pattern emerges in the archaeology of northeast America. Here, evidence from around 5000 BCE of bone damage, weapon traces in skeletons and defensive ramparts shows that warfare seems to have been endemic, only to die out once settled communities were constructed. There are only scant traces of violence for the next 2,000 years; then, at some point after the turn of the first millennium CE, violence suddenly manifests itself on a large scale, evident in the discovery of a pit in South Dakota containing the skeletons of almost 500 massacred men, women and children. Clearly there are important environmental, social or cultural explanations for why humans choose to fight rather than collaborate, or find non-violent resolutions of conflict. The manifestations of violence in prehistoric communities across the Old World are similarly ambiguous. Evidence in pre-state Egypt shows that people were killed using arrows or spears; at Gebel Sahaba in Egyptian Nubia, more than 40 per cent of the burials in a cemetery dated to 12000 BCE have multiple injuries from weapons. In a Stone Age cave in Germany, the decapitated skulls of thirty-four men, women and children have been discovered, each head broken in by stone axes. In Europe, there is evidence of violence well before settled agricultural communities, which suggests that early nomadic cultures were as likely to be violent as the later, more sedentary ones. Yet here, too, can be found long periods in the archaeological record that show few if any signs of organized conflict or mass homicides.
The fact that violence between human communities over the past 20,000 years has been sporadic and at times uncommon suggests that warfare must have historical explanations rather than evolutionary ones. The early evidence of violence says little about whether these conflicts were battles as they are understood today, or mere raids for slaves and booty, ambushes to prevent encroachments on food or water sources, or ritualized acts of limited or mock violence like that still evident among tribal communities in early twentieth-century New Guinea. The idea of battle as a way of organizing violence in a disciplined way with a particular aim and a specific enemy is, according to the historical record, common only to particular cultures and across particular global regions. A study of the 2,000 years from the second millennium BCE to around 500 CE – the period when battles entered the historical record – has shown that battles were rare in most civilizations and that they were concentrated geographically in a swathe of territory from Mediterranean Europe through the Near East to Southern Asia. Out of 288 conflicts worthy of the name ‘battle’, 94 per cent occurred in this region, including 73 battles in civil wars. China records only two major battles over the same time span. The idea of a battle as a distinct event with its own choreography and rules seems to have been an invention of pharaonic Egypt. It was widely imitated in the Near and Middle East, and taken up with enthusiasm by the ancient Greeks and the Romans.
This is the form of battle that is familiar today and clearly it came to be widely imitated in the millennia that followed. That is not to say that all battles are equal. The exact ways in which battles have been organized and conducted over the past 2,000 years closely reflect specific cultures and prevailing historical conditions, for which anthropology is as useful as history. There have been periods when efforts were made to avoid battle, even when large armies were available. Late medieval Europe saw infrequent battles if deterrence, threats or political cunning could avoid them; eighteenth-century Europe saw a preference for manoeuvre warfare, in which armies were moved around as if on some giant chessboard with the aim to checkmate an opponent rather than force a real fight. Early modern warfare in Southeast Asia was limited by the desire to avoid battle while finding ways of seizing slaves or workers, though this did not exclude occasional conflicts of extreme violence. The refusal to accept battle, even when two armies are only miles apart, as Octavian did at Actium to frustrate Mark Antony, is highly ritualized and relies on what is regarded as culturally acceptable to both sides. Different cultures have evidently defined battle differently, from the sacred ritual surrounding Greek warfare to the utilitarian view of battle in modern warfare.
The one common denominator for all the battles identified from the historical record is the dependence on state or sub-state forms of organization that are capable of raising an army, seeing to its provisioning, and imposing sufficient levels of discipline (with the incentive of loot or the threat of punishment) to ensure that the rank and file remain in place long enough to fight. The capacity to raise an army does not mean a settled and powerful civilization. American Indian tribes could collaborate sufficiently to bring an army of warriors together long enough to achieve what was needed; the Mongol tribal units integrated by Genghis Khan into a completely militarized society represented a loose federation, but it was organized enough to divide men into divisions, battalions and platoons and to provide camels, oxen and carts to move the arrows and the few provisions that the steppe soldiers needed. The other requirement was money, and warfare played a central part in the creation of complex coinage and taxation systems – the cost of warfare was likely to exceed what could be supplied by the potential field force or navy on its own behalf. As battles became more complex with the addition of elaborate equipment and the need for large supplies of ammunition, food or weapons, Western societies came to dominate global warfare, though not exclusively so. They developed states and industrial economies capable of raising the technological and organizational threshold of conflict and applying more managerial values to the battlefield. The result since the eighteenth century was the onset of widespread asymmetric warfare between the West and the rest, though the odds could sometimes be overcome if traditional communities gained access to the new weaponry or if they could surprise their opponent. Increasingly, the only way to conduct modern battle was to borrow the Western way of war, as the Japanese navy demonstrated to devastating effect at Pearl Harbor. Even in this case, old and new mingled together as the bushido values of the Japanese military made surrender impossible, leaving some soldiers fighting to the death in the Pacific War armed only with swords.
© Musee de la Marine, Paris, France/J.P. Zenobel/The Bridgeman Art Library
A painting by the French artist Louis Philippe Crépin (1772–1851) depicts the action at the Battle of Trafalgar in 1805. The battle demonstrated the extent to which modern naval war could only be fought effectively by wealthy states with developed industries, able to supply and pay for large and well-equipped fleets.
If the cultural differences between battles in different eras and regions make it impossible to generalize about the historical circumstances that explain battle, some explanation is needed for the explosion in the number of battles fought over the last 1,500 years. The eighteenth-century English clergyman Thomas Malthus famously described the problems caused by overpopulation, which result in wars, disease and famine, all of which bring population back to levels the local environment can support. Population growth in the prehistoric age necessitated a search for additional resources, such as pasture, game or raw materials. If this coincides with adverse climate change, as seems to have been the case among the prehistoric native populations of the southwestern United States, then communities are compelled to violent competition for new resources. It would be wrong, however, to see this solely as a prehistoric solution. Changes in population levels in the vast Eurasian steppes partly explain the surges of violent migration and raiding from central Asia for hundreds of years in the first millennium CE. One of the excuses given centuries later for Hitler’s wars of aggression was the German search for Lebensraum (‘Living Space’) so that territory and resources could match population size. When Japan found access to additional resources for her overcrowded islands blocked off by the international economic crisis, the solution was invasion of China and, eventually, the seizure of resources and territory in Southeast Asia.
This suggests crude biological or material imperatives that are all too often overlooked or denied when describing human history, but which clearly act at certain historical moments as a driver towards conflict. There is, of course, an important difference between human and animal populations when faced with food shortages, climate change and competition for resources. Human beings are conscious of what they do. War is clearly the product of growing social and political organization, and the evolution of ideologies or cultures that see conflict as justified by defining the enemy ‘other’, whether it is the Persian Empire, the barbarians of the great migrations or the infidels and pagans defined by the mass religions. In the period from the early medieval world, when battles occur almost ceaselessly, religion runs as a clear thread through hundreds of them. When the Sudanese Mahdist forces attacked the British expeditionary force at Omdurman in 1898, they cried out ‘Fight the infidel for the cause of God!’ as they rushed towards the British machine guns. Not all religions have preached virtuous battle, but those that have – in particular Christianity and Islam in all their different guises – see some form of holy war, whether jihad or crusade, as a divine injunction. The political religions of the last century, fascism and communism, preached simply a secular version of holy war, justified by national struggle or the class war. Ideologies, religious or otherwise, were (and still are) capable of exerting an exceptional psychological pressure to accept self-sacrifice for the sake of a cause defined as noble or sacred.
Finally, there is war as a product of hubris. As more organized states or tribal federations emerged, there arose patterns of leadership that conferred upon kings, emperors and tribal chieftains exceptional power to demand fealty and compel service. The result was the emergence of warrior aristocracies whose members combined tough military service with land ownership or other symbols of distinction. In Europe and Asia, these warrior aristocracies dominated for several thousand years; even when larger and more settled political systems emerged, the aristocracies were expected to provide military leadership, rally their own peasants as military levies, and lead them into battle. This was the Prussian model of aristocracy, but it was not exclusively Prussian and can be found in state and sub-state units for thousands of years. Kings and their warrior elites did not need population pressure or religious idealism to fight, though these might have contributed, but fought over rival dynastic ambitions, claims to land through marriage or contract, the pursuit of wealth and empire for its own sake, or simply because that is what warrior elites did. Battle was the reason for their existence. In Frederick the Great’s Silesian wars in the 1740s, sixty noble generals were killed on the field of battle to ensure that Silesia was seized and held to satisfy Frederick’s lust for territory.
All these explanations played some part in the thousands of battles that have been fought across recorded history, even if each has its own particular historical explanation. Nevertheless, what is striking about any history spanning those 4,000 years are the common characteristics that emerge about the nature of battle itself. John Keegan, in his book The Face of Battle, put together a medieval, early modern and modern battle to illustrate how men ‘control their fears, staunch their wounds, go to their deaths’. But the same approach could cover all the battles in history, if there were as full a record from their participants as there has been for the past millennium. Even though battles are fought in a particular historical context and with changing military technologies, it is still possible to acknowledge their common features, and to understand what the face of battle meant for societies as far apart as the early city-states of the Near East and the developed, industrially armed states of the present. The experience of the volunteers, conscripts, levies, slaves or mercenaries who found themselves in battle on land or at sea is a daunting one. They inhabited briefly a special kind of community, cut off temporarily from the rest of the world, in which nothing mattered at that moment except prevailing over the enemy and avoiding their own death – the ‘truth of battle’.
The hardest thing to understand is the willingness to fight when, as the English philosopher Thomas Hobbes understood more than 300 years ago, the rational thing to do is to run away. On every account we have from the participants, battle is a deeply traumatizing experience with exceptional levels of risk and danger and the ever-present prospect of death, or, what was often worse, a serious wound that would leave you helpless and in agony on the battlefield, later to be battered or speared or bayoneted to death if your side lost, or untreated and likely to die if they won. For most of recorded history, there was no agreed protection for those who were wounded or taken prisoner, and although prisoner-taking could be one of the benefits of battle, particularly if the prisoners could be made to fight for their captors or used as slaves, there are numerous accounts of mass slaughter, mutilation and torture. The power of the victor over the vanquished is absolute, arbitrary and, at the end of an exhausting and dangerous contest, likely to be brutal. Even the emergence of the Red Cross in the 1860s and the Geneva Conventions covering prisoners of war in the twentieth century have not affected the savage fighting in civil wars, nor, in the Second World War, the neglect or killing of millions of prisoners.
© Ancient Art & Architecture Collection Ltd/Alamy
A nineteenth-century engraving shows the Egyptian queen Cleopatra at the great naval Battle of Actium in 31 BCE. The presence of women in the front line of battle has always been a rarity, and in reality Cleopatra fled from the scene of battle rather than stay and fight.
For most of those on ancient or modern battlefields, the willingness to fight is dictated by the options available. Social pressure, demands for sacrifice, harsh discipline, respect for comrades – often drawn from the same area or tribe – and temporary loyalty to a cause or a person combine to prevent mass desertion. Most accounts of battle from the ordinary soldier show that the event itself is dominated by a psychological commitment to combat once the point of no return has been reached. After weeks of marching and camping, actual battle can be exhilarating as men are overtaken by waves of pent-up adrenalin. Unsurprisingly, fear also exists widely in battle, yet fear does not debilitate those who fight. William Wharton, an American novelist who served at the front line in Europe in 1944, found that he was ‘scared more than most people’, but he controlled his fear because of his companions: ‘I discover the difference between being scared and being a coward is having other people find out.’ Small-group loyalty has almost certainly been the key to combat in battle because most soldiers and sailors see only a miniature part of the conflict in which they are involved, fighting side-by-side with the few men around them, the battlefield hidden by dust (in early battles), smoke (in later conflicts) or the accident of geography. In hand-to-hand fighting, found in battles across the whole historical span, there is little sense of any order or shape to the battle: the enemy in front of you has to be killed or maimed or he will kill you. At that moment, religious enthusiasm, loyalty to the king or the national ideal become meaningless. Battle is really a description of thousands of small fights for survival, which merge into the single contest once historians give them some narrative shape to explain who won and who lost.
For a large part of 4,000 years of recorded conflict, men have fought because of what they were promised or hoped to find when the enemy, whether on a battlefield or in a siege, is defeated. Looting – whether for treasure, slaves or sex – runs through the accounts of thousands of battles. The huge Ottoman army gathered by Sultan Mehmet II to besiege Constantinople in 1453 may have been attracted to the idea of jihad against the bastion of Orthodox Christianity, but as one observer noted of the repeated and fruitless attempts to storm the city, the soldiers ‘ran towards certain death for booty’. When the city was taken, Mehmet allowed only a day of looting instead of the three customarily allowed under Islamic law, but the eyewitness accounts render a squalid picture of Ottoman soldiers on the rampage, taking anything portable, tying together groups of inhabitants to be dragged off to slavery, raping both women and young boys. Soldiers were often not paid regularly for their service before the last few hundred years (though mercenaries would only fight if they thought they would profit from it with cash, salaries or loot), so they would take any perquisites of war they could find. At Poltava in 1709, Russian troops stripped their Swedish enemies naked on the battlefield, dead and wounded, and took away the boots and tunics as their just deserts. In much classical and early warfare, stripping the dead could provide a moment of good luck, as officers and commanders often took their cash or jewels with them in case they were appropriated in their absence. The capture of the Turkish commander’s ship at Lepanto in 1576 revealed his entire fortune in chests below decks, and the coins and jewellery were distributed among the incredulous marines and sailors who found it.
The possibility of booty was immediate before the professionalization of the military and its support organizations in the nineteenth century. For much of the previous 3,500 years covered by the battles in this book, armies were complex social units, accompanied by women and children, often in large numbers, and a motley crew of retainers, servants and labourers bringing the supplies and guarding any treasure. Wives commonly accompanied the march and awaited the outcome in the baggage train. Other women were brought along, voluntarily or otherwise, to service the sexual needs of the men. Hundreds of women would be employed preparing food, moving supplies, mending uniforms or helping to dig trenches. Ottoman armies numbered by chroniclers in the hundreds of thousands usually contained a whole community of followers, wives and concubines; the core of fighting men was only a smaller fraction of the whole. In Europe, the large train of women had been gradually suppressed by the seventeenth century, partly to allow armies to become more mobile but also on moral grounds. Women came to be excluded from military occupations and were left behind in the garrison towns. Those women who accompanied the army were widely regarded as prostitutes. This explains the savage killing of hundreds of women after the Battle of Naseby in the English Civil War. Puritan soldiers punished the women for their immorality, even though a number of them were the wives of Royalist officers. As women came to be excluded from military life, so battles became a male domain, occasionally invaded by a handful of women who wanted to serve as soldiers (an estimated 30 to 50 in the French Revolutionary Wars, 400 in the American Civil War). In the modern age, the identification of battle as an expression of male identity was a central feature of much pacifist writing by women, most famously in Virginia Woolf’s 1938 critique of posturing manhood, The Three Guineas. Since the First World War, women have once again come to form an important auxiliary arm to the regular forces, but now they are uniformed and organized, and bear no resemblance to the vast baggage-trains of earlier times.
In addition to the prospect of booty, soldiers have also been sustained, or alarmed, by religious symbols, superstitions, visions and omens. There are obvious reasons why appeals to the supernatural were important. Belief in a god or gods or the power of the sacred was common to almost all armies throughout history. Since victory was never certain, soldiers and their commanders searched for some sign that they enjoyed divine protection; indications that the opposite might be the case did not necessarily stop soldiers fighting, but it could be deeply demoralizing. The ancient Greek historian Herodotus described arguments in Athens over how to interpret the Delphic Oracle when the priestess predicted that an enemy from the east would bring inevitable woe to the city – ‘from the topmost roofs trickles black blood’ – but that all-seeing Zeus ‘gives a wooden wall’ for ‘divine Salamis’. The pronouncement was difficult to interpret, though it was widely regarded as a signal of impending doom. But the Athenian Themistocles insisted that the wooden wall meant ships, and that the city should spend its accumulated wealth on procuring a new fleet. His view prevailed and the Persian fleet was destroyed at Salamis a few months later. In the later siege of Constantinople, when the fearful Greek population of the city awaited the Ottoman onslaught, there was an eclipse of the full moon that left just a thin lunar crescent, symbol of their Islamic enemy. The inhabitants saw this as a profound omen of the city’s collapse; the Ottoman army rejoiced at such a clear indication of divine favour and a few days later the city was in their hands. Battles were fought by soldiers blessed by priests, buoyed up by favourable auguries and omens, or certain that death in a sacred cause would ensure a life hereafter.
The conditions of most battlefields were such that superstitious expectation offered a thin ray of hope that somehow, amidst the sheer arbitrariness of combat, you might survive where others perished. The context of fighting across the ages has been universally grim. Soldiers often fought after a long march, already exhausted, with bleeding or blistered feet. They were at the mercy of the weather, and mud, rain or snow made a tough assignment tougher still. Dirt, insects, infection and hunger added to a soldier’s routine woes. The anti-hero in Erich Maria Remarque’s All Quiet on the Western Front complains that his experience of war is only ‘despair, death, fear… an abyss of suffering’. The searing stories of the retreat of Napoleon’s Grande Armée from Russia in 1812 show what price ordinary soldiers paid for their leaders’ grand ambitions, as well as the civilians unlucky enough to be in the path of a desperate army. In battle, the physical demands are hard for anyone who has not experienced it to grasp. After the Battle of Blenheim in 1704, the defeated Comte de Mérode recorded that he had fought continuously for thirty hours, despite suffering an injured and swollen knee, had had no sleep, no food, and just one swig of water. This could be a soldier’s tale from any battle. ‘Why,’ asks William Wharton, ‘do humans, especially military humans, want to do things the hard way?’ Soldiering before the age of aircraft and long-range artillery was an inefficient way of utilizing manpower that too often had soldiers fighting in a daze of exhaustion, at the end of their tether, bleeding from unnoticed wounds, and all because of what their commanders asked of them. Small wonder that time and again in battle accounts, from swigs of rum before a naval engagement to the half pint of brandy served to Napoleon’s soldiers just before Austerlitz, alcohol is used to revive flagging spirits, to dull sharp fears or to combat the freezing climate.
Heat was just as debilitating as cold and a great many of the 100 battles recorded here were fought in searing temperatures and dry conditions that quickly turned the battlefield into a fog of churned-up dust or sand. The critical resource in all kinds of weather, more important for soldiers than any weapon, was water. It is what every wounded soldier asks for first. A shrewd commander makes sure that the army is camped near a supply of fresh water or that water can be ferried to the battlefield. Richard the Lionheart only won the battle at Arsuf because Crusader ships plied along the coast leading to Jaffa with barrels of water for the exhausted, sweaty Europeans in his army. Even then, men died of heat exhaustion on the way. It is hard to imagine having to fight amidst all the clamour and gore of the battlefield for hours on end with no prospect of water to assuage the debilitating effects of dehydration. American army recruits in the Second World War did ‘water hikes’ to prepare them for the reality of battle, marching 100 kilometres (60 miles) over two days in warm weather with just a 1-litre (2-pint) canteen to last the whole time. ‘My mouth starts sticking to itself,’ wrote William Wharton, ‘my tongue to the top of my mouth, my teeth to my lips, my lips to each other.’
© State Central Military Museum, Moscow, Russia/The Bridgeman Art Library
The Exploit of the Mounted Regiment (1884), by Russian military artist Bogdan Willewalde (1819–1903), depicts an episode during the Battle of Austerlitz in December 1805 between the French armies of Napoleon and the forces of Alexander I of Russia and Francis I, Habsburg ruler of the Austrian Empire. Even battles on this scale became a series of small engagements that merged together into the larger conflict.
There comes a moment in most battles whose outcome is decided in a day or so of combat when one side or the other senses victory and the other senses defeat. Since most soldiers can see little more of the battlefield than what is immediately around them and are given almost no information in the midst of a battle, the way that sense is communicated comes either from the exhortations of commanders if victory seems likely, or the flight of leaders who realize that they have lost. The effect when a commander flees – as at Bannockburn in 1314 when Edward II turned tail – can be immediately damaging. Flight or surrender is a fast-moving infection. Once it is evident, the willingness to continue fighting evaporates with a startling speed. One of the strangest phenomena in battle is the moment when soldiers, who only minutes before are firing muskets or hacking away at the enemy, realize that they have to save themselves. Of course, surrender was often not an option, and there are numerous accounts of battles ancient and modern in which a unit of soldiers or horsemen is annihilated where its stands, surrounded by a sea of enemies. What that moment of certain death means, when men are observed fighting with a frenetic energy against all the odds, self-evidently cannot be known. But where it is possible to flee, at the exact moment when confidence in the outcome collapses, soldiers do so, sometimes in good order, but in a great many battles in complete panic. They are then pursued, hunted down and butchered. Napoleon’s Imperial Guard at Waterloo hurled themselves into the fray with determination, but shortly after, as Wellington’s lines moved forward, they could be seen on their knees weeping and calling for mercy. Soldiers in flight experience a psychological transformation now that their only concern is to save themselves rather than to protect the group.
For ordinary soldiers, the comprehension that they have won a battle can take time to sink in, partly because a large battlefield is a messy and incoherent whole, in which fighting might continue for longer in one small part while overall victory is assured. The Battle of Austerlitz was essentially won by Napoleon by mid-day, but the fighting did not finish at one end of the field for another four hours. Even commanders often have only a hazy view of how a battle is going. They have relied until recently on primitive forms of communication once battle is joined. Very few armies imitated the Mongols, whose commanders would seek high ground in order to signal with coloured flags to their units about their movement on the battlefield. Navies were better adapted to complex signalling, but even here a naval mêlée could easily mask the overall balance of the battle. Otherwise, even with the advent of radio, it could be difficult to direct embattled units or to be confident that plans were being fulfilled. Victory slowly emerged from the literal fog of war only when the enemy abandoned the field, surrendered, or was surrounded and killed.
Victory in battle is clearly likely to be exhilarating and soldiers and sailors indulge that victory in a variety of ways, though time and again they are evidently too exhausted, too damaged and too thirsty to do anything more than occupy the ground. Organized pursuit of a broken enemy, even if strategically sensible, is risky with exhausted men and in many famous cases failed to materialize. The aftermath of battle can be anti-climactic for the winners, particularly the wounded, who die later in droves after battles ancient or modern, their thankless task achieved at an awful cost. Nor is there any guarantee that once the fight is over, there will be food and water available. The Swedish victors at Breitenfeld had to wait until the following morning before they were given anything to eat or drink. The soldiers who survive know what they have done and will use it to weave their own personal narratives, heroic or otherwise. In earlier battles they were often rewarded at once to avert potential disaffection or mutiny and to maintain discipline among men now liberated from the tension of combat.
However exhilarating victory might be, at least for a bittersweet moment, battles seldom decided a war, and victory in one battle could quickly be tarnished by defeat in the next. Beaten soldiers or sailors returned home understanding the nature of their failure, even if glad to have survived. Japanese soldiers were encouraged to kill themselves rather than remain alive and dishonoured. One young conscript in the 1930s recorded in his diary that he was given a knife by his mother so that he could ritually disembowel himself if he was captured. The homecoming could be a mixed blessing even for the victors. The sailors who helped to defeat the Spanish Armada in 1588 were delivered to ports in England a few weeks later with no pay and no means of finding food or shelter save begging. Winning a battle could also be costly for the fortunate commander. The Roman general Flavius Aetius, who defeated Attila the Hun, was battered to death by his jealous emperor in person when he returned to Rome. The victor of Ain Jalut, where the Mongols were finally stopped in their tracks on their way to Egypt, was murdered by jealous officers on his way home. Battle is an event in its own right, with its own history and outcome, but what is made of the battle depends on the wider historical context, political as much as military. Winning in this sense really is only half the battle.
In some cases, battles have been used to serve as symbols or myths to endorse a particular political order or to encourage a shared cultural identity, and have soon assumed a historically abstract character, important for what they might mean for future generations and often surrounded by embellishments that turn the account from historical reality into a comfortable legend. For most ancient and early medieval battles, historians rely on accounts that are literary representations of what might have happened, largely devoid of detail and usually written long after the event. The eleventh-century epic French poem Chanson de Roland was based loosely on a battle that took place at Roncesvalles three centuries before, but its purpose by then was to enshrine notions of Christian nobility in French culture. The famous battle on the ice at Lake Peipus in 1242, where Alexander Nevsky drove back the German invader, was distorted by centuries of myth-making, and in the twentieth century it was adopted as a central motif of Soviet propaganda against the fascist enemy in the Second World War. The Battle of Britain and the Battle of the Somme have become central epic accounts in the search for a British identity, symbols of endurance and courage. Other battles are appropriated as foundation moments – the Battle of the Volturno River in 1860 cemented the unification of Italy; Marengo paved the way for Napoleon’s empire; Actium in 31 BCE became the founding battle of the Augustan age and the triumph of Octavian. There is also a history of how battles have been remembered once they are transformed over time into legend, distinct from the history of the battles themselves.
‘Battle’ as the key element of warfare for at least the past 4,000 years may nevertheless be dying out. The American belief that there is now a fundamental ‘Revolution in Military Affairs’ (RMA) – prompted by the new possibilities opened up by cyberwar and precise drone strikes – might make battle in a conventional sense obsolete. The exploitation of the ‘cognitive domain’ suggests that enemies could be subject to psychological pressures and threats that produce disorientation and uncertainty sufficient to obviate the need for actual killing. Perhaps the world is about to enter on one of those long periods of tranquility detected by archaeologists when they examine the hidden record of prehistoric violence. Or then again, perhaps not.
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Richard Overy
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Дата публикации: 16.04.2024
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О книге: Illustrated edition – recommended for viewing on a colour tablet.This book introduces readers to a whole range of military history with all the drama, dangers, horrors and excitement that we associate with Stalingrad or the Somme. Battles are acute moments of history, and through them we can understand how warfare and world history have evolved.Choosing just one hundred battles from recorded human history is a challenge. Not just because it is necessary to cover almost 6,000 years of history, but because men have fought each other almost continuously for millennia. Anyone who knows anything about the history of war may be disappointed at what has had to be left out. However, each of the 100 memorable battles described shows both how the nature of armed combat has changed over human history, and also how, despite changes in technology, organisation or ideas, many things have remained the same.It is an old adage that you can win a battle but lose a war. The battles featured here almost always resulted in victory for one side or another, but the victor did not necessarily win the war. Some battles are decisive in that broader historical sense, others are not. The further back in time, the more likely it is that an enemy could be finished off in one blow. The wars of the modern age, between major states, have involved repeated battles until one side was battered into submission. Some of the great generals of the recent past – Napoleon, Robert E Lee, Erich von Manstein – have been on the losing side but are remembered nonetheless for their generalship.Some on the winning side have all but disappeared from the history books or from public memory. Equally, in many battles, the issue is not victory or defeat, but what the battle can tell us about the history of warfare itself. New weapons, new tactics, new ways of organising armed forces can have a sudden impact on the outcome of a battle. But so too can leadership, or the effects of a clever deception, or raw courage. That is why the book has been divided up into clear themes which apply equally to the battles of the ancient world as they do to the battles of today.As Professor Richard Overy laments: “Battle is not a game to plug into a computer but a piece of living history, messy, bloody and real. That, at least, has not changed in 6,000 years.”