India: A History
India: A History
John Keay
The first single-volume history of India since the 1950s, combining narrative pace and skill with social, economic and cultural analysis. Five millennia of the sub-continent’s history are interpreted by one of our finest writers on India and the Far East. This edition does not include illustrations.Older, richer and more distinctive than almost any other, India’s culture furnishes all that the historian could wish for in the way of continuity and diversity. The peoples of the Indian subcontinent, while sharing a common history and culture, are not now, and never have been, a single unitary state; the book accommodates Pakistan and Bangladesh, as well as other embryonic nation states like the Sikh Punjab, Muslim Kashmir and Assam.Above all, the colonial era is seen in the overall context of Indian history, and the legacy of the 1947 partition is examined from the standpoint of today.
INDIA
A History: From the Earliest Civilisations to the Boom of the Twenty-First Century
JOHN KEAY
COPYRIGHT (#ulink_bb899780-50a1-54d0-a555-b7551241742f)
HarperPress An imprint of HarperCollinsPublishers 77–85 Fulham Palace Road Hammersmith London W6 8JB
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This updated HarperPress edition published 2010
First published in Great Britain by HarperCollinsPublishers in 2000 Published in paperback by Harper Perennial 2004, reprinted 12 times
Copyright © John Keay 2000 and 2010
Maps and tables by Jillian Luff
John Keay asserts the moral right to be identified as the author of this work
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Source ISBN: 9780007307753
Ebook Edition © APRIL 2013 ISBN 9780007382392
Version: 2014-12-01
DEDICATION (#ulink_b0c443d5-b110-5392-a138-b0669d5a81cd)
For Tara
CONTENTS
Title Page (#ua1d5949d-5ccd-53ca-8aa5-887c01be901a)
Copyright (#u38660bf9-10e8-5faf-9742-7ceb52533031)
Dedication (#u20e55f01-09a0-59ab-883f-1edac3d24d0b)
Maps (#u979a66be-ff8b-5e38-a202-07a43bab901e)
Charts and Tables (#ub0a29288-38d4-570d-b567-9dd6acebf66d)
Author’s note to the Second Edition (#u8fea4be3-c885-530b-aded-032881588889)
Introduction (#u4fcf8e18-f947-5127-829f-6ef999b1920b)
1 The Harappan World: C3000–1700 BC (#u86e82a16-74cc-5729-b648-d580009ff723)
2 Vedic Values: C1700–900 BC (#ude041fdd-8c98-5dad-8325-40093d403896)
3 The Epic Age: C900–520 BC (#ub535a69a-b398-5f38-aad5-cd00f34f5139)
4 Out of the Myth-Smoke: C520–C320 BC (#uc857ff32-fe59-50c0-9612-928eabff14af)
5 Gloria Maurya: C320–200 BC (#ue809e8e7-5603-52c4-99e4-d37766bdf34d)
6 An Age of Paradox: C200 BC–C300 AD (#u2f1bc12e-8863-59a6-b063-811eccee1012)
7 Gupta Gold: C300–500 AD (#u043ddc4e-1f6b-5c75-882d-b8519874db8f)
8 Lords of the Universe: C500–700 (#u7b6f8785-a45b-5335-93bb-65f367388e32)
9 Dharma and Defiance: C700–C900 (#u6a8203bb-f671-5cb4-9537-c0b53d12742d)
10 Natraj, the Rule of the Dance: C950–1180 (#u3e12518b-97f6-5263-9c02-0f22c4bfb5b8)
11 The Triumph of the Sultans: C1180–1320 (#uf785e2aa-be76-5759-81be-c02cbc34fc8e)
12 Other Indias: 1320–1525 (#u88c3dc69-b719-56d4-9635-79148562cb70)
13 The Making of the Mughal Empire: 1500–1605 (#u48460fbd-4e2c-538d-9e8f-3efd048da9fb)
14 Mughal Pomp, Indian Circumstance: 1605–1682 (#u0cecf746-77d7-57c0-8a17-c9af16dd5289)
15 From Taj to Raj: 1682–1750 (#u785e7800-3b46-537d-9d30-d217d0ff022a)
16 The British Conquest: 1750–1820 (#u1260c560-e159-52ae-bdb3-b20796f79198)
17 Pax Britannica: 1820–1880 (#u4e4a8702-35c0-5060-bc58-72ad8ad1adce)
18 Awake the Nation: 1880–1930 (#uddf78e86-2821-5c85-9f3e-eaed9bc4c40a)
19 At the Stroke of the Midnight Hour: 1930–1948 (#u6766e2bc-2e0e-54bb-8aea-7e44f65a8bb3)
20 Surgical Procedures: 1948–1965 (#u9dd47c6c-6443-5125-af34-e4271f581d57)
21 The Spectre of Separatism: 1962–1972 (#ue52b11a8-8c0e-535e-ac86-9b7f4386de62)
22 ‘Demockery’: 1972–1984 (#u334c8fb8-5664-5397-a2c6-9181f0900ae9)
23 Midnight’s Grandchildren: 1984– (#u97aa7066-3117-55d1-9570-76741fe1c070)
Bibliography (#ufba18f8d-8b9e-5b99-8827-46da9cbbc2dd)
Index (#u0470130d-5b33-5c48-9937-3dc43fe47253)
About the Author (#u4b6b32ee-429d-5eba-a855-e8d028523167)
Source Notes (#ub2a2d9ca-5792-59d3-b49b-07fc5c9e71be)
Praise (#ua2f79808-180c-51c1-a72a-f0d050395c4b)
Also by the Author (#u1a16d63e-44e8-5215-af91-e86553f5aceb)
About the Publisher (#u3a8bbb33-35f8-5971-bba4-db44daba3e3a)
MAPS (#ulink_428ea1cb-a421-5824-bbcd-4e33e5bf629a)
South Asia – Physical (#ulink_3fd4d618-a5ae-5832-ad71-b0cd85e644ec)
South Asia Today (#ulink_74fb9f69-44dc-5e37-b925-b3820af31759)
The Harappan world C1900 BC (#ulink_4d75ca59-7f6e-5833-86e5-b7b22fd2b775)
Northern India at the time of the Buddha (C400 BC) (#ulink_df546262-9560-55a2-b9d4-3258a2f0ee7e)
Alexander the Great’s invasion, 327–6 BC
India under Ashoka
The Karakoram route
Peninsular trading stations in the first century AD
Western India C150 AD (with Shatavahana cave-sites)
Gupta conquests
Harsha’s probable empire C640 AD
Chalukyas and Pallavas in the seventh century
India and south-east Asia in the seventh to twelfth centuries
The Arab conquest of Sind in the eighth century
The Kanauj triangle: Rashtrakutas, Palas and Gurjara-Pratiharas
The land of the Shahis C1000 AD
The Ghaznavid empire under Mahmud of Ghazni C1030
The Chola kingdom C1030 and the expeditions of Rajendra I
Avanti/Malwa: the incarnations of a proto-state
Chahamana defeat and Muhammad of Ghor’s conquests 1192–1200
Eastern India C1200
The peninsular incursions of Ala-ud-din and Malik Kafur, 1296–1312
Delhi old and new
The stillborn states: India in the fifteenth century
The campaigns of Babur, Humayun and Sher Shah
The Bahmanid kingdom and its successor sultanates
Expansion of the Mughal empire, 1530–1707
Rajasthan under the Mughals
The Deccan and the south in the reign of Aurangzeb
Successor states of the Mughal empire
European trading stations C1740
The peninsula in the eighteenth century (the Anglo – French and Anglo – Mysore Wars)
The British in Bengal, 1756–65
British India in 1792, after the Third Mysore War;
British India in 1804, after Wellesley’s acquisitions
The Anglo-Maratha Wars 1775–1818
British India in 1820, after the Maratha Wars
British India in 1856, after Dalhousie’s annexations
The north-west in the nineteenth century: British expansion into Panjab, Sind and Afghanistan
Northern India during the Great Rebellion 1857–8
The partition of the Panjab, 1947
CHARTS AND TABLES (#ulink_d9be77d2-6a46-5a3a-920b-57f73ec8e582)
The peaks and troughs of dominion (#ulink_bfb74dd1-bd6f-587f-9cac-1de8abe0dccf)
The Mauryas: probable succession 321–181 BC
The imperial Guptas: probable succession
The Chalukyas and the Pallavas: the rival successions
The rise and fall of the Cholas of Tanjore
Avanti/Malwa: the incarnations of a proto-state
The Delhi sultanates. 1: The ‘Slave’ Dynasty, 1206–90
The Delhi sultanates. 2: The Khalji Dynasty, 1290–1320
Muslim conquest to Mughal empire: the dynasties of the Delhi sultanate
The Delhi sultanates. 3: The Tughluq dynasty, 1320–1413
The Great Mughals
Intermarriage of Great Mughals with the family of Itimad-ud-Daula
The Sikh Gurus: the chosen successors of Guru Nanak
The royal house of Shivaji (Bhonsle Chatrapatis)
The later Mughals
Succession of the Peshwas of Pune
British governors-general
British viceroys
Countdown to Independence
The Nehru-Gandhi dynasty
Political Succession in India, Pakistan and Bangladesh 1947–2009
AUTHOR’S NOTE TO THE SECOND EDITION (#ulink_3827c0a1-ddd6-5e85-9d48-385242b8ef64)
When this book was first published in 2000 I had it in mind to write a sequel that would recount the events of the last fifty years in greater detail than was possible in a 5000-year history of the subcontinent. That project is at last under way. But working on it has made me even more aware of the cursory and selective nature of the final chapters in the first edition of India.
Ten years on, therefore, this new edition endeavours to make amends. As well as some updates and corrections to the original text, it contains an extensively rewritten chapter 19, a replacement chapter 20 and completely new chapters 21, 22 and 23. The narrative has been extended into the twenty-first century and an attempt made to compare the fortunes and explore the fraught relationships of all three of the post-Partition states – Pakistan and Bangladesh as well as India.
To anyone over sixty this will be more current affairs than history. It deals with events and personalities that may be familiar and it invites a more engaged and subjective treatment. Sadly it also lacks the authority that stems from a longer scholarly perspective. Much vital documentation remains unavailable for reasons of confidentiality or national security. Access to Pakistan’s national archive, for instance, is so restricted that most histories of that country rely heavily on such documentation as can be consulted elsewhere, notably in the UK and the USA. Yet over-dependence on the reports and correspondence of foreign diplomats and observers may give a very false impression of decision-making within Pakistan’s ruling establishment. Contemporary history is partial – in every sense. The new chapters at the end of this book are no exception.
I am grateful to Arabella Pike and Martin Redfern for making the new edition possible and to Essie Cousins, Georgia Mason, Peter James and others at HarperCollins for processing it. Many readers were kind enough to comment on the original edition. Though it has not been possible to do justice to all their suggestions, I thank everyone and look forward to more of the same.
John Keay
Argyll
January 2010
INTRODUCTION (#ulink_a6f75ad1-10ec-5a5d-9200-5e0ee1704b5c)
HISTORIES OF INDIA often begin with a gripe about the poverty of the available sources. These sources were once thought so inadequate as to make what is certainly one of the world’s longest histories also one of its more patchy. ‘Prior to the thirteenth century AD,’ wrote Professor R.C. Majumdar in the 1950s, ‘we possess no historical text of any kind, much less such a detailed narrative as we possess in the case of Greece, Rome or China.’
Majumdar cited the thirteenth century because that was when northern India, succumbing to Muslim rule, attracted the attention of partisan writers keen to chronicle the triumphs of Islam. But given a good four thousand years of earlier pre-Islamic civilisation, it followed that for more than 80 per cent of attestable Indian history there were no histories.
‘It is difficult to give a rational explanation for this deficiency,’ continued Majumdar, ‘but the fact admits of no doubt.’ Rational explanations apart – and there have been many, most supposing an Indian indifference to treating antiquity as an academic discipline – this dearth of ready-made chronicles and memoirs weighed heavily on the historian. It handicapped his reconstruction of past events and hobbled his presentation of them in an acceptable narrative. His gentle readers were forewarned. A rough ride was in prospect.
Happily the situation has improved considerably over the last half-century. No unsuspected ancient chronicles have come to light but much new research has been undertaken and other disciplines have made important contributions. I have therefore stressed in the pages which follow those feats of discovery and deduction, the fortuitous finds and the painstaking analysis, whereby the documentational void has been gradually filled. While spiking the narrative with some lively debate, this explorational approach also has the advantage of mitigating my presumption in venturing, gownless, onto the campus sward. History based on histories looks to be the province of professionals; but where so much of the past, even its chronology, has to be teased from less articulate objects like coins and charters, or pieced together from random inscriptions, titbits of oral tradition, literary compositions and religious texts, and where such researches are then usually consigned to specialist publications and obscure monographs, there surely must be need for an overview.
Reconstructing the past from such reluctant materials can be intensely exciting, but it is not easy. The ingenuity of those scholars who from rocks and runes, bricks and rubrics, have wrested one of the oldest and richest civilisations constitutes something of an epic in itself. It deserved to be told, and in a previous book I had endeavoured to do so in respect of mainly nineteenth-century scholarship.
But this is an ongoing epic of research which is itself part of India’s history. As well as being directly responsible for revealing those distant personalities and events by way of which, like stepping stones, the historical narrative progresses, it also betrays much about the age to which the stepping stones supposedly led. More personally, since what we know has been derived so largely from research and so little from testimony, it seemed perverse not to credit the discoverers while appropriating their discoveries. What follows, therefore, is both a history of India and to some extent a history of Indian history
I liked the idea that the variety of disciplines involved in this work of discovery – archaeology, philology, numismatics, phonetics, art history, etc. – seemed to admit the need for a generalist, and I hoped that the heavy ideological and religious distortions to which the findings have sometimes been subject might be countered by the reticence of a confirmed sceptic. Better still, thirty years of intermittent wandering about the subcontinent, reading about it and writing about it, could now be construed as other than pure indulgence. D.D. Kosambi, the most inspirational of India’s historians, reckoned that for the restoration and interpretation of India’s past the main qualification was a willingness to cover the ground on foot. He called it ‘field work’; and so it is.
The fields which Kosambi mainly quartered, and the inhabitants whom he questioned, belonged to a very small area around Pune (Poona) in Maharashtra. Freer to travel and drawn to more spectacular sites, I wanted to construct a history which took particular account of the country’s extraordinary architectural heritage. Lord Curzon, the most incisive of British India’s Viceroys, hailed India’s antiquities as ‘the greatest galaxy of monuments in the world’. To all but scholars steeped in the glories of Sanskrit literature it is the architectural and sculptural wonders of India which provide the most eloquent testimony to its history. They stimulated its first investigation by foreign antiquarians, and they continue to whet the curiosity of millions of visitors. A history which acknowledged the prominence of India’s buildings and provided a political, economic and ideological context for them looked to be useful.
Monuments also go some way towards compensating for that deficiency of historical texts. Of the Chola kings of Tamil Nadu, for instance, we would be poorly informed but for the great Rajarajeshwara temple, sublimely moored amidst acres of cloistered paving, which they built and maintained in eleventh-century Tanjore. From its inscriptions we learn of the Cholas’ remarkable expeditions and of their lavish endowments; we even gain some insights into the organisation of their kingdom. But equally instructive is the sheer scale of their monument and the grandeur of its conception. Here, clearly, was a dynasty and a kingdom of some significance. To construct and endow India’s largest temple, the Cholas must have commanded resources beyond those of their traditional wet-rice patrimony in the delta of the Kaveri river. In fact, were the temple devoid of inscriptions and were there no other clues as to its provenance, historians would surely have coined a name for its builders and have awarded them a dominion of either trade or conquest.
Buildings and sculptures so magnificent have done more than stimulate history-writing; they have sometimes hijacked it. Political and economic certainties being scarce while artefacts and literature, mostly of a religious nature, are plentiful, Indian history has acquired something of a religio-cultural bias. Whole chapters devoted to the teachings of the Buddha, the mathematical and musical theories of ancient India, or Hindu devotional movements are standard fare in most Indian histories. They are not without interest or relevance, and they conveniently bridge centuries for which the political record is deemed deficient or unbearably repetitive. But it might be hard to justify comparable digressions into, say, Greek drama or scholastic exegesis in a history of Europe.
The implication seems to be that Indian history, indeed India itself, has always been a place apart in which culture and religion often outdid armies and administrations in influencing the course of events. I remain unconvinced. Religious and cultural identities are important; but as a source of political differentiation and conflict they are not much in evidence in pre-Islamic India, were often exaggerated thereafter, and only became paramount during the last decades of British rule. Historically it was Europe, not India, which consistently made religion grounds for war and the state an instrument of persecution.
Whilst paying homage to architecture in particular, this is not, then, a cultural history of India, let alone a history of Indian cults. If it has a bias, it is in favour of chronology, of presenting such information as is available in a moderately consistent time sequence. This might seem rather elementary; but chronology is often a casualty of the interpretative urge which underlies much Indian history-writing. Whole centuries of no obvious distinction are cheerfully concertina-ed into oblivion, while their few ascertainable productions are either anticipated in an earlier context or reserved for inclusion under some later heading. If, as many authorities now concede, the Arthasastra of Kautilya, a manual of statecraft by the Indian Machiavelli, was not compiled in the fourth – third centuries BC, then our whole idea of the nature of authority during the great ‘imperial age’ of the Maurya kings (C320–180 BC) needs revision. Likewise if Kalidasa, ‘the Indian Shakespeare’, did not coincide with the next ‘imperial flowering’ – and only circumstantial evidence suggests that he did – then the ‘golden age of the Guptas’ (C320–500 AD) begins to look somewhat tarnished.
Analysis thrives on a synchronism of evidence which, in such cases, is often hypothetical or contrived. Indeed Indian history is altogether perverse when it comes to clustering. A curious feature of that ‘galaxy of monuments’ is that comparatively few are located around major power centres. Nor can many certainly be credited to pan-Indian dynasties like the Mauryas and the Guptas. The exceptions are the newer cities of Delhi and Agra on which Sultans, Mughals and British all lavished their patronage. But at earlier power centres like Pataliputra (at Patna in Bihar) or ‘imperial’ Kanauj (near Kanpur in Uttar Pradesh), tangible evidence of the great empires which their Maurya, Gupta or Vardhana rulers claimed to control is scarce. Instead, for the earliest temples one must travel more ambitiously to Sanchi or Ellora, Kanchi or Badami, places hundreds of kilometres away in central India, the Deccan and the south.
The traditional explanation for this poor correlation between dominion and architectural extravagance held that Muslim iconoclasts demolished whatever temples and palaces adorned the earlier capitals of northern India. This may have been the case, especially with richly endowed religious centres like Varanasi (Benares) and Mathura (Muttra), but the fact remains that those temple clusters which do survive, as also the great palaces and forts of a later date, are attributable not to high-profile and supposedly all-India rulers like the Guptas or Harsha-vardhana but to lesser (because more localised) dynasties and to the merchants and craftsmen who lived under their protection.
These lesser dynasties, which flourished throughout India during the first and much of the second millennium AD, we know mainly from inscriptions. Unfortunately the inscriptions are couched in such oblique language, the claims they advance contain so much repetition and poetic exaggeration, and the kings and dynasties they mention are so numerous and so confusing, that most histories pay them scant attention. With perhaps twenty to forty dynasties co-existing within the subcontinent at any one time, it would be an act of intellectual sado-masochism to insinuate this royal multitude into a tender narrative, and I have not attempted to do so. But trusting to the reader’s indulgence, I have tried to convey the flavour of their inscriptions and to isolate those dynasts whose claims on our attention are substantiated by other sources or by still gloriously extant memorials.
Without some treatment of this long dynastic fray, gaping holes appear in the record. Compression and selection are the historian’s prerogative, but it is not self-evident, as per several current histories of India, that remote centuries may be ignored because ‘recency has a decided priority’.
My own experience as an intermittent correspondent and political analyst suggests exactly the opposite. Since most of today’s headlines will be on tomorrow’s midden, ‘recency’ is a deceptive commodity which the historian might do well to approach with caution. In this book, far from sharpening the focus as history blends into the foreground of current affairs, I have intentionally blurred it. Affairs still current are affairs still unresolved.
In contriving maximum resolution for the present, there is also a danger of losing focus on the past. A history which reserves half its narrative for the nineteenth and twentieth centuries may seem more relevant, but it can scarcely do justice to India’s extraordinary antiquity. Nor, simply because the British and post-colonial periods are better documented and more familiar, are they more instructive. There lurks in contemporary-centrism an arrogance no less objectionable than that in Euro-centrism, Occidento-centrism or Christo-centrism. To my mind such selective editing diminishes history. In pillaging the past for fashionable perspectives on the present we deny the delightful inconsequence, the freak occurrences and the human eccentricities which enliven what is otherwise a somewhat sombre record. Honest dealing with the time-scale, as with the spatial environment, is not without its rewards.
If time is the locomotion of history, place could be the gradient against which it is pitted. Dynamic, the one hurtles forward; inert, the other holds it back. Not for nothing are unspoilt landscapes invariably billed as ‘timeless’. Boarding at random an overnight train, and awaking twelve hours later to a cup of sweet brown tea and a dawn of dun-grey fields, the traveller – even the Indian traveller – may have difficulty in immediately identifying his whereabouts. India’s countryside is surprisingly uniform. It is also mostly flat. A distant hill serves only to emphasise its flatness. Distinctive features are lacking; the same mauve-flowered convolvulus straggles shamelessly on trackside wasteland and the same sleek drongos – long-tailed blackbirds – festoon the telegraph wires like a musical annotation. It could be Bihar or it could be Karnataka, equally it could be Bengal or Gujarat. Major continental gradations, like west Africa’s strata of Sahara, sahel and forest or the North American progression from plains to deserts to mountain divide, do not apply. The subcontinent looks all of a muchness.
THE PEAKS AND TROUGHS OF DOMINION
There are, of course, exceptions; in India there are always exceptions, mostly big ones. The Himalayas, the most prominent feature on the face of the earth, grandly shield the subcontinent from the rest of Asia; likewise the Western Ghats form a long and craggy rampart against the Arabian Sea. Both are very much part of India, the Himalayas as the abode of its gods, the Ghats as the homeland of the martial Marathas, and both as the source of most of India’s rivers. But it is as if these ranges have been pushed to the side, marginalised and then regimented like the plunging V of the south Asian coastline, so as to clear, define and contain the vast internal arena on which Indian history has been staged.
An instructive comparison might be with one of Eurasia’s other subcontinents – like Europe. Europe minus the erstwhile Soviet Union comprises about the same area as the Indian subcontinent (over four million square kilometres). But uniform and homogeneous it is not. Mountain chains like the Alps and the Pyrenees, plus a heavily indented coastline and a half-submerged continental shelf, partition the landmass into a tangle of semi-detached peninsulas (Iberia, Scandinavia), offshore islands (Britain, Ireland) and mountain enclaves (Switzerland, Scotland). The geographical configuration favours separation, isolation and regional identity. Corralled into such natural compartments, tribes could become nations and nations become states, confident of their territorial distinction.
A diagrammatic chronology for the major dynasties giving approximate indication of their territorial reach
But if for Europe geography decreed fragmentation, for India it intended integrity. Here were no readily defensible peninsulas, no snowy barriers to internal communication and few waterways which were not readily crossable for much of the year. The forests, once much more widespread than today, were mostly of dry woodland which afforded, besides shelter and sanctuary to reclusive tribes and assorted renunciates, a larder of exotic products (game, honey, timbers, resins) for the plains dwellers. Only in some peripheral regions like Kerala and Assam did this sylvan canopy become compacted into impenetrable rainforest. Wetlands also were once much more extensive. In what are now Bangladesh and Indian West Bengal, the Ganga (Ganges) and the Brahmaputra rivers enmesh to filter seawards in a maze of channels which forms the world’s most extensive delta. Semi-submerged as well as densely wooded, most of Bengal made a late entry onto the stage of history. But wetlands, too, supplied a variety of desirable products, and during the dry summer months they contracted dramatically. Different ecological zones complemented one another, encouraging symbiosis and exchange. Nomads and graziers, seers and pilgrims, traders and troops might pass freely across the face of such a congenial land. It seemed ready-made for integration and empire.
Climate decided otherwise. ‘India is an amalgam of areas, and also of disparate experiences, which never quite succeeded in forming a single whole;’
only the British, according to Fernand Braudel, ever ruled the entire subcontinent; integration proved elusive because the landmass was too large and the population too numerous and diverse. But surprisingly, considering Braudel’s emphasis on environments, he ignores a more obvious explanation. Settlement was not uniform and integration not easily achieved because what geography had so obligingly joined together, hydrography put asunder.
India enjoys tropical temperatures, yet during most of the year over most of the country there is no rain. Growth therefore depends on short seasonal precipitations, as epitomised by the south-west monsoon which sweeps unevenly across nearly the whole country between June and September. The pattern of rainfall, and the extent to which particular landscapes can benefit from it by slowing and conserving its run-off, were the decisive factors in determining patterns of settlement. Where water was readily available for longest, there agriculture could prosper, populations grow, and societies develop. Where not, stubby fingers of scrub, broad belts of desert and bulging plateaux of rock obtruded, cutting off the favoured areas of settlement one from the other.
Like lakes, long rivers with little fall, especially if their flood is prolonged by snow-melt as with the Ganga and the Indus, serve the purpose of conserving water well. Much of northern India relies on its rivers, although the lands they best serve, as also their braided courses and even their number, have changed over the centuries. Depending on one’s chosen date, Indian history begins somewhere on the banks of north India’s litany of great rivers – either along the lower Indus or amongst the ‘five rivers’ (panj-ab, hence Panjab, or Punjab) which are its tributaries, or in the ‘two rivers’ (do-ab, hence Doab) region between the Jamuna (Jumna) and the Ganga, or along the middle Ganga in eastern Uttar Pradesh and Bihar.
North India’s mighty river systems ordained much the most extensive of these well-watered zones of agricultural settlement; and though these zones were several, in the course of the first millennium BC they tended to become contiguous, thus creating a corridor of patchy cultivation and settlement from the north-west in what is now Pakistan to Bihar in the east. Here commercial exchange, cultural uniformity and political rivalry got off to an early start. The corridor became a broad swathe of competing states, cherishing similar ideals, revering common traditions and inviting claims of paramountcy. For empire-builders like the Mauryas, Guptas and Vardhanas, this was where the idea of Indian dominion began.
Elsewhere surface reservoirs supplemented rivers as a useful means of water conservation if the terrain permitted. In the deep south, weeks after Tamil Nadu’s November rains have ceased, what looks from the air like chronic flooding proves to be a cunningly designed patchwork of fields with their sides so embanked as to form reservoirs, or ‘tanks’. When, after carefully managed use and the inevitable evaporation, the water is nearly exhausted, the tank can itself be planted with a late rice crop. Since the peninsula lacks the vast alluvial plains of the north and has to accommodate hills like the Western Ghats, zones favourable to agricultural settlement were here smaller although numerous and, in cases like the Kerala coast, exceptionally well watered.
In other regions geology did its best for moisture conservation by trapping water underground. From wells it could then be laboriously hauled to the surface for limited irrigation. For the intervening zones of greatest aridity, this sub-surface water was the only source available during most of the year. And since about half the subcontinent receives less than eighty centimetres of rain per year, these arid zones were large. By supposing a continuity between the western deserts of Sind/Rajasthan and the drier parts of central India plus the great Deccan plateau of the peninsula, a broad north – south divide has sometimes been inferred. In fact the terminology here is too vague (even the Deccan is more a designation of convenience than a natural feature). Moreover, considerable rivers traverse this divide: the Chambal and Betwa, tributaries of the Jamuna, afford north – south corridors between the Gangetic plain and the peninsula. And slicing across the waist of India, the west-flowing Narmada forms a much more obvious north – south divide; indeed it figures historically as something of an Indian Rubicon between the north and the peninsula. Micro-zones with excellent water conservation also dot both Rajasthan and the Deccan; in historical times they would sustain a succession of the most formidable dynasties.
As with the forests and wetlands, the dry-lands were not without their own sparser populations, typically herdsmen and warriors. As barriers, dry regions are hardly as formidable as the seas and mountains of Europe. But as boundaries and frontier zones they did have something of the same effect, encouraging separation, fostering distinction and, in time, confronting ambitious rulers with the great Indian paradox of a land that invited dominion full of lesser rulers who felt bound to resist it.
The socio-cultural dimension to this climate-induced paradox would be even more enduring. Indeed it largely accounts for the strength of ‘regional’ sentiment in the subcontinent today. In those favoured, because well-watered, zones where settlement became concentrated, surplus agricultural production encouraged the development of non-agricultural activities. Archaeologists are alerted to this process by the distribution of more standardised implements, weapons and styles of pottery. These things also help in the identification of the favoured areas – most notably, and at different times, that great trail across the north from the Indus to the Gangetic basin, plus Gujarat, Malwa and the Orissan littoral in mid-India. In the south a similar diversification is inferred, although here the archaeological display-case remains somewhat empty. Save for a few Stone Age productions, south India’s history has to wait until jump-started by a remarkable literary outpouring at the very end of the first millennium BC.
As crafts and trades prospered, specialisation encouraged congregation, and congregation urbanisation. Within the same favoured enclaves, ideological conformity, social stratification and political formation followed. The models for each – for an effective religion, a harmonious society and a legitimate state – married local elements and imperatives with a set of norms derived from the propagandised traditions of an Indo-Aryan people who had emerged in north India by 1000 BC. These Indo-Aryans were probably outsiders and, as well as a strong sense of community centred on elaborate rites of sacrifice, they possessed in the Sanskrit language an exceptionally versatile and persuasive medium of communication. Had India been as open and uniform a land as geography suggests, no doubt Sanskrit and its speakers would speedily have prevailed. They did do so over much of north India, but not speedily and not without compromise. Further afield, in west, east and central India and the Deccan, the process somewhat misleadingly known as ‘Aryanisation’ took even longer and involved so much compromise with local elements that hybridisation seems a fairer description. From it emerged most of the different languages and different social conformations which, heightened by different historical experiences, have given India its regional diversity, and which still distinguish the Bengali from the Gujarati or the Panjabi from the Maratha.
The pantheon of spirits and deities worshipped in each zone, or region, typified this process of hybridisation, with Indo-Aryan gods forsaking their original personae to accommodate a host of local cults. Thus did Lord Vishnu acquire his long list of avatars or ‘incarnations’. In parts of India this process of divine hybridisation is still continuing. Every year each village in the vicinity of Pudukottai in Tamil Nadu commissions from the local potter a large terracotta horse for the use of Lord Ayanar. Astride his splendid new mount, Ayanar will ride the village bounds at night, protecting the crops and warding off smallpox. But who is this Ayanar? None other than Lord Shiva, they tell you. The pan-Indian Shiva, himself an amalgam of various cults, looks to be only now in the process of usurping the Tamil Lord Ayanar. But it could be the other way round. To the people of Pudukottai it is Ayanar who is assuming the attributes of Shiva.
As with gods, so with the different languages spoken in India’s zonal regions. In its earliest form Marathi, the language now mainly spoken in Maharashtra, betrayed Dravidian as well as Sanskrit features. At some point a local form of early Dravidian, a language family now represented only in the south, is thought to have been overlain by the more prestigious and universal Sanskrit. But the precedence as between local indigenous elements and Sanskritic or Aryan influences is not clear. Did Sanskrit speakers domiciled in Maharashtra slowly absorb proto-Dravidian inflexions? Or was that too the other way round?
A more clear-cut example of Aryanisation/Sanskritisation is provided by the many attempts to replicate the topography featured in the Sanskrit epics. By word of mouth core elements of the Mahabharata and Ramayana had early penetrated to most of India. By the late centuries of the first millennium BC, even deep in the Tamil south they knew of the Pandava heroes who had fought the great Bharata war for hegemony in the Ganga-Jamuna Doab and of Rama and Lakshmana’s expedition from Ayodhya to rescue the Lady Sita. Clearly these stories had a universal appeal, and in a trail of still recognisable place-names their hallowed topography was faithfully adopted by far-flung rulers anxious to garner prestige. The trail of ‘Ayodhyas’, ‘Mathuras’, ‘Kosalas’, ‘Kambojas’ and so on would stretch way beyond India itself, most notably into areas of Indian influence in south-east Asia. And like that hybridisation of deities, it continues. In Karnataka a Kannada writer complained to me that, despite the best efforts of the state government in Bangalore to promote the Kannada language, villagers still persisted in Sanskritising the names of their villages in a bid for greater respectability, then lobbying the Post Office to recognise the change.
As well as renaming local sites and features, some kings actually tried to refashion them in accordance with the idealised models and layouts of Sanskrit literary tradition. The Rashtrakuta rulers of eighth- to tenth-century Maharashtra evidently conceived their sculpted temple-colossus at Ellora as a replica of the Himalayas. It was named for Shiva as Lord of Mount Kailas (a peak now in Tibet) and was provided with a complement of Himalayan rivers in the form of voluptuous river deities like the Ladies Ganga and Jamuna. In a bid to appropriate the same sacred geography the great Cholas went one better, and actually hauled quantities of water all the way from the Ganga, a good two thousand kilometres distant, to fill their temple tanks and waterways around Tanjore. Thus was authenticated their claim to have recreated the north Indian ‘holy land’ in the heart of Tamil Nadu.
Geography, like history, was seen as something which might be made to repeat itself. In tableaux like that of the Taj Mahal the Mughal emperors strove to realise the Islamic ideal of a paradise composed of scented verdure, running water and white marble. Later, in leafy hill-stations, the British aimed at recreating their own idealised environment of green gables and lych-gated churchyards connected by perilous pathways and fuchsia hedges; new names like ‘Annandale’ and ‘Wellington’ were added to the map; existing nomenclatures were bowdlerised and anglicised.
Now they are being vernacularised. This is a confusing time for both visitors to India and those who write about it. With the process of revision far from complete, the chances of finding spellings and appellations which are recognisable and acceptable to all are slim. At the risk of offending some, I have continued to call Mumbai ‘Bombay’, Kolkota ‘Calcutta’ and Chennai ‘Madras’; to non-Indians these names are still the more familiar. On the other hand I have adopted several spellings – for instance ‘Pune’ for Poona, ‘Awadh’ for Oudh, ‘Ganga’ for Ganges, ‘Panjab’ for Punjab – which may not be familiar to non-Indians; they are, however, in general use in India and have become standard in South Asian studies.
For anyone ignorant of both Sanskrit and Persian, transliteration poses another major problem. Again, I lay no claim to consistency. For the most part I have kept the terminal ‘a’ of many Sanskrit words (Rama for Ram, Ramayana for Ramayan, etc.) and used ‘ch’ for ‘c’ (as in Chola) and ‘sh’ for most of the many Sanskrit ‘s’s (Vishnu for Visnu, Shiva for Siva, Shatavahana and Shaka for Satavahana and Saka). The knowledgeable reader will doubtless find many lapses for which the author, not the typesetter, is almost certainly responsible – as indeed he is for all the errors and omissions, the generalisations and over-simplifications, to which five thousand years of tumultuous history is liable.
1 The Harappan World C3000–1700 BC (#ulink_f1ae0093-c10a-5605-b1b4-8e61978c66a0)
THE BREAKING OF THE WATERS
IN HINDU TRADITION, as in Jewish and Christian tradition, history of a manageable antiquity is sometimes said to start with the Flood. Flushing away the obscurities of an old order, the Flood serves a universal purpose in that it establishes its sole survivor as the founder of a new and homogeneous society in which all share descent from a common ancestor. A new beginning is signalled; a lot of begetting follows.
In the Bible the Flood is the result of divine displeasure. Enraged by man’s disobedience and wickedness, God decides to cancel his noblest creation; only the righteous Noah and his dependants are deemed worthy of survival and so of giving mankind a second chance. Very different, on the face of it, is the Indian deluge. According to the earliest of several accounts, the Flood which afflicted India’s people was a natural occurrence. Manu, Noah’s equivalent, survived it thanks to a simple act of kindness. And, amazingly for a society that worshipped gods of wind and storm, no deity receives a mention.
When Manu was washing his hands one morning, a small fish came into his hands along with the water. The fish begged protection from Manu saying ‘Rear me. I will save thee.’ The reason stated was that the small fish was liable to be devoured by the larger ones, and it required protection till it grew up. It asked to be kept in a jar, and later on, when it outgrew that, in a pond, and finally in the sea. Manu acted accordingly.
[One day] the fish forewarned Manu of a forthcoming flood, and advised him to prepare a ship and enter into it when the flood came. The flood began to rise at the appointed hour, and Manu entered the ship. The fish then swam up to him, and he tied the rope of the ship to its horn [perhaps it was a swordfish], and thus passed swiftly to the yonder northern mountain. There Manu was directed to ascend the mountain after fastening the ship to a tree, and to disembark only after the water had subsided.
Accordingly he gradually descended, and hence the slope of the northern mountain is called Manoravataranam, or Manu’s descent. The waters swept away all the three heavens, and Manu alone was saved.
Such is the earliest version of the Flood as recorded in the Satapatha Brahmana, one of several wordy appendices to the sacred hymns known as the Vedas which are themselves amongst the oldest religious compositions in the world. Couched in the classical language of Sanskrit, some of the Vedas date from before the first millennium BC. Together with later works like the Brahmanas, plus the two great Sanskrit epics, the Mahabharata and the Ramayana, they comprise a glorious literary heritage whence all knowledge of India’s history prior to C500 BC has traditionally been derived.
Brief and to the point, the story of Manu and the Flood served its purpose of introducing a new progenitor of the human race and, incidentally, explaining the name of a mountain. Such, however, was too modest an interpretation for later generations. Myth, the smoke of history, is seen to signal new and more relevant meanings when espied from the distance of later millennia. In time the predicament of the small fish liable to be devoured by larger fish became a Sanskrit metaphor for an anarchic state of affairs (matsya-nyaya) equivalent to ‘the law of the jungle’ in English. Manu’s flood, like Noah’s, came to be seen as the means of putting a stop to this chaos. And who better to orchestrate matters and so save mankind than Lord Vishnu? A minor deity when the Vedas were composed, Vishnu had since soared to prominence as the great preserver of the world in the Hindu pantheon and the second member of its trinity. Thus, in due course, the Flood became a symbol of order-out-of-chaos through divine intervention, and the fish (matsya) came to be recognised as the first of the nine incarnations (avatara) of Lord Vishnu. Myth, howsoever remote, serves the needs of the moment. So does history, in India as elsewhere.
Some historians have dated the Flood very precisely to 3102 BC, this being the year when, by elaborate computation, they conclude that our current era, the Kali Yug in Indian cosmology, began and when Manu became the progenitor of a new people as well as their first great king and law-giver. It is also the first credible date in India’s history and, being one of such improbable exactitude, it deserves respect.
Other historians, while conceding the importance of 3102 BC, have declared it to be not the date of the Flood but of the great Bharata war. A Trojan-style conflict fought in the vicinity of Delhi, the war involved both gods and men and was immortalised in the Sanskrit verse epic known as the Mahabharata, the composition of whose roughly 100,000 stanzas constituted something of an epic in itself. This war, not the flood, was the event that marked the beginning of our present era and must, it is argued, therefore belong to the year 3102 BC. Complex astronomical calculations are deployed in support of this dating, and an inscription carved on a stone temple at Aihole in the south Indian state of Karnataka is said to confirm it.
But the Aihole memorialist, endowing his temple 1600 kilometres from Delhi and nearly four thousand years later, may have got it wrong. According to the genealogical listings in the Puranas, a later collection of ‘ancient legends’, ninety-five generations passed away between the Flood and the war; other evidence based on sterner, more recent, scholarship agrees that the war was much later than the fourth millennium BC. This greatest single event in India’s ancient history, and the inspiration for the world’s longest poem, did not occur until ‘C1400 BC’ according to the History and Culture of the Indian People, a standard work of many volumes commissioned in the 1950s to celebrate India’s liberation from foreign rule and foreign scholarship.
Nevertheless, 3102 BC sticks in the historical gullet. Such are the dismal uncertainties of early Indian chronology that no slip of the chisel is going to deny the historian the luxury of a real date. Corroboration of the idea that it may, after all, apply to a Flood has since come from the excavations in distant Iraq of one of Mesopotamia’s ancient civilisations. There too archaeologists have found evidence of an appalling inundation. It submerged the Sumerian city of Shuruppak, and has been dated with some confidence to the late fourth millennium BC. In fact, 3102 BC would suit it very well.
This Sumerian inundation, and the local Genesis story in the Epic of Gilgamesh which probably derived from it, is taken to be the origin of the legend of the Flood which eventually found its way into Jewish and Christian tradition. Yet in many respects the Sumerian account is more closely echoed in the Indian version than in the Semitic. For instance, just as in later Hindu tradition Manu’s fish becomes an incarnation of the great god Vishnu, so the Sumerian deity responsible for saving mankind is often represented in the form of a fish. ‘It is the agreement in details which is so striking,’ according to Romila Thapar.
The details argue strongly for some common source for this most popular of Genesis myths, and scholars like Thapar, ever ready to expose cultural plagiarism, see both Manu and Noah as relocated manifestations of a Sumerian prototype.
The tendency to synchronise and subordinate things Indian to parallel events and achievements in the history of countries to the west of India is a recurrent theme in Indian historiography and has rightly incurred the wrath of some Indian historians. So much so that they sometimes go to the other extreme of denying that any creative impetus, any technological invention, even any stylistic convention, ever reached India from the west – or, indeed, the West. And in the case of the Flood they may have a point. Subject to the annual deluge of the monsoon and living for the most part on the flat alluvial plains created by notoriously errant river systems, the people of north India have always had far more experience of floods, and far more reason to fear them, than their neighbours in the typically more arid lands of western Asia.
Floods, though now associated more with the eastern seaboard of the Indian subcontinent and Bangladesh, still annually inundate vast areas of the Ganga and Indus basins. They have always done so. One such Gangetic flood, dated by archaeologists to about 800 BC, destroyed the town of Hastinapura which, after the great Bharata war, had become the capital of the descendants of Arjuna, one of the war’s main protagonists. Since the flooding of Hastinapura is also recorded in Sanskrit textual tradition, and since the same tradition says that the town was then under its seventh ruler since the war, an approximate date for the war itself of about 975 BC has been postulated.
Thus, for the titanic struggle recorded in the Mahabharata, we already have three dates: 3102 BC, C1400 BC and C950 BC. A couple of millennia one way or the other is a long time even in prehistoric terms. India’s history, though undoubtedly ancient, leaves much room for manoeuvre. A mistranslated word from one of the many voluminous, difficult and defective texts wherein, long after their composition, the Vedic verses were eventually written down, can create havoc. Similarly a chance discovery of no obvious provenance can prompt major revisions.
Another flood, later than the Sumerian one but much earlier than that at Hastinapura and so perhaps a serious contender for the one which Manu survived, is thought by some to have once inundated the plains of the lower Indus in what is now Pakistan. Geologists date it to some time soon after 2000 BC, and believe that it may in fact have been a succession of inundations. Whether they were the result of climate change, of tectonic action lower down the river resulting in damming and the formation of inland lakes, or simply the cumulative effect of annual siltation is not clear. But whatever the cause, the floods were bad news for those agriculturalists who had pioneered a highly productive economy based on growing cereals in the fine soil alongside the river. Managing the river’s seasonal rise so as to enrich and irrigate their fields was the key to their success. An annual surplus had generated wealth, encouraged craft industries and fostered trade. Settlements had become cities. Along the lower Indus and its tributaries had grown up one of the world’s first urban societies, a contemporary of those on the Nile and the Euphrates and a rival for the tag of ‘the cradle of civilisation’.
Then, soon after 2000 BC according to the archaeologists, came the floods. If they did not actually overwhelm this precocious civilisation, they certainly obliterated it. In time, layer after layer of Indus mud, possibly wind-blown as well as water-borne, choked the streets, rotted the timbers, and piled high above the rooftops. The ground level rose by ten metres and the water table followed it. Meanwhile the river resumed its regular flow and found new channels down which to flood. On top of the cities, now consigned to oblivion beneath tons of alluvium, other peoples grazed their goats, sowed their seeds and spun their myths. A great civilisation was lost to memory.
Not until nearly four thousand years later, in fact in the early 1920s, was its existence even suspected. It was pure chance that Indian and British archaeologists, while investigating later more visible ruins at Mohenjo-daro in Sind and at Harappa in the Panjab, made the prehistoric discovery of the twentieth century. They called their find the ‘Indus valley civilisation’, and drew the obvious comparisons with those of Egypt and Sumeria. Indeed they thought that it might be an offshoot of the latter. Later, as its sophisticated and surprisingly uniform culture became more apparent, the Indus valley civilisation was accorded distinct status. And when the extent of its cultural reach was found to embrace a host of other sites, many of them well beyond the valley of the Indus, it was renamed after one of these sites as the Harappan civilisation.
Suddenly India’s history had acquired a rich prehistoric pedigree of archaeologically verifiable antiquity. Here, it seemed, was a worthy companion to that Sanskrit literary heritage of equally impressive, though maddeningly uncertain, antiquity as comprised by the Vedas and associated texts – the Brahmanas and Puranas as well as epics such as the Mahabharata. Perhaps these two very different sources, the one purely archaeological and the other purely literary, would complement one another. An ancient and immensely distinguished civilisation would thus be revealed in multidimensional detail.
The Harappan finds included buildings, tools, artefacts, jewellery and some sculpture. Intimate details about Harappan housing, diet, dentistry and waste disposal came to light. Maritime trade with Sumeria was attested and led to some cross-dating. The Carbon 14 process produced comparative dates accurate to plus or minus a century or so. Amongst the Harappans there was even what looked like a system of writing: some four hundred characters were identified, each, it was deduced, representing a single word; and they read from right to left. Sanskritists were soon clear that this was not Sanskrit, the language of the Vedic heritage. But it might be some kind of proto-Dravidian, the parent of south India’s languages, while the script did suggest similarities with Brahmi, the earliest Indian script hitherto identified and read. It seemed only a matter of painstaking study before the Harappan language would be understood and the secrets of its civilisation revealed.
Unfortunately this script, despite the best endeavours of international scholarship and despite the code-cracking potential of computers, remains undeciphered. Totally lacking, therefore, is any intelligible record of the Harappans written by themselves. Who were they? What did they worship? Had they established a recognisable state or states? They tell us nothing. How did they come to be there? And what became of them in the end? We don’t know. Here was history complete with approximate dates, cities, industries and arts, but absolutely no recorded events. Here too was a society with a distinct and extensive culture but, barring some not very helpful bones, no people, indeed without a single name.
Names, on the other hand, were precisely what that Sanskrit literary tradition of the Vedas provided – in mind-boggling abundance. Kings and heroes, gods and demons, places and peoples, tumble from the Vedas, Brahmanas, Puranas and epics as if ready-made for the compilation of a historical index. Although no single site, no potsherd or artefact, can certainly be identified with the people who composed these verses, and although their chronology remains shrouded in that maddening uncertainty, we know that they called themselves arya – hence ‘Aryan’ – and we know of their lifestyle, their social organisation, their beliefs and their innumerable antecedents and descendants. Here, in short, was a people proudly obsessed with the past, who defined themselves in terms of lineages reaching back through the generations to Manu, and whose records might therefore provide for the enigmatic Harappan civilisation precisely the human detail that it so notably lacked.
Would that it were so. In fact, as will be seen, though the two civilisations – the Harappan and the Aryan – overlapped in geography and possibly also in chronology, no shred of coincidence certainly connects them. India’s history starts with the apparently irreconcilable. Only in the last few years have sustainable connections between its Harappan and Aryan constituents been tentatively proposed. These connections, though tantalising, remain few and far from conclusive. India’s history as currently understood must be seen as beginning with two woefully unconnected cultures.
This state of affairs may, however, serve as a warning. Despite the pick-and-preach approach of many nationalist historians, geographical India is not now, and never has been, a single politico-cultural entity. In fact, its current three-way division between Pakistan, India and Bangladesh, far from denying some intrinsic unity, is a notable simplification of its traditional plurality. Analogies should be drawn, if at all, not with Egypt or with Greece but with regional constructs of a similar size like the Middle East or Europe. And just as in the Middle East those early civilisations in Egypt and Mesopotamia flourished simultaneously yet quite independently, or just as later in Europe the Byzantine and Carolingian empires could both claim pre-eminence without necessarily coming into conflict, so it is in India.
Sadly, though, this is not a situation which makes for fluent narrative history. In a global landmass as vast and varied as the South Asian subcontinent an orderly linear progression from one cultural flowering to another, one dynasty to another, or one empire-builder to another will prove elusive. Only a still far from certain chronology, and not any sequential progression, demands that the Harappans and their archaeology take precedence ahead of the Aryans and their literature.
A VERITABLE EMPIRE
To anyone familiar with the Egypt of the Pharaohs, the warren of dun diggings which is an excavated Harappan site may seem unimpressive. It is hard not to sympathise with the first archaeologist to survey Mohenjo-daro. ‘I was greatly disappointed,’ wrote Mr D.R. Bhandarkar in his report. He was visiting the largely desert province of Sind in the winter of 1911–12 as Superintending Archaeologist of the Western Circle of the Archaeological Survey of India. ‘Mohenjo-daro’, he noted, meant ‘the Mound of the Dead Men’. There was one big mound and six smaller ones. And in words that must subsequently have haunted him, the Superintending Archaeologist dismissed the lot as ‘not representing the remains of … any ancient monument’.
According to local tradition, these are the ruins of a town only two hundred years old … This seems not incorrect, because the bricks here found are of the modern type, and there is a total lack of carved terra-cottas amidst the whole ruins.
Wrong in every detail, this statement must rank amongst archaeology’s greatest gaffes.
Today’s less qualified visitors, though willing to forgive the absence of ‘carved terra-cottas’, tend to bemoan that of more obvious features. For at Mohenjo-daro no pyramids or ziggurats, no sculpted towers or mighty henges frown over the deep and dusty thoroughfares. On first acquaintance it is as if the most extensive of the Harappan sites was never really a city at all, merely the footings and foundations of one.
This, though, is decidedly not the case. Deep in ‘the Mound of the Dead Men’ there was once activity and industry. Behind the extant façades of blank featureless wall families lived, craftsmen plied their trades and vendors sold their wares. If there was an absence of eye-catching memorials it was not, as will appear, through any lack of civic pride or direction. It may tell us something about the nature of authority in the Harappan state and the organisation of its society; more certainly it indicates the limited materials available to the city’s builders.
Four thousand years ago stone was as scarce in the lower Indus region as it is today. Even the local timber, though more plentiful than now, and possibly able to meet the need for roof joists, seems not to have been sufficiently well-grown for major construction purposes. Instead, it was used as fuel to fire brick kilns. The Harappans built almost entirely in brick, both sun-baked and kiln-fired, and the excellence of their firing is well attested by the survival, albeit underground, of so many structures in such a comparatively friable material. In assuming their bricks to be ‘of a modern type’, Bhandarkar was unwittingly paying the Harappan brickmakers a generous compliment.
Brickwork, however, has its limitations, as the Harappans were no doubt aware. Large areas can be easily enclosed and conveniently partitioned; groundplans of some of the Mohenjo-daro houses compare favourably with those of today, while larger individual structures, presumably public buildings, cover areas equivalent to half a football pitch; some walls, obviously for defence, are as thick as thirteen metres. On the other hand bricks, unlike dressed stone, must be kept small for good firing and are therefore less suitable for towering elevations and long-lasting monuments. Sun, salt and wind play havoc with a mortar of mud; weight stresses cause bowing and buckling. Few if any buildings at Mohenjo-daro were of more than two storeys. Even supposing the Harappans had aspired to the monumental extravagances of their Egyptian contemporaries, it is hard to see how they could have achieved them.
Of unremarkable profile, then, the mud-and-rubble mounds of the Harappan cities and settlements nevertheless made an impression on Bhandarkar’s successors in the Archaeological Survey. Happily ignoring his report, R.D. Banerji and Sir John Marshall resumed explorations at Mohenjo-daro in the late 1920s. Ernest Mackay and Sir Mortimer Wheeler continued their work and also re-examined Harappa, a collection of mounds in the Panjab whence in the nineteenth century bricks similar to those at Mohenjo-daro had been removed by the wagonload as ballast for a 160-kilometre section of the Lahore – Multan railway line. After Independence and the Partition of the subcontinent in 1947 B.B. Lal, J.P. Joshi, S.R. Rao, M. Rafique Mughal and a host of others extended operations to numerous other sites with outstanding results. What amazed all these pioneers, and what remains the distinctive characteristic of the several hundred Harappan sites now known, is their apparent similarity: ‘Our overwhelming impression is of cultural uniformity, both throughout the several centuries during which the Harappan civilisation flourished, and over the vast area it occupied.’
The ubiquitous bricks, for instance, are all of standardised dimensions, just as the stone cubes used by the Harappans to measure weights are also standard and based on a modular system. Road widths conform to a similar module; thus streets are typically twice the width of side lanes, while the main arteries are twice or one and a half times the width of streets. Most of the streets so far excavated are straight and run either north – south or east – west. City plans therefore conform to a regular grid pattern and appear to have retained this layout through several phases of rebuilding. In most cases the ground plan consists of two quite separate settlements, one apparently residential and commercial (‘the lower town’), and the other elevated on a massive brick platform (‘the citadel’) and endowed with more ambitious structures. ‘The citadel’ invariably lay to the west of ‘the lower town’. Clearly Harappan settlements were not just India’s first cities and townships but its first, indeed the world’s first, planned cities and townships. Town-planning not being conspicuous in the subcontinent’s subsequent urban development, they have been hailed as the only such examples until, in the eighteenth century AD, Maharajah Jai Singh decided to lay out his ‘pink city’ of Jaipur in Rajasthan.
Harappan tools, utensils and materials confirm this impression of obsessive uniformity. Unfamiliar with iron – which was nowhere known in the third millennium BC – the Harappans sliced, scraped, bevelled and bored with ‘effortless competence’ using a standardised kit of tools made from chert, a kind of quartz, or from copper and bronze. These last, along with gold and silver, were the only metals available. They were also used for casting vessels and statuettes and for fashioning a variety of knives, fish-hooks, arrowheads, saws, chisels, sickles, pins and bangles. As for the potters’ production of dishes, bowls, jars, flasks and figurines, it was all that one would expect of master brickmakers – well made, competent if restrained as to decoration, and predictably uniform as to design. In short, the uniformity in technology ‘is as strong as in the town-planning, and so marked that it is possible to typify each craft with a single set of examples drawn from one site alone’.
What made all this consistency even more remarkable was the area throughout which the Harappans sustained it. With Mohenjo-daro and Harappa nearly six hundred kilometres apart, it was immediately obvious that the ‘Indus valley’ civilisation was more extensive than its contemporaries – Egypt’s Old Kingdom and Mesopotamia’s Sumeria. The Indus valley, however, has proved to be only the core area. Subsequent to the discovery of its two principal sites (Mohenjo-daro in Sind and Harappa in the Panjab) the Harappan civilisation has been steadily expanding by more than a province a decade. In Pakistan further sites have been found, not only in Sind and Panjab (where at Fort Derawar on the desert frontier with India a third major city stood), but as far away as the Iranian frontier in Baluchistan and in the North-West Frontier Province. India itself, not to be outdone, now boasts an important cluster of sites in Gujarat, another in Rajasthan, and more scattered settlements in the states of Panjab, Haryana, Uttar Pradesh, and Jammu and Kashmir. Subsequently, hundreds of kilometres away to the north-west, what seems to be a Harappan settlement, or ‘colony’, was identified at Shortughai near the river Oxus (Amu Darya) on Afghanistan’s Russian frontier. From Lothal, a small but important settlement in Gujarat which may have been a port, to Shortughai in the mountains of Badakshan, where the Harappans probably obtained supplies of lapis lazuli, is a distance of over sixteen hundred kilometres; and east – west from Alamgirpur on the upper Ganga to Sutkagen-dor on the Makran coast is hardly less.
Naturally such a bonanza of new sites has prompted some revisionism. The uniformity of Harappan culture, necessarily dented by local adaptations to the desert, upland and maritime extremities of such a vast area, is no longer taken for granted. Theories based upon it about the existence of a strong central authority, a pervasive administration and a heavily regulated and stratified society have also suffered. The easy assumptions made on the basis of a few partially and imperfectly excavated sites are dubbed ‘old platitudes’ as a new generation of scholars and field workers gingerly sifts the incontrovertible from the fanciful.
One mystery has certainly been solved. Pioneers like Marshall were puzzled how such a sophisticated culture could have sprung up from nowhere. Unaware of any other Bronze Age cultures in the region, not impressed by the Indian characteristics of Harappan architecture and artefacts, and wrongly assuming dates of about 3500–3000 BC, they duly looked to the west for an explanation, and suggested that the Indus valley civilisation must be a colony or offshoot of Mesopotamian or even Mycenaean civilisation. This idea is now quite untenable. At numerous sites to the west of the Indus in Baluchistan and Afghanistan, as well as in the Indus valley itself, sufficient pre-Harappan and Early Harappan settlements have been found to establish a local progression from hunter-gatherer to urban dweller by way of all the various stages of pastoralism, agricultural settlement, technological advance and cultural refinement. No such consensus exists about the Late Harappan and post-Harappan periods, but it is now possible to assign most Chalcolithic (Bronze/Stone) Age sites in the region to one of these categories and to give approximate dates for each.
Designated by their find sites and principally distinguished by their pottery styles, the pre-Harappan peoples of C3000 BC had already progressed to building houses and tilling the land. They had some knowledge of metals and had access, through trading links, to other precious materials and manufactures. Some time around 2600 BC – the dating varies from site to site – the appearance of typically Harappan styles in pottery and tools announces the Early Harappan phase. Brick-built houses assume a regular design with a courtyard and rooms off it. Figurines anticipate later Harappan styles. Towards the end of the millennium, say 2300 BC, this Early Harappan style gives way to the Mature Harappan phase, in which appears the full inventory of Harappan artefacts – standardised bricks and pots; regular streets above a network of well-made sewerage ducts; typical terracottas; a notable production of decorative artefacts including beads, faïence and shell work; more copper and bronze hardware; and a plenitude of the mysterious seals (as well as the impressions made by them) whereon that enigmatic script features prominently. In some cases, to produce the typical grid layout of streets, sites were apparently cleared and then rebuilt. Other sites were briefly deserted before being rebuilt. Still others suggest a continuance of non-Harappan or pre-Harappan styles, particularly in ceramics, side by side with the Mature Harappan. It is thus far from clear what relationships – of tribute, migration, conquest, intermarriage or cultural attraction – underlay the transition to greater standardisation.
Even worse inconsistency characterises the Late Harappan phase. Around 1900 BC Mohenjo-daro was gradually abandoned, possibly because of those floods and the associated salination of the soil. Kalibangan, an important town in Rajasthan, suffered a similar fate, but probably from desertification and the drying-up of the Ghaggar river. Elsewhere there is evidence of declining authority and of population decrease, possibly as a result of migration from the central settlements. Yet in some peripheral areas like Gujarat, Haryana and the Panjab, the decline is less marked and there may even have been an increase in activity and population.
Dispersal or dilution are evident from the prevalence of non-Harappan pottery styles, impoverishment and disruption from the gradual disuse of the script and from the disappearance of the more fanciful manifestations of Harappan culture, including that obsessive standardisation. On the other hand, craft skills and agricultural expertise survived. The spinning and weaving of cotton, for instance, in which the Harappans seem to have been the world’s pioneers, must have been gradually disseminated throughout India, since by the mid-first millennium BC it was commonplace. The finer textiles were by then an important item of trade and would remain so ever after, enticing to India Roman, Arab and eventually European merchants.
A similar case might be made for the ox-drawn wagon, which was as much a cliché of the Harappan world as it is of the Indian subcontinent today. Again, the Harappans may have been the first in the world to use wheeled transport. Numerous toy carts in terracotta and bronze testify to their pride in this technological breakthrough, and the generous street widths of their cities were presumably dictated by the consequent traffic.
Provisioning cities the size of Mohenjo-daro, with its estimated thirty to fifty thousand inhabitants, necessitated not only effective transport, both by river and road, but also a reliable rural surplus, a large labour force, and some means of crop storage. It has been conjectured that the largest structures at Mohenjo-daro, Harappa, Kalibangan and possibly Lothal may have been granaries, although their internal arrangements, consisting of carefully aligned brick plinths, await a satisfactory explanation.
The only public building whose function is beyond dispute is the great bath at Mohenjo-daro. The size of a modest municipal swimming pool, carefully sealed with bitumen, and with steps down at each end, it was clearly designed to hold water and to be used for bathing. Quite probably the ablutions, or immersion, were of some ritual significance. The bath forms the inner sanctum of an elaborate building, although there is no clear evidence that, as with later temple tanks, it was a place of worship. In fact, we have no idea what part religion played in the lives of the Harappan people. No site has certainly been identified as a temple, and most suppositions about sacrificial fires, cult objects and deities rest on doubtful retrospective reference from the Hindu practices of many centuries later. Such inferences may be as futile as, say, looking to Islamic astronomy for an explanation of the orientation of the pyramids. In short, ‘these theories are all fanciful and do not bear scrutiny.’
A much-cited example, depicted on some of the Harappan seals, is that of a big-nosed gentleman wearing a horned head-dress who sits in the lotus position with an erect penis, an air of abstraction and an audience of animals. He may indeed be an early manifestation of Lord Shiva as Pashupati, ‘Lord of the Beasts’. But myth, as has been noted, is subject to frequent revision. The chances of a deity remaining closely associated with the same specific powers – in this case, fertility, asceticism and familiarity with the animal kingdom – for all of two thousand years must raise serious doubts, especially since, during the interval, there is little evidence for the currency of this myth. Rudra, a Vedic deity later identified with Shiva, is indeed referred to as pasupati because of his association with cattle; but asceticism and meditation were not Rudra’s specialities, nor is he usually credited with an empathy for animals other than kine. More plausibly, it has been suggested that the Harappan figure’s heavily horned headgear bespeaks a bull cult, to which numerous other representations of bulls lend substance.
Similar doubts surround the female terracotta figurines which are often described as mother-goddesses. Pop-eyed, bat-eared, belted and sometimes mini-skirted, they are usually of crude workmanship and grotesque mien. Only a dusty-eyed archaeologist could describe them as ‘pleasing little things’.
The bat-ears, on closer inspection, appear to be elaborate head-dresses or hairstyles. If, as the prominent and clumsily applied breasts suggest, they were fertility symbols, why bother with millinery? Or indeed mini-skirts?
These and other ‘folk’ products, including numerous toys, scarcely merit comparison with the finest of Harappan sculptures. Indeed the latter are so fine and so exquisitely modelled that, ‘for pure simplicity and feeling’ nothing comparable was produced ‘until the great age of Hellas’.
They are, however, extremely few: Sir Mortimer Wheeler records just eleven ‘more or less fragmentary’ stone statuettes and one bronze figure. They are also extremely small, indeed just a few centimetres high. This combination of rarity and pocket-size invites doubts as to their provenance. They could easily have come from somewhere further afield. Two perfectly modelled miniature torsos were found at Harappa – one decidedly male, the other probably female; both have socket holes by which their missing arms were attached. On this evidence they have been convincingly related to a similar technique used by artists of the contemporary Namazga culture which was discovered by Soviet archaeologists in the Ashkabad region of Turkmenistan. Namazga equivalents have also been cited for the formidable bearded figure in an embroidered toga, of which there are two examples, and even for the most famous of all Harappan works of art, the bronze ‘dancing girl’.
Although probably not dancing, the ‘dancing girl’ is unquestionably ‘a pleasing little thing’. Naked save for a chunky necklace and an assortment of bangles, this minuscule statuette is not of the usual Indian sex symbol, full of breast and wide of hip, but of a slender nymphet happily flaunting her puberty with delightful insouciance. Her pose is studiously casual, one spindly arm bent with the hand resting on a déhanché hip, the other dangling so as to brush a slightly raised knee. Slim and attenuated, the legs are slightly parted, and one foot – both are now missing – must have been pointed. She could be absent-mindedly surveying her wardrobe, except that her head is thrown back as if challenging a suitor, and her hair is somehow dressed into a heavy plaited chignon of perilous but intentionally dramatic construction. Decidedly, she wants to be admired; and she might be gratified to know that, four thousand years later, she still is. If there is one piece of Harappan fine art that one is reluctant to yield to the Namazga culture it is the ‘dancing girl’.
Happily her local credentials are not insignificant. For one thing her features, including full lips and broad nose, are distinctly proto-Australoid, a type not usually associated with the Central Asian culture of Namazga. Skeletons unearthed in the Indus valley, however, attest that the Harappan people were of several different racial types, amongst them that, related to Australia’s native people and still represented in parts of India, of proto-Australoid cast. Furthermore, although most of the surviving Harappan stone sculptures were found at Harappa itself, whence contacts with Namazga seem to have been closest, the ‘dancing girl’ was found at Mohenjo-daro, whose external trade was more orientated to the Persian Gulf and Mesopotamia. A better case will need to be made before the Harappans are robbed of their most celebrated representative.
Trade, both within the sprawling Harappan world and without, was clearly essential to the development of its culture. Bronze or tin (for making bronze), silver and certain precious stones like lapis lazuli and soapstone are not found within easy reach of the Indus valley, and must therefore have been imported from elsewhere. Likewise it is clear that the Mesopotamian cultures obtained numerous commodities from the Harappans, including copper, gold, timber, ivory and probably cotton textiles. Harappan sealings and seals have been found in Sumerian sites, and Sumerian documentation makes frequent reference to relations with the distant lands of ‘Dilmun’, ‘Magan’ and ‘Meluhha’. The first seems to have been in the Persian Gulf, possibly Bahrain, and to have been something of an entrepôt. ‘Magan’ is usually identified with the coastal regions of Iran and Baluchistan, the modern Makran coast. And ‘Meluhha’, by a process of deduction from the trade items associated with it, looks to have been the Harappan civilisation. There are objections to this hypothesis. The Mesopotamians claim to have once conquered ‘Meluhha’, for which there is no archaeological evidence. And a later ‘Meluhha’ was usually associated with the African coast. Notwithstanding, opinion still favours the idea that in Sumerian references to ‘the ships from Meluhha’ which King Sargon the Great ‘made tie up alongside the quay of Agade’ we have a positive identification of the Harappan world.
The importance of Harappan, or ‘Meluhhan’, trade, and the recent speculation about it, rests heavily on the evidence provided by the Harappan seals. Usually of soapstone, or steatite, the face of each is carved intaglio and in reverse so as to leave a legible impression on soft clay. Most are rectangular and about the size of a postage stamp; and typically they include an average of five characters, or word symbols, in that unintelligible script, plus one or more images. The latter are often of animals and, in the famous examples of a humped bull with pendulous dewlap, the Harappan genius for vivid depiction from life in the minutest and most demanding of mediums has been universally acknowledged.
Several thousand seals and sealings have now been found. The seals appear to have been distributed throughout the Harappan world, not simply in its major population centres, and to have been carried about or worn, each having a boss or hole by which they could be threaded on a string. The distribution of the sealings suggests that seals may have been used to facilitate the exchange of goods over long distances. Thus the stamped image, attached to a consignment of goods, might have identified their owner, provenance, destination or contents, and so have served somewhat the role of a waybill or even a bar-code. Clearly, if this was indeed their purpose, their multiplicity and far-flung distribution argues for a vast and buzzing commercial network. Perhaps, instead of conspicuous expenditure on monuments and memorials, the Harappans pumped their surplus into commodity exchange. It has even been suggested that the Harappans were so dependent on this exchange that its apparent decline in the early second millennium BC was a cause, rather than an effect, of the disintegration of urban life.
Although the script remains indecipherable, interesting conclusions have been drawn from the images which usually accompany it on the seals. These are often single animals, as with the humped bull, the elephant, the tiger and a magnificent rhino. Commonest of all, however, is a stocky creature unknown to zoology with the body of a bull and the head of a zebra, from which head a single horn curls majestically upwards and then forwards. In fact, ‘the “unicorn” occurs on 1156 seals and sealings out of a total of 1755 found at Mature Harappan sites, that is on 60 per cent of all seals and sealings.’
Shireen Ratnagar, an authority on Harappan trade, also notes that, since the word symbols which accompany these images vary from seal to seal, image and text must have conveyed different information; and that, since the images recur frequently and look like totemic subjects, they may be the identifying symbols of different social groups. Assuming such groups were based on descent, as with the Vedic Aryans, Ratnagar calls them ‘lineages’ or clans.
… we would therefore infer that the ‘unicorn’ was the symbol of the dominant lineage which had expanded, or was expanding, by assimilation or alliance at the expense of other lineages, and administrative office and lineage affiliation would be closely connected. In other words, we may interpret the unicorn as the religious expression of a system of political control operating through lineage connexions.
How this political control operated, and whether oppressively or consensually, it is impossible to say. Likewise, as noted, we have no clear idea what religious practices the Harappans subscribed to. Here, and in other researches, there is, though, a gradually emerging notion of a Harappan state. Ratnagar conjectures that it began to emerge when numerous ethnic and/or cultural groups were drawn together by alliance, intermarriage and agricultural or industrial specialisation. By the time of the Mature Harappan phase these groups formed not a federation but a single state. In fact ‘at this stage of knowledge it appears to me that we are dealing with a veritable Harappan “empire”.’
This being the case, the total, albeit gradual, eclipse of Harappan civilisation is all the more mystifying. Sumerian civilisation led on to that of Babylon, Egypt’s Old Kingdom was succeeded by the Middle Kingdom and the New Kingdom, China’s dynastic succession scarcely faltered. But in the Indian subcontinent the first great experiment in urban living, in political organisation and in commercial enterprise disappeared without trace beneath the sand and the silt. In the land of reincarnation there was to be no rebirth for the bustling and ingenious world of the Harappans. History would have to begin again with a very different group of people.
2 Vedic Values C1700–900 BC (#ulink_f0448d31-c661-5f69-90c6-6ede588c2c19)
THE MYTHIFIED ARYAN
THE HARAPPANS, winkled out of oblivion by the archaeologist’s trowel and scrutinised by scholars from every conceivable discipline, have lately been attracting funds and advancing on all fronts, just like their ‘empire’. The Aryans, on the other hand, they of that rich Sanskrit literary heritage whence all knowledge of India’s ancient past was traditionally derived, are in retreat. Badly discredited by over-zealous championship in the nineteenth century and then by Teutonic adoption in the 1930s, the mighty Aryans have fallen from academic favour. Questions tantamount to heresy amongst an earlier generation of historians are now routinely raised as to who the arya were, where they came from, and even whether they were really a distinct people.
‘It is doubtful whether the term arya was ever used in an ethnic sense,’ writes Romila Thapar, doyenne of ancient India’s historians.
What she calls the ‘Aryan problem’, or ‘myth’, is now to be regarded as ‘perhaps the biggest red herring that was dragged across the path of India’s historians’.
The authenticity of all those Sanskrit literary compositions remains undisputed. So does their seminal importance in India’s social, cultural and religious development. But whether those who composed them were anything more than a proud minority self-consciously endeavouring to retain their mainly linguistic identity amongst a diverse, industrious, and probably indifferent local population is questionable.
For Hindus, of course, the traditions of Sanskrit literature are still sacrosanct. Vedic prayers are still said; televised serialisations of the Sanskrit epics can bring the entire Indian nation to a hushed standstill. The compositions of the ancient arya are not just history; they are the nearest thing to revelation. The arya themselves, though, are not revered and never have been. In no sense are they seen as a divinely ‘chosen people’. Individual priests, heroes, sages and deities are cherished but their ethnic affinity is neither emphasised nor invariable. This is unsurprising since in Sanskrit the word arya is usually adjectival. Certain people or classes once used it to distinguish themselves from others; it was clearly a good thing to be. But like many words, its meaning changed over the centuries and the original is now hard to pin down. In English it is variously rendered as ‘pure’, ‘respectable’, ‘moral’, ‘noble’ or ‘wealthy’. By the time it had travelled to south India and thence on to what is now Indonesia it had simply become a respectful term of address, like ‘Sahib’ or ‘Mister’.
‘Aryans’, on the other hand, as the generic title of a distinct race of people to which this arya adjective exclusively applied, nowhere feature in Sanskrit literature. They only appeared when Europeans got to work on Sanskrit. And it was not the literature which so inspired Europe’s scholars, but the language itself.
That some words in Sanskrit bore a strange similarity to their Greek and Latin equivalents had long been noted. Then in 1785 Sir William Jones, an English polymath and truly ‘one of the most enlightened sons of men’ (as an admiring Dr Johnson described him), began studying Sanskrit. A year later he announced his preliminary verdict on the language. It was ‘of a wonderful structure’, he declared, ‘more perfect than Greek, more copious than Latin …’,
… yet bearing to both of them a stronger affinity, both in the roots of verbs and the forms of grammar, than can possibly have been produced by accident; so strong, indeed, that no philologer could examine them all without believing them to have sprung from some common source, which perhaps no longer exists.
This being the case, most north Indian languages, which derive from Sanskrit, were related to most of Europe’s, which derive from Latin. Jones rightly added that the Germanic and Celtic languages also probably belonged to this linguistic family, and likewise ancient Persian (Avestan). But, personally more enamoured of Sanskrit’s literature than its language, he did not pursue the search for that ‘common source’. This was left to others who recognised in Jones’s insights not only a specific challenge – to discover the ‘common source’ and chart its distribution – but also the means by which to do so. For Jones had shown that the study of language, or philology, could serve the historian much as does archaeology. Given a reasonable mound of literature, the philologist could delve in the syntax and sift through the syllables so as to record the changing forms of words and grammar. Identifying shared roots, typical word forms, new structures and extraneous influences, he could establish rules about how the language had developed and spread, and so formulate, as it were, a sequence of strata whereby tentative dates could be assigned to any particular text purely on the basis of its language.
Using and developing this new discipline, scholars at first called the elusive ‘common source’ language (and the family of languages which derived from it) ‘Indo-Germanic’ or ‘Indo-European’. This changed to ‘Indo-Aryan’, or simply ‘Aryan’, after it was realised that the ancient Persians had indeed used their arya word in an ethnic sense; they called themselves the ‘Ariana’ (whence derives the modern ‘Iran’). Numerous writers continued to warn against the assumption that a shared language necessarily meant a shared ethnicity. Yet the idea of a single race sowing the seeds of civilisation from Bengal to Donegal proved intensely exciting, and ultimately irresistible. To Friedrich Max Muller, the distinguished German Professor of Sanskrit at Oxford in the mid-nineteenth century, it seemed that the Aryans had a ‘mission to link all parts of the world together by chains of civilisation, commerce and religion’. They were ‘the rulers of history’.
Muller, too, warned against drawing any simplistic conclusions about race, but already Aryan descent was popularly seen as the mark, if not yet of a master race, at least of ethnic distinction. Gratified by the discovery of their proud historical pedigree, India’s aspiring nationalists embraced the Aryans as readily as did Europe’s cultural supremacists.
Given the vast spread of the Indo-Aryan languages, an Aryan homeland was soon being sought somewhere in the middle of the Eurasian landmass. Most scholars favoured the steppes of southern Russia and the Ukraine, or the shores of the Caspian. Nomadic pastoralists, the Aryans needed plenty of room. Thence, in a series of sweeping migrations spread over many centuries, they supposedly took their language, plus their gods, their horses and their herds, to Iran and Syria, Anatolia and Greece, eastern Europe and northern India.
India’s Aryans were therefore originally immigrants, and to judge by their exploits as recorded in the Vedas, highly combative ones. Aided and encouraged by deities like the fire-breathing Agni and the thunderbolt-throwing Indra, the Aryan conquistadors were seen as having hurtled down the passes from Afghanistan to career across the plains of the Panjab. Dealing death and destruction from fleets of horse-drawn chariots, they subdued the indigenous peoples and appropriated their herds. As dasa or dasyu, these indigenes or aborigines were characterised as dark, flat-nosed, uncouth, incomprehensible and generally inferior. The Aryans, on the other hand, were finer-featured, fairer, taller, favoured above others in the excellence of their gods, their horses and their ritual magic, and altogether a very superior people.
Nineteenth-century British colonialists, reflecting on this new and unexpected Aryan dimension to India’s history, could draw great comfort. All that was fine and ‘classical’ in ancient India’s history could now be credited to this influx of manly heroes from the west. The Aryans, spreading their superior culture right down the valley of the Ganga and then deep into the peninsula, had conferred on India an unprecedented cultural integrity and an enviably high degree of civilisation. In time, however, the purity of the Aryan race had become hopelessly diluted; manliness, creativity and drive had succumbed to the enervating effects of an intolerable climate and an insidious social system. Hence no serious resistance had been offered either to the thrust of Islam or to the advent of the colonial powers. India had slumped into seemingly irredeemable decadence and degeneracy. Then, in the nick of time, out of the west came the British. No less fair, no less manly and no less confident of their superiority, they were the neo-Aryans, galvanising a naturally lax people into endeavour and industry, showering them with the incomparable benefits of a superior civilisation and a humane religion, and ushering in a new and golden age. Or so some liked to think.
This illusion was rudely shattered in the 1930s. Just when Indian demands for self-government were obliging the British to reconsider their colonial mission, the Aryan thesis became both discredited by Nazi propaganda in Europe and challenged by the archaeological reports coming from Mohenjo-daro and elsewhere in India. Initially, with the chronology even vaguer than now, it was not clear that the Harappans pre-dated the Aryan ‘invasions’. Indeed, there are still some scholars who insist that it was the Aryans who preceded the Harappans and, despite ample testimony to the contrary, that the Harappan civilisation was therefore an Aryan achievement. This means pushing the first Aryan ‘invasions’ back to the fourth or fifth millennium BC, which does not square with that philological stratification, and crediting to cattle-rustling tribesmen a mastery of urban refinement for which there is absolutely no evidence in their copious literature.
Despite the more general belief that the Harappan civilisation came first, the Aryan ‘myth’ was not immediately dumped, even by Harappanists. Thus another theory, championed by Sir Mortimer Wheeler – ‘Mr Indus Valley’ himself – was that, if the Aryans could not possibly have created the Harappan cities, they might have been responsible for destroying them. This, of course, assumed that the Harappan cities had succumbed to conquest. Wheeler cited evidence at both Harappa and Mohenjo-daro of ‘massacres’. Skeletons of men, women and children, some incomplete, one or two with cranial damage, had been found scattered in the streets, presumably struck down where they still lay. There were other suggestions of a hasty evacuation. And in the Vedas Wheeler found numerous references to cities, or rather ‘pur meaning a “rampart”, “fort”, or “stronghold”’. Moreover Indra, the bellicose and bloodthirsty Mars of the Aryan pantheon, was specifically referred to as ‘the destroyer of forts’, or purandara, he who ‘rends forts as age consumes a garment’. Why, asked Wheeler, would he be so described if there had not been forts to rend? And what were these forts if not the Harappan ‘citadels’? Thus the Late Harappans could now be numbered amongst those dark and wretched dasa over whom the Aryans habitually lorded it; and the mystery of what fate had overtaken their cities was solved. ‘On circumstantial evidence, Indra stands accused,’ declared Wheeler in 1947.
Indra stood accused throughout the 1950s, but in 1964 the case against him collapsed. The American George F. Dales took a long, hard look at all those skeletons, and could find only two that might have been massacred where they lay. Most of the others appeared to have been casually interred centuries later, when the ground had risen well above street level. ‘There is no destruction level covering the latest period of the city [Mohenjo-daro], no sign of extensive burning, no bodies of warriors clad in armour and surrounded by the weapons of war, [and] the citadel, the only fortified part of the city, yielded no evidence of a final defence.’
There was also no proof that pur meant either a city or a fort. Current placenames like Kanpur, Nagpur and so on preserve the word in exactly that sense, but in the Rig Veda, the earliest of Sanskrit compositions, it seems to have implied little more than a well-fenced village or settlement. Nor is it clear that Aryan chariots and catapults could have made much impression on Harappan walls thirteen metres thick, according to the archaeologists, and every bit as high.
The possibility of some contact between Aryans and Harappans can never, of course, be totally dismissed. As the dates for the Late Harappan phase have been slowly pushed forward to around 1700 BC, the gap, if there is one, between Harappan and Aryan has closed to perhaps a couple of centuries. Across such a timespan, some web of collective memory could well have spread. At Harappa and elsewhere in the Panjab, where the Aryans initially settled, there is some largely ceramic evidence of comparatively sophisticated post-Harappan cultures. They could represent a revival of Harappan skills under some kind of Aryan patronage or stimulus.
In the Vedas there is even mention of ‘Hariyupiya’ as a placename. It could be the Harappan site itself, although most scholars take its context to indicate a river, probably west of the Indus. Finally, there is the intriguing possibility that the word ‘Meluhha’, the name by which the Sumerians apparently designated their Harappan trading partners, eventually resurfaced in Sanskrit as mleccha. The latter was a term of contempt used by the arya to disparage those whom they regarded as non-arya. It thus meant much the same as dasa and dasyu, words which unfortunately predate its appearance. Philologists, however, insist that mleccha cannot possibly be Sanskrit in origin. The reflexive consonants clearly show the word to have been borrowed from some local tongue. Perhaps it was just an onomatopoeic word derived from the uncouth gobbledygook in which, to arya ears, the dasa spoke. But if it was derived from the term by which the dasa peoples described themselves, then coincidence can scarcely deny that the mleccha people must have been the Harappans, or rather the ‘Meluhhans’.
INVASIONS OR MIGRATIONS?
Other examples of loanwords in the Sanskrit of the Vedas can be equally revealing. The word for ‘plough’, for instance, is said to be non-Sanskritic. If the arya, when they arrived in India, did not have a word for a plough – and so had to borrow someone else’s – it is safe to assume that they did not have a plough. The Harappans, however, did. It therefore follows that the arya probably learned about ploughs and their use from the indigenous successors of the Harappans. These may have been the despised dasa of the Vedic texts, although there are now grounds to suppose that the dasa were in fact survivors of an earlier wave of the Indo-European diaspora and were not therefore indigenous. It has also been suggested that arya – dasa contact may have taken place in Afghanistan before the arya reached India.
Similar conclusions may be drawn about the arya’s words for ‘furrow’ and for ‘threshing floor’. They too appear to be non-Sanskritic. Obviously the Aryans were not engaged in arable farming in any big way. Nor, evidently, were they interested in architecture. Whereas it is no surprise that they had to borrow a word for ‘peacock’, a bird then not much known outside India, or that they had to invent one for ‘elephant’ (they called it the ‘beast with a hand’, i.e. a trunk), it is more revealing that they had also to borrow a word for ‘mortar’. Archaeology supports the obvious inference; no buildings have yet been found which can certainly be ascribed to the Vedic arya.
For ‘writing’, ‘record’, ‘scribe’, or ‘letter’ the arya of the Vedas had no words at all, not even borrowed ones. It is therefore almost certain that they brought no knowledge of writing into India with them and that, by the time they arrived, the literacy skills of the Harappans had been forgotten, at least in areas where the arya first settled. When and how later scripts emerged is unknown. The first mention of writing occurs in oral compositions dating from after 500 BC. Inscriptions do not appear until two hundred years later, but they use two comparatively sophisticated scripts which suggest several centuries of prior familiarity. One of these scripts may owe something to the ideograms of the Harappan seals; the other looks to have been derived from the Aramaic script of western Asia.
Illiterate and ignorant of many basic agrarian skills, the arya yet knew all, and more, about livestock. While the Harappans used ox-transport and may have found totemic roles for bulls and many other animals, they do not seem to have had a passion for dairy farming or horse-racing; in fact the horse was probably unknown to them, India’s lack of native bloodstock being then, as ever after, the Achilles heel of its ambitious empire-builders. The arya, though, were veritable cowboys. As well as advertising their prowess in the rustling of cattle and the driving of two-horse chariots, they spattered their verses with metaphors about affectionate cows and fiery steeds. In the Rig Veda storm clouds invariably ‘gallop’ across the heavens; their thunder is as the neigh of a stallion. Rivers rush from the hills like cattle stampeding towards pasture; and when the Beas river is joined by a tributary, ‘one the other licks, like the mother-cow her calf’. Cattle were also currency, value being expressed in so many cows; and go, the Sanskrit root for ‘cow’, also features in the word used to indicate warfare, evidence that strife originally resulted from competition not for land and territory but for cows and wealth.
The arya were therefore originally pastoralists and, assuming a migration into India, plus the herdsman’s need to be forever seeking new pastures, they must have been semi-nomadic. We may infer that, like pastoralists the world over, they lived an itinerant outdoor life. Much exposed to the elements, they may have been inclined to discover divine powers in the forces of nature and to assume a ready communion with these powers. The names of their gods predate arrival in India, many (e.g. Indra, Agni, Varuna) being almost synonymous with their counterparts in Persian, Greek and Latin mythology; but their attributes and achievements relate to the Indian environment. It would seem, also, that the basic unit of human society was initially the small nomadic group rather than the settlement. The word grama, although it soon came to mean a village, was originally indicative of a troupe of wagons and their perhaps three or four related families, plus livestock.
During the monsoon months, when pasture became plentiful and transhumance difficult, the arya must have formed their first temporary settlements. No doubt they then also planted their grain crop which, watered by the rains and fertilised by the manure from their cattle pens, would have been harvested during the winter months. The grain was probably barley. Rice, although apparently cultivated by the Harappans, does not feature in the earliest of the Vedas. Nor is the word used to designate it Sanskritic. It, too, was probably acquired from one of India’s aboriginal peoples. Later, however, after the arya had adopted a settled life, rice receives its first mention, and later still, following their colonisation of the middle Ganga in the early centuries of the first millennium BC, the cultivation of irrigated padi would become crucial to their pattern of settlement.
That they initially settled in the Panjab and astride what is now the Indo–Pakistan frontier is clear from references in the Rig Veda to the Sapta-sindhu, ‘the Land of the Seven Rivers’. Each of these rivers has been identified, and most were tributaries of the Indus. They are mentioned frequently, and must therefore have been familiar to the arya (although the most important, the Saraswati, has since dried up). On the other hand, there is only one mention of the mighty Ganga, and that in what is thought to be the latest of Rig Vedic compositions. Subsequent works, like the Brahmanas and Upanisads (C900–600 BC), confirm a shift in geographical focus to the east and specifically to the Doab, the crescent of land between the Jamuna and the Ganga (immediately east of Delhi). As the setting for the Mahabharata, the Doab became arya-varta, ‘the land of the arya’. If one accepts C950 BC as the probable date of the Bharata war, this migration, or colonisation, may therefore have occurred C1100–1000 BC. It would be followed by a further move into the valley of the Ganga itself before the arya, much changed in the interim, began founding states, building cities and rediscovering the trail of civilisation which the Harappans had trodden two thousand years earlier.
As to when the arya made their initial debut in India there remains grave doubt. Nearly two hundred years ago Mountstuart Elphinstone, one of the most outstanding scholar-administrators in the employ of the English East India Company, headed the first British mission into Afghanistan. He failed to reach Kabul, but from Peshawar in what was then Afghan territory Elphinstone got a look at the Khyber Pass and formed some idea of the harsh lands whence the Aryans supposedly came. Years later, having declined the governor-generalship to concentrate on his studies, he produced a magisterial History of India. In it he devoted much attention to Sanskrit tradition, and recalling that dramatic contrast between the arid Afghan hills and the smiling gardens of Peshawar, he for the first time threw serious doubt on the central Asian provenance of the Aryans.
Neither in the code of Manu [the survivor of the flood, who was later credited with compiling a standard compendium of Hindu law] nor, I believe, in the Vedas, nor in any other book that is certainly older than the code, is there any allusion to a prior residence, or to a knowledge of more than the name of any country out of India. Even mythology goes no farther than the Himalaya chain, in which is fixed the habitation of the gods.
To Elphinstone it was quite incredible that the Aryans could have made the transition from mountain desert to monsoonal paradise and yet failed to record it. He also noted that, throughout the ages, civilisation had more commonly spread from east to west than vice versa. Perhaps, therefore, the Aryans had originated in India.
Although this idea currently derives no credibility from its aggressive repetition in Hindu nationalist publications, and although it is flatly denied by the arya’s familiarity with horses (typically central Asian) and their ignorance of elephants (typically Indian), it is certainly curious that the Vedas say nothing of life in central Asia, nor of an epic journey thence through the mountains, nor of arriving in the deliciously different environment of the subcontinent. The usual explanation is that, by the time the Vedas were composed, this migration was so remote that all memory of it had faded; and on this basis a tentative chronology is proposed. Allowing, then, first for a major time-lapse (say two hundred years) between the Late Harappan phase and the Aryan arrival in India, and then for a plausible memory gap (say another two hundred years) between arrival and the composition of the earliest Vedas, it looks as if the arya must have entered India some time between 1500 BC and 1300 BC. Most authorities now suppose several waves of migration rather than a single mass movement. These waves probably consisted of different tribes and, on linguistic evidence, may have been spread over centuries. So possibly the entire period was one of Aryan incursion.
As to whether all or any of these incursions constituted invasions rather than migrations it is impossible to say. We may, though, speculate. Considered in the light of later incursions into north-west India by Alexander the Great and a host of other intruders, including those afire with the spirit of Islam, the Aryan coming has traditionally been seen as a full-scale invasion. The indigenous people ‘naturally resisted the newcomers, and a fierce and protracted struggle ensued’. In a standard textbook on ancient India, R.C. Majumdar goes on to identify the indigenous resistance as coming from ‘Dravidians’, the assumption being that the indigenous dasa spoke a Dravidian, as opposed to a Sanskritic, language.
It was not merely a struggle between two nationalities. The Dravidians had to fight for their very existence … But all in vain … The Dravidians put up a brave fight, and laid down their lives in hundreds and thousands on various battlefields, but ultimately had to succumb to the attacks of the invaders. The Aryans destroyed their castles and cities, burnt their houses, and reduced a large number of them to slaves.
Recent theories of multiple migrations have somewhat softened this picture. Perhaps some of the Aryan clans were invited into India as allies, mercenaries or traders; the indigenous dasa may not have been ‘Dravidians’ but earlier Indo-Aryan arrivals; there is nothing to suggest that they ever constructed ‘castles and cities’; and the archaeological evidence, being almost entirely ceramic, gives no hint of the sudden change one would expect from the conquest and suppression of an entire ‘nationality’.
There is, though, another explanation. Seen in the context not of later invasions in the north-west, but of later extensions of arya influence to the rest of India, a rather different and more intriguing picture emerges. Arguably this process of ‘Aryanisation’ by which arya culture spread to non-arya peoples continued throughout the subcontinent’s history, indeed is still going on to this day. In little-frequented enclaves of central and north-eastern India tribal communities of adivasi, or aboriginal, people may even now be found in various transitional stages of Aryanisation (or ‘Sanskritisation’). A similar process is said to have been observable amongst distant peoples, like the Fijians, who were affected by the Indian diaspora of colonial times. In both cases, Aryan ideas and influence were initially carried by work-seekers and traders, not warmongers. More significantly, exactly the same process probably accounted for the gradual Aryanisation of peninsular India plus much of south-east Asia.
An Aryanised society may be defined as one in which primacy is accorded to a particular language (Sanskrit), to an authoritative priesthood (brahmans) and to a hierarchical social structure (caste). To establish these three ‘pillars’ of Aryanisation in, say, Kerala or Java no sizeable relocation of people would have been necessary. As will be seen, the process appears simply to have been one of gradual acculturation requiring neither mass migration nor enforced concurrence. A small admixture of fortune-seekers, traders or teachers who happened to be in possession of a superior technology and of a persuasive ideology could and did, if prepared to compromise with existing custom, create a convincing and lasting veneer of Aryanisation without apparently antagonising anyone.
Admittedly, indeed on their own admission, the arya cattle-rustlers of the Rig Veda did antagonise the dasa. But they also compromised with them, adopting dasa technology, dasa cults and dasa vocabulary, and inducting dasa clans and leaders into their society. Despite the importance attached to the purity of Sanskrit, there is even a hint of dasa-arya bilingualism. With the horse and the chariot by way of a dazzling new technology, and with the subtleties of ritual sacrifice as a mesmerising ideology, the arya may have secured recognition of their superiority by a process no more deliberate and menacing than social attraction and cultural osmosis; thus the Aryan invasion and conquest of India could be as much a ‘myth’ and a ‘red herring’ as the existence of an Aryan race.
It should, however, be emphasised that in the second millennium BC the familiar traits of Aryanisation, those three pillars of language, priesthood and social hierarchy, were only just beginning to emerge. All are evident in the earliest Vedas, but they are undeveloped. They only assume definition and primacy in the context of contact between the arya and the various indigenous peoples. Quite possibly the latter contributed to, or participated in, the formulation of these ‘pillars’. Arya culture may itself have been a hybrid, and ‘Aryanisation’ may therefore be a misnomer.
NO BAD HYMNS
Such speculation is justifiable because of the unsatisfactory nature of Vedic literature as historical source material. The Rig Veda, earliest (perhaps C1100 BC) of the Vedic compositions, comprises ten mandala or ‘cycles’ of ritual hymns and liturgical directives. Although generally considered the most informative of the Vedic texts, its clues as to the lifestyle, organisation and aspirations of the arya are ‘submerged under a stupendous mass of dry and stereotyped hymnology dating back to the Indo-Iranian era [i.e. before the Aryans reached India], and held as a close preserve by a number of priestly families whose sole object in cherishing those hymns was to utilise them in their sacrificial cult’. Dr B.K. Ghosh of Calcutta University then goes on to cite an example from Mandala I. He calls it ‘the worst in the Rig Veda’; even its brahman composer seems to have had a premonition of failure. Yet in terms of content it is not untypical.
No bad hymns am I offering by exerting my intellect
In praise of Bhavya ruling on the Indus
Who assigned to me a thousand sacrifices,
That incomparable king desirous of fame.
A hundred gold pieces from the fame-seeking king,
Together with a hundred horses as a present have I received,
I, Kakshivant, obtained also a hundred cows from my master
Who exalted thereby his fame immortal up to heaven.
‘This dismal hymn,’ writes Dr Ghosh, ‘ends with two verses notable only for their extreme obscenity.’
In translation the obscurity is more evident than the obscenity but, by substituting sexual terms for words like ‘bliss’ and ‘creation’, it is just possible to grasp the nub of his objection.
O resplendent lord, with brilliant radiance may you be delighted.
May your own bliss be consummated. Your delightful creation,
The holder of your bliss, is as exhilarating as the bliss itself.
For you, the vigour, equally envigorating is the bliss,
O mighty, giver of a thousand pleasures.
Later Vedic collections (Samaveda, Yajurveda and Atharvaveda) reiterate and supplement such verses from the Rig Veda, but they rarely illuminate them. As for the Brahmanas and Upanisads, the latter explore the mystical and metaphysical meaning of the Vedas and are important for the development of Indian philosophy, but they contain little historical information, while the former, ‘an arid desert of puerile speculation on ritual ceremonies’, again fail to measure up to Dr Ghosh’s exacting standards. Elsewhere he calls them ‘filthy’, ‘repulsive’, ‘of interest only to students of abnormal psychology’ and ‘of sickening prolixity’.
There are also, though, especially in the Rig Veda, some hymns of dazzling lyricism. Most often cited are those dedicated to the delectable Ushas, the goddess of dawn who reveals herself each morning, upright and naked, her body ‘bright from bathing’; or those to Ratri, the spirit of the night, who from the stars that are her eyes keeps watch when men, like birds to roost, go home to rest. Even in excessively literal translations, these pearls of descriptive verse from poetry’s remotest past suggest that there was more to the arya than the earthy obsessions of the stockman and the swagger of the charioteering oppressor. The prerequisites of civilisation – economic surplus, social and functional specialisation, political authority, urbanisation – were still lacking, but already the people of the Vedas had acquired a linguistic mastery of their environment and were beginning to deploy that same remarkable language to explore its logic.
Nowhere is this more apparent than in the conduct and elaboration of those sacrificial rites with which the Vedas are directly concerned. If Vedic translations tend to be literal it is because of the obscurity of the allusions and the language. Both were probably just as obscure to those who first committed these hymns to writing in a number of different recensions, none of which is older than C500 BC. In other words, for at least five hundred years the ten thousand verses of the Rig Veda were learned by heart and handed down by word of mouth. This, however, does not mean that they underwent significant change. Quite the contrary. As the recited accompaniment to the performance of sacrifices, their actual wording, even their intonation and their pronunciation, had to be perfect for the sacrifice to be effective. Conversely, a mangled syllable or an improvised coda could be fatal. Like the magician who forgets the magic formula, the supplicant could then find the sacrifice redounding to his disadvantage and condemning him to the very disaster he was trying to avert.
Such, at least, was the theory inculcated by those who made it their responsibility to shoulder this burden of memorised knowledge and so to serve as intermediaries in the communion of men and gods. Probably even they no longer used the elaborate constructions of Vedic Sanskrit in their everyday speech, and were therefore unsure of the meaning of some of their hymns. Obfuscation was, after all, in their interest; like specialists the world over, they found that the jargon and ritual deemed essential to their arcane science were also well calculated to impress the layman. Originally these intermediaries may have been no more than tribal bards, seers (risis) and shamans, and were not necessarily of arya descent. They became more influential possibly as a result of their pastoralist patrons adopting a more settled way of life, which involved grappling with new techniques of cultivation and discovering their vulnerability to the depredations of climate and pestilence. More elaborate sacrifices were needed, and so was a more specialised band of sacrificiants. Thus eventually, and perhaps with popular encouragement, the bards and shamans of old developed into a hereditary class of priests or brahmana (brahmans).
Handling the gods could be even more demanding of arya prowess than handling their enemies. Sacrifices and the elaborate rituals which accompanied them were mandatory and reciprocal. The gods depended on them for their strength; and the arya depended on the strength of their gods. Without effective intervention by their gods, their leaders would fall, their cattle would die, their enemies would triumph and their crops would fail. It was not just a question of propitiating remote but powerful supernaturals. Gods and men were equally engaged in the ticklish business of maintaining a cosmic equilibrium. Each had a legitimate and vital interest in the other’s affairs. A close liaison between the two was essential.
In the Rig Veda brahmans, like the unctuous Kakshivant quoted above, extol the prowess and generosity of their patrons as well as the power and might of their deities. Initially it would seem that it was these patrons, the rajanya or clan leaders, who comprised the elite of arya society, not the brahmans. This situation may have reflected the leadership’s role in warfare and in directing the seasonal migrations. But with the switch to a more settled and secure way of life, the rajanya’s role was diminished. Increasingly the clan leader looked to the brahman rather than the battlefield for the legitimation of his authority. The risks and the expenditure inherent in combat were replaced by the risks and expenditure inherent in sacrifice. Both could reveal the extent of divine favour enjoyed by the raja and so reinforce his right to rule. The great sacrificial gatherings became exhibitions of conspicuous consumption in which the munificent raja, besides indulging his kinsmen with orgies induced by soma, a hallucinogenic drink, was expected to donate herds of cattle and of horses, buckets of gold and bevies of slave-girls by way of compelling divine favour and rewarding brahmanical support. The gambling with dice so often referred to in Sanskrit literature formed part of the ritual (as well as of the fun) and symbolised the element of risk implicit in the sacrifice itself, as well as affording a further opportunity for divine favour to reveal itself.
Although the arya occasionally practised human sacrifice, the sacrificial offerings mentioned in the Vedas are predominantly of cattle, representing wealth, and of horses, symbolic of power and virility. Both were also associated with fertility. In the aswamedha, or horse sacrifice, a somewhat problematic injunction about the sexual coupling of the sacrificial stallion with the raja’s bride was meant to symbolise the endowment of his lineage with exceptional strength. The horse, in other words, represented the power of the chief, and would continue to do so in later aswamedha. But these later aswamedha reveal an important transition in the nature of arya authority. As will be seen, their intention became less that of boosting a chief’s leadership credentials in respect of his clansmen and more that of legitimising kingship and territorial sovereignty, notions that were both novel and progressive in a semi-nomadic, clan-based society.
Thus in the later aswamedha, the horse seems to have been excused romantic duties. Instead it was first set free to roam at will for a year while a band of retainers followed its progress and laid claim in the putative king’s name to all territory through which it chanced to pass. Only after this peregrination, and after the successful prosecution of the conflicts to which it inevitably gave rise, was the horse actually sacrificed.
A particularly elaborate version of such an aswamedha is commemorated in the heart of Varanasi (Benares), otherwise the City of Lord Shiva and the holiest place of pilgrimage in northern India. Legend has it that Shiva, while temporarily dispossessed of his beloved city, hit on the idea of regaining it by imposing on its incumbent king a quite impossible ritual challenge, namely the performance of ten simultaneous horse-sacrifices. The chances of all ten passing off without mishap could be safely discounted and thus the king, disgraced in the eyes of both gods and men, would be obliged to relinquish the city. So Lord Shiva reasoned and, just to make sure, he also arranged for Lord Brahma, a stickler for the niceties of ceremonial performance, to referee the challenge. Shiva failed, however, to take account of King Divodasa’s quite exceptional piety and punctiliousness. All ten aswamedha were faultlessly performed. The king thereby gained untold merit and favour; Brahma was so impressed that he decided to stay on in the city; and Shiva slunk away to fume and fret and dream up ever more ambitious schemes to recover his capital. Thus to this day, when approaching the celebrated river-front at Varanasi, pilgrims and tourists alike get their first glimpse of the Ganga and of the steep ghats (terracing) which front it from ‘Dashashwamedh’ ghat, the place of ‘the ten horse-sacrifices’. And the merit of this extraordinary feat, it is said, continues to attend all who here bathe in the sacred river.
This story, though obviously of much later provenance (Shiva was not one of the Vedic gods), well illustrates the importance attached to ritual exactitude. In the Vedas this preoccupation with the precise performance of sacrificial rites extended to minutiae like the orientation of the sacrificial altar and the surgical dissection of the sacrificial victim. Both had scientific repercussions: the positioning of the altar stimulated the study of astronomy and geometry, while dissection encouraged familiarity with anatomy. Similarly that obsession with the ‘word perfect’ recitation of the liturgy would inspire the codification of language and the study of phonetics and versification for which ancient India is justly famed. To anxieties about the impeccable conduct and the sacred siting of such rituals may also be ascribed early notions about the purity, or polluting effect, of those present. Participants had first to undergo purificatory rites which were more rigorous for those who might, because of their dubious descent or profession, prejudice the occasion. A scheme of graded ritual status thereby arose which, as will be seen, contributed to that hierarchical stratification of society known as caste. Thus to the Vedic rituals may be traced the genesis of some of the most distinctive traits of ancient Indian society, culture and science.
PASTORAL PEOPLES
All this, however, scarcely adds up to a convincing picture of the Vedic world, let alone to any kind of understanding of the historical processes at work within it. Somehow this primitive, or pre-modern, society of tribal herdsmen gradually learned about arable farming, assimilated or repulsed neighbours, discovered new resources, developed better technologies, adopted a settled life, organised itself into functional groups, opened trade links, endorsed frontiers, built cities, and eventually subscribed to the organised structures of authority which we associate with statehood. It all took perhaps a thousand years (1500–500BC), but as to the processes involved and the determining factors, let alone the critical events, the sources are silent. They provide a few cryptic clues but no ready answers; and the historian has first to ask the right questions.
The better to identify these questions, scholars have turned to other disciplines, and particularly to comparative anthropology and the study of pre-modern societies that are less remote from our own experience. Thus tribal structures in Polynesia and South America have provided clues about how kin-based societies may become socially stratified and about how notions of land as property may emerge. From the customs of pastoralist peoples in Africa conclusions have been drawn about the importance of cattle-offerings and gifts as a prestige-generating activity. And from native American customs much has been learned about the economic role of sacrifice. Thus the great Vedic sacrifices have been likened to the potlatch, in which the indigenous inhabitants of north-west America indulged in an extravaganza of consumption designed to burn off any surplus and at the same time enhance the status of the leading kin groups. Indeed the central action of the Mahabharata has been likened to one massive potlatch.
All these examples draw on tribal, or lineage, societies united by a shared ethnicity. If the Vedic arya are to be regarded as united principally by language rather than ethnicity, a comparison might also be made with the pre-modern society of the Scottish Highlands and Islands. The Vedic jana is often translated as the Gaelic ‘clan’ since, like the Highland clan, each jana acknowledged descent from a single ancestor. Thus, just as all MacDonalds claim descent from a Donald of Isla who was a distant descendant of the Irish king ‘Conn of the Hundred Battles’, so the Bharatas, the most prominent of the Rig Vedic jana, claimed descent from Bharata, a distant descendant of Pururavas, grandson of Manu. The jana, like the clan, was further divided into smaller descent groups, or septs, which might break away from the parent clan and adopt the name of their own common ancestor as a patronymic. Real or mythical, these ancestral figures were not, however, necessarily of the same race. Some of the Highland clans were of Norse (Viking) origin and others of Pictish or Irish origin; similarly some of the Vedic jana, like the Yadavas, are thought to have been of dasa origin. Hence too the clearly -dasa names of Su-dasa, a Bharata chief who scored a notable victory over ten rival ‘kings’, and Divo-dasa of the ten horse-sacrifices at Varanasi. All, though, whatever their ethnic origin, and whether Indians or Scots, shared a language (Gaelic/Sanskrit), a social system in which precedence was dictated by birth, and a way of life in which both wealth and prestige were computed in cattle.
In Scotland as in India, the rustling of other clans’ herds constituted both pastime and ritual, with success being an indicator of leadership credentials as well as of divine favour. As with the Vedic rajanya, each Highland chief had his bard whose business it was, like Kakshivant, to extol the might and generosity of his chiefly patron and to harness the forces of magic. His, too, was the job of memorising the clan’s genealogy and recording its achievements in verses that might be easily handed down by word of mouth. In Vedic society the bard was originally the chief’s charioteer. His function was not necessarily hereditary nor exclusively reserved to a particular social group. The author of the Mandala IX of the Rig Veda frankly avows humble origins which would have been anathema in a later caste-ridden society.
A bard am I, my father a leech,
And my mother a grinder of corn,
Diverse in means, but all wishing wealth,
Alike for cattle we strive.
In north-west Scotland as in north-west India, cattle were currency; but land was a common resource, not subject to individual rights of ownership and enjoyed in common by the whole clan and its herds. In Scotland this situation changed only under the pressure of a growing population and after the discovery of the land’s greater potential under a different farming regime – namely wool production. Previously, annual migrations to traditional areas of seasonal pasturage had rendered notions of territory and of frontiers fluid and often meaningless. Allegiance focused not on a geographical region nor on a political institution but exclusively on the descent group of the clan chief. This too changed under the new regime, and the chiefs had to find a new role. Perhaps similar pressures confronted the Vedic jana, and similar adaptations to a new farming regime – namely crop-growing – demanded of the rajanya a more possessive attitude to territory and property.
Such comparisons can, of course, be misleading. Technologies and markets not available to the arya in the second millennium BC had ensured a ready demand for Highland beef in the second millennium AD. Hence burning off the year’s surplus in an orgy of sacrifice, gift-exchange and gargantuan consumption was not a Scottish tradition. Conversely, climatic and geographical factors which made livestock farming the only surplus-creating occupation available to upland agriculturalists in Scotland made it a less suitable occupation in the tropical flood-plains of northern India. Although pastoralism would continue in areas like the west bank of the Jamuna and along the skirts of the Himalayas, the environment of the Ganga plain invited more intensive farming and a more sedentary lifestyle. Reference to other pre-modern societies merely helps to clarify the norms which may have characterised Vedic society, and perhaps to render it more intelligible than does that ‘stupendous mass’ of Vedic hymns.
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John Keay
The first single-volume history of India since the 1950s, combining narrative pace and skill with social, economic and cultural analysis. Five millennia of the sub-continent’s history are interpreted by one of our finest writers on India and the Far East. This edition does not include illustrations.Older, richer and more distinctive than almost any other, India’s culture furnishes all that the historian could wish for in the way of continuity and diversity. The peoples of the Indian subcontinent, while sharing a common history and culture, are not now, and never have been, a single unitary state; the book accommodates Pakistan and Bangladesh, as well as other embryonic nation states like the Sikh Punjab, Muslim Kashmir and Assam.Above all, the colonial era is seen in the overall context of Indian history, and the legacy of the 1947 partition is examined from the standpoint of today.
INDIA
A History: From the Earliest Civilisations to the Boom of the Twenty-First Century
JOHN KEAY
COPYRIGHT (#ulink_bb899780-50a1-54d0-a555-b7551241742f)
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This updated HarperPress edition published 2010
First published in Great Britain by HarperCollinsPublishers in 2000 Published in paperback by Harper Perennial 2004, reprinted 12 times
Copyright © John Keay 2000 and 2010
Maps and tables by Jillian Luff
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Source ISBN: 9780007307753
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Version: 2014-12-01
DEDICATION (#ulink_b0c443d5-b110-5392-a138-b0669d5a81cd)
For Tara
CONTENTS
Title Page (#ua1d5949d-5ccd-53ca-8aa5-887c01be901a)
Copyright (#u38660bf9-10e8-5faf-9742-7ceb52533031)
Dedication (#u20e55f01-09a0-59ab-883f-1edac3d24d0b)
Maps (#u979a66be-ff8b-5e38-a202-07a43bab901e)
Charts and Tables (#ub0a29288-38d4-570d-b567-9dd6acebf66d)
Author’s note to the Second Edition (#u8fea4be3-c885-530b-aded-032881588889)
Introduction (#u4fcf8e18-f947-5127-829f-6ef999b1920b)
1 The Harappan World: C3000–1700 BC (#u86e82a16-74cc-5729-b648-d580009ff723)
2 Vedic Values: C1700–900 BC (#ude041fdd-8c98-5dad-8325-40093d403896)
3 The Epic Age: C900–520 BC (#ub535a69a-b398-5f38-aad5-cd00f34f5139)
4 Out of the Myth-Smoke: C520–C320 BC (#uc857ff32-fe59-50c0-9612-928eabff14af)
5 Gloria Maurya: C320–200 BC (#ue809e8e7-5603-52c4-99e4-d37766bdf34d)
6 An Age of Paradox: C200 BC–C300 AD (#u2f1bc12e-8863-59a6-b063-811eccee1012)
7 Gupta Gold: C300–500 AD (#u043ddc4e-1f6b-5c75-882d-b8519874db8f)
8 Lords of the Universe: C500–700 (#u7b6f8785-a45b-5335-93bb-65f367388e32)
9 Dharma and Defiance: C700–C900 (#u6a8203bb-f671-5cb4-9537-c0b53d12742d)
10 Natraj, the Rule of the Dance: C950–1180 (#u3e12518b-97f6-5263-9c02-0f22c4bfb5b8)
11 The Triumph of the Sultans: C1180–1320 (#uf785e2aa-be76-5759-81be-c02cbc34fc8e)
12 Other Indias: 1320–1525 (#u88c3dc69-b719-56d4-9635-79148562cb70)
13 The Making of the Mughal Empire: 1500–1605 (#u48460fbd-4e2c-538d-9e8f-3efd048da9fb)
14 Mughal Pomp, Indian Circumstance: 1605–1682 (#u0cecf746-77d7-57c0-8a17-c9af16dd5289)
15 From Taj to Raj: 1682–1750 (#u785e7800-3b46-537d-9d30-d217d0ff022a)
16 The British Conquest: 1750–1820 (#u1260c560-e159-52ae-bdb3-b20796f79198)
17 Pax Britannica: 1820–1880 (#u4e4a8702-35c0-5060-bc58-72ad8ad1adce)
18 Awake the Nation: 1880–1930 (#uddf78e86-2821-5c85-9f3e-eaed9bc4c40a)
19 At the Stroke of the Midnight Hour: 1930–1948 (#u6766e2bc-2e0e-54bb-8aea-7e44f65a8bb3)
20 Surgical Procedures: 1948–1965 (#u9dd47c6c-6443-5125-af34-e4271f581d57)
21 The Spectre of Separatism: 1962–1972 (#ue52b11a8-8c0e-535e-ac86-9b7f4386de62)
22 ‘Demockery’: 1972–1984 (#u334c8fb8-5664-5397-a2c6-9181f0900ae9)
23 Midnight’s Grandchildren: 1984– (#u97aa7066-3117-55d1-9570-76741fe1c070)
Bibliography (#ufba18f8d-8b9e-5b99-8827-46da9cbbc2dd)
Index (#u0470130d-5b33-5c48-9937-3dc43fe47253)
About the Author (#u4b6b32ee-429d-5eba-a855-e8d028523167)
Source Notes (#ub2a2d9ca-5792-59d3-b49b-07fc5c9e71be)
Praise (#ua2f79808-180c-51c1-a72a-f0d050395c4b)
Also by the Author (#u1a16d63e-44e8-5215-af91-e86553f5aceb)
About the Publisher (#u3a8bbb33-35f8-5971-bba4-db44daba3e3a)
MAPS (#ulink_428ea1cb-a421-5824-bbcd-4e33e5bf629a)
South Asia – Physical (#ulink_3fd4d618-a5ae-5832-ad71-b0cd85e644ec)
South Asia Today (#ulink_74fb9f69-44dc-5e37-b925-b3820af31759)
The Harappan world C1900 BC (#ulink_4d75ca59-7f6e-5833-86e5-b7b22fd2b775)
Northern India at the time of the Buddha (C400 BC) (#ulink_df546262-9560-55a2-b9d4-3258a2f0ee7e)
Alexander the Great’s invasion, 327–6 BC
India under Ashoka
The Karakoram route
Peninsular trading stations in the first century AD
Western India C150 AD (with Shatavahana cave-sites)
Gupta conquests
Harsha’s probable empire C640 AD
Chalukyas and Pallavas in the seventh century
India and south-east Asia in the seventh to twelfth centuries
The Arab conquest of Sind in the eighth century
The Kanauj triangle: Rashtrakutas, Palas and Gurjara-Pratiharas
The land of the Shahis C1000 AD
The Ghaznavid empire under Mahmud of Ghazni C1030
The Chola kingdom C1030 and the expeditions of Rajendra I
Avanti/Malwa: the incarnations of a proto-state
Chahamana defeat and Muhammad of Ghor’s conquests 1192–1200
Eastern India C1200
The peninsular incursions of Ala-ud-din and Malik Kafur, 1296–1312
Delhi old and new
The stillborn states: India in the fifteenth century
The campaigns of Babur, Humayun and Sher Shah
The Bahmanid kingdom and its successor sultanates
Expansion of the Mughal empire, 1530–1707
Rajasthan under the Mughals
The Deccan and the south in the reign of Aurangzeb
Successor states of the Mughal empire
European trading stations C1740
The peninsula in the eighteenth century (the Anglo – French and Anglo – Mysore Wars)
The British in Bengal, 1756–65
British India in 1792, after the Third Mysore War;
British India in 1804, after Wellesley’s acquisitions
The Anglo-Maratha Wars 1775–1818
British India in 1820, after the Maratha Wars
British India in 1856, after Dalhousie’s annexations
The north-west in the nineteenth century: British expansion into Panjab, Sind and Afghanistan
Northern India during the Great Rebellion 1857–8
The partition of the Panjab, 1947
CHARTS AND TABLES (#ulink_d9be77d2-6a46-5a3a-920b-57f73ec8e582)
The peaks and troughs of dominion (#ulink_bfb74dd1-bd6f-587f-9cac-1de8abe0dccf)
The Mauryas: probable succession 321–181 BC
The imperial Guptas: probable succession
The Chalukyas and the Pallavas: the rival successions
The rise and fall of the Cholas of Tanjore
Avanti/Malwa: the incarnations of a proto-state
The Delhi sultanates. 1: The ‘Slave’ Dynasty, 1206–90
The Delhi sultanates. 2: The Khalji Dynasty, 1290–1320
Muslim conquest to Mughal empire: the dynasties of the Delhi sultanate
The Delhi sultanates. 3: The Tughluq dynasty, 1320–1413
The Great Mughals
Intermarriage of Great Mughals with the family of Itimad-ud-Daula
The Sikh Gurus: the chosen successors of Guru Nanak
The royal house of Shivaji (Bhonsle Chatrapatis)
The later Mughals
Succession of the Peshwas of Pune
British governors-general
British viceroys
Countdown to Independence
The Nehru-Gandhi dynasty
Political Succession in India, Pakistan and Bangladesh 1947–2009
AUTHOR’S NOTE TO THE SECOND EDITION (#ulink_3827c0a1-ddd6-5e85-9d48-385242b8ef64)
When this book was first published in 2000 I had it in mind to write a sequel that would recount the events of the last fifty years in greater detail than was possible in a 5000-year history of the subcontinent. That project is at last under way. But working on it has made me even more aware of the cursory and selective nature of the final chapters in the first edition of India.
Ten years on, therefore, this new edition endeavours to make amends. As well as some updates and corrections to the original text, it contains an extensively rewritten chapter 19, a replacement chapter 20 and completely new chapters 21, 22 and 23. The narrative has been extended into the twenty-first century and an attempt made to compare the fortunes and explore the fraught relationships of all three of the post-Partition states – Pakistan and Bangladesh as well as India.
To anyone over sixty this will be more current affairs than history. It deals with events and personalities that may be familiar and it invites a more engaged and subjective treatment. Sadly it also lacks the authority that stems from a longer scholarly perspective. Much vital documentation remains unavailable for reasons of confidentiality or national security. Access to Pakistan’s national archive, for instance, is so restricted that most histories of that country rely heavily on such documentation as can be consulted elsewhere, notably in the UK and the USA. Yet over-dependence on the reports and correspondence of foreign diplomats and observers may give a very false impression of decision-making within Pakistan’s ruling establishment. Contemporary history is partial – in every sense. The new chapters at the end of this book are no exception.
I am grateful to Arabella Pike and Martin Redfern for making the new edition possible and to Essie Cousins, Georgia Mason, Peter James and others at HarperCollins for processing it. Many readers were kind enough to comment on the original edition. Though it has not been possible to do justice to all their suggestions, I thank everyone and look forward to more of the same.
John Keay
Argyll
January 2010
INTRODUCTION (#ulink_a6f75ad1-10ec-5a5d-9200-5e0ee1704b5c)
HISTORIES OF INDIA often begin with a gripe about the poverty of the available sources. These sources were once thought so inadequate as to make what is certainly one of the world’s longest histories also one of its more patchy. ‘Prior to the thirteenth century AD,’ wrote Professor R.C. Majumdar in the 1950s, ‘we possess no historical text of any kind, much less such a detailed narrative as we possess in the case of Greece, Rome or China.’
Majumdar cited the thirteenth century because that was when northern India, succumbing to Muslim rule, attracted the attention of partisan writers keen to chronicle the triumphs of Islam. But given a good four thousand years of earlier pre-Islamic civilisation, it followed that for more than 80 per cent of attestable Indian history there were no histories.
‘It is difficult to give a rational explanation for this deficiency,’ continued Majumdar, ‘but the fact admits of no doubt.’ Rational explanations apart – and there have been many, most supposing an Indian indifference to treating antiquity as an academic discipline – this dearth of ready-made chronicles and memoirs weighed heavily on the historian. It handicapped his reconstruction of past events and hobbled his presentation of them in an acceptable narrative. His gentle readers were forewarned. A rough ride was in prospect.
Happily the situation has improved considerably over the last half-century. No unsuspected ancient chronicles have come to light but much new research has been undertaken and other disciplines have made important contributions. I have therefore stressed in the pages which follow those feats of discovery and deduction, the fortuitous finds and the painstaking analysis, whereby the documentational void has been gradually filled. While spiking the narrative with some lively debate, this explorational approach also has the advantage of mitigating my presumption in venturing, gownless, onto the campus sward. History based on histories looks to be the province of professionals; but where so much of the past, even its chronology, has to be teased from less articulate objects like coins and charters, or pieced together from random inscriptions, titbits of oral tradition, literary compositions and religious texts, and where such researches are then usually consigned to specialist publications and obscure monographs, there surely must be need for an overview.
Reconstructing the past from such reluctant materials can be intensely exciting, but it is not easy. The ingenuity of those scholars who from rocks and runes, bricks and rubrics, have wrested one of the oldest and richest civilisations constitutes something of an epic in itself. It deserved to be told, and in a previous book I had endeavoured to do so in respect of mainly nineteenth-century scholarship.
But this is an ongoing epic of research which is itself part of India’s history. As well as being directly responsible for revealing those distant personalities and events by way of which, like stepping stones, the historical narrative progresses, it also betrays much about the age to which the stepping stones supposedly led. More personally, since what we know has been derived so largely from research and so little from testimony, it seemed perverse not to credit the discoverers while appropriating their discoveries. What follows, therefore, is both a history of India and to some extent a history of Indian history
I liked the idea that the variety of disciplines involved in this work of discovery – archaeology, philology, numismatics, phonetics, art history, etc. – seemed to admit the need for a generalist, and I hoped that the heavy ideological and religious distortions to which the findings have sometimes been subject might be countered by the reticence of a confirmed sceptic. Better still, thirty years of intermittent wandering about the subcontinent, reading about it and writing about it, could now be construed as other than pure indulgence. D.D. Kosambi, the most inspirational of India’s historians, reckoned that for the restoration and interpretation of India’s past the main qualification was a willingness to cover the ground on foot. He called it ‘field work’; and so it is.
The fields which Kosambi mainly quartered, and the inhabitants whom he questioned, belonged to a very small area around Pune (Poona) in Maharashtra. Freer to travel and drawn to more spectacular sites, I wanted to construct a history which took particular account of the country’s extraordinary architectural heritage. Lord Curzon, the most incisive of British India’s Viceroys, hailed India’s antiquities as ‘the greatest galaxy of monuments in the world’. To all but scholars steeped in the glories of Sanskrit literature it is the architectural and sculptural wonders of India which provide the most eloquent testimony to its history. They stimulated its first investigation by foreign antiquarians, and they continue to whet the curiosity of millions of visitors. A history which acknowledged the prominence of India’s buildings and provided a political, economic and ideological context for them looked to be useful.
Monuments also go some way towards compensating for that deficiency of historical texts. Of the Chola kings of Tamil Nadu, for instance, we would be poorly informed but for the great Rajarajeshwara temple, sublimely moored amidst acres of cloistered paving, which they built and maintained in eleventh-century Tanjore. From its inscriptions we learn of the Cholas’ remarkable expeditions and of their lavish endowments; we even gain some insights into the organisation of their kingdom. But equally instructive is the sheer scale of their monument and the grandeur of its conception. Here, clearly, was a dynasty and a kingdom of some significance. To construct and endow India’s largest temple, the Cholas must have commanded resources beyond those of their traditional wet-rice patrimony in the delta of the Kaveri river. In fact, were the temple devoid of inscriptions and were there no other clues as to its provenance, historians would surely have coined a name for its builders and have awarded them a dominion of either trade or conquest.
Buildings and sculptures so magnificent have done more than stimulate history-writing; they have sometimes hijacked it. Political and economic certainties being scarce while artefacts and literature, mostly of a religious nature, are plentiful, Indian history has acquired something of a religio-cultural bias. Whole chapters devoted to the teachings of the Buddha, the mathematical and musical theories of ancient India, or Hindu devotional movements are standard fare in most Indian histories. They are not without interest or relevance, and they conveniently bridge centuries for which the political record is deemed deficient or unbearably repetitive. But it might be hard to justify comparable digressions into, say, Greek drama or scholastic exegesis in a history of Europe.
The implication seems to be that Indian history, indeed India itself, has always been a place apart in which culture and religion often outdid armies and administrations in influencing the course of events. I remain unconvinced. Religious and cultural identities are important; but as a source of political differentiation and conflict they are not much in evidence in pre-Islamic India, were often exaggerated thereafter, and only became paramount during the last decades of British rule. Historically it was Europe, not India, which consistently made religion grounds for war and the state an instrument of persecution.
Whilst paying homage to architecture in particular, this is not, then, a cultural history of India, let alone a history of Indian cults. If it has a bias, it is in favour of chronology, of presenting such information as is available in a moderately consistent time sequence. This might seem rather elementary; but chronology is often a casualty of the interpretative urge which underlies much Indian history-writing. Whole centuries of no obvious distinction are cheerfully concertina-ed into oblivion, while their few ascertainable productions are either anticipated in an earlier context or reserved for inclusion under some later heading. If, as many authorities now concede, the Arthasastra of Kautilya, a manual of statecraft by the Indian Machiavelli, was not compiled in the fourth – third centuries BC, then our whole idea of the nature of authority during the great ‘imperial age’ of the Maurya kings (C320–180 BC) needs revision. Likewise if Kalidasa, ‘the Indian Shakespeare’, did not coincide with the next ‘imperial flowering’ – and only circumstantial evidence suggests that he did – then the ‘golden age of the Guptas’ (C320–500 AD) begins to look somewhat tarnished.
Analysis thrives on a synchronism of evidence which, in such cases, is often hypothetical or contrived. Indeed Indian history is altogether perverse when it comes to clustering. A curious feature of that ‘galaxy of monuments’ is that comparatively few are located around major power centres. Nor can many certainly be credited to pan-Indian dynasties like the Mauryas and the Guptas. The exceptions are the newer cities of Delhi and Agra on which Sultans, Mughals and British all lavished their patronage. But at earlier power centres like Pataliputra (at Patna in Bihar) or ‘imperial’ Kanauj (near Kanpur in Uttar Pradesh), tangible evidence of the great empires which their Maurya, Gupta or Vardhana rulers claimed to control is scarce. Instead, for the earliest temples one must travel more ambitiously to Sanchi or Ellora, Kanchi or Badami, places hundreds of kilometres away in central India, the Deccan and the south.
The traditional explanation for this poor correlation between dominion and architectural extravagance held that Muslim iconoclasts demolished whatever temples and palaces adorned the earlier capitals of northern India. This may have been the case, especially with richly endowed religious centres like Varanasi (Benares) and Mathura (Muttra), but the fact remains that those temple clusters which do survive, as also the great palaces and forts of a later date, are attributable not to high-profile and supposedly all-India rulers like the Guptas or Harsha-vardhana but to lesser (because more localised) dynasties and to the merchants and craftsmen who lived under their protection.
These lesser dynasties, which flourished throughout India during the first and much of the second millennium AD, we know mainly from inscriptions. Unfortunately the inscriptions are couched in such oblique language, the claims they advance contain so much repetition and poetic exaggeration, and the kings and dynasties they mention are so numerous and so confusing, that most histories pay them scant attention. With perhaps twenty to forty dynasties co-existing within the subcontinent at any one time, it would be an act of intellectual sado-masochism to insinuate this royal multitude into a tender narrative, and I have not attempted to do so. But trusting to the reader’s indulgence, I have tried to convey the flavour of their inscriptions and to isolate those dynasts whose claims on our attention are substantiated by other sources or by still gloriously extant memorials.
Without some treatment of this long dynastic fray, gaping holes appear in the record. Compression and selection are the historian’s prerogative, but it is not self-evident, as per several current histories of India, that remote centuries may be ignored because ‘recency has a decided priority’.
My own experience as an intermittent correspondent and political analyst suggests exactly the opposite. Since most of today’s headlines will be on tomorrow’s midden, ‘recency’ is a deceptive commodity which the historian might do well to approach with caution. In this book, far from sharpening the focus as history blends into the foreground of current affairs, I have intentionally blurred it. Affairs still current are affairs still unresolved.
In contriving maximum resolution for the present, there is also a danger of losing focus on the past. A history which reserves half its narrative for the nineteenth and twentieth centuries may seem more relevant, but it can scarcely do justice to India’s extraordinary antiquity. Nor, simply because the British and post-colonial periods are better documented and more familiar, are they more instructive. There lurks in contemporary-centrism an arrogance no less objectionable than that in Euro-centrism, Occidento-centrism or Christo-centrism. To my mind such selective editing diminishes history. In pillaging the past for fashionable perspectives on the present we deny the delightful inconsequence, the freak occurrences and the human eccentricities which enliven what is otherwise a somewhat sombre record. Honest dealing with the time-scale, as with the spatial environment, is not without its rewards.
If time is the locomotion of history, place could be the gradient against which it is pitted. Dynamic, the one hurtles forward; inert, the other holds it back. Not for nothing are unspoilt landscapes invariably billed as ‘timeless’. Boarding at random an overnight train, and awaking twelve hours later to a cup of sweet brown tea and a dawn of dun-grey fields, the traveller – even the Indian traveller – may have difficulty in immediately identifying his whereabouts. India’s countryside is surprisingly uniform. It is also mostly flat. A distant hill serves only to emphasise its flatness. Distinctive features are lacking; the same mauve-flowered convolvulus straggles shamelessly on trackside wasteland and the same sleek drongos – long-tailed blackbirds – festoon the telegraph wires like a musical annotation. It could be Bihar or it could be Karnataka, equally it could be Bengal or Gujarat. Major continental gradations, like west Africa’s strata of Sahara, sahel and forest or the North American progression from plains to deserts to mountain divide, do not apply. The subcontinent looks all of a muchness.
THE PEAKS AND TROUGHS OF DOMINION
There are, of course, exceptions; in India there are always exceptions, mostly big ones. The Himalayas, the most prominent feature on the face of the earth, grandly shield the subcontinent from the rest of Asia; likewise the Western Ghats form a long and craggy rampart against the Arabian Sea. Both are very much part of India, the Himalayas as the abode of its gods, the Ghats as the homeland of the martial Marathas, and both as the source of most of India’s rivers. But it is as if these ranges have been pushed to the side, marginalised and then regimented like the plunging V of the south Asian coastline, so as to clear, define and contain the vast internal arena on which Indian history has been staged.
An instructive comparison might be with one of Eurasia’s other subcontinents – like Europe. Europe minus the erstwhile Soviet Union comprises about the same area as the Indian subcontinent (over four million square kilometres). But uniform and homogeneous it is not. Mountain chains like the Alps and the Pyrenees, plus a heavily indented coastline and a half-submerged continental shelf, partition the landmass into a tangle of semi-detached peninsulas (Iberia, Scandinavia), offshore islands (Britain, Ireland) and mountain enclaves (Switzerland, Scotland). The geographical configuration favours separation, isolation and regional identity. Corralled into such natural compartments, tribes could become nations and nations become states, confident of their territorial distinction.
A diagrammatic chronology for the major dynasties giving approximate indication of their territorial reach
But if for Europe geography decreed fragmentation, for India it intended integrity. Here were no readily defensible peninsulas, no snowy barriers to internal communication and few waterways which were not readily crossable for much of the year. The forests, once much more widespread than today, were mostly of dry woodland which afforded, besides shelter and sanctuary to reclusive tribes and assorted renunciates, a larder of exotic products (game, honey, timbers, resins) for the plains dwellers. Only in some peripheral regions like Kerala and Assam did this sylvan canopy become compacted into impenetrable rainforest. Wetlands also were once much more extensive. In what are now Bangladesh and Indian West Bengal, the Ganga (Ganges) and the Brahmaputra rivers enmesh to filter seawards in a maze of channels which forms the world’s most extensive delta. Semi-submerged as well as densely wooded, most of Bengal made a late entry onto the stage of history. But wetlands, too, supplied a variety of desirable products, and during the dry summer months they contracted dramatically. Different ecological zones complemented one another, encouraging symbiosis and exchange. Nomads and graziers, seers and pilgrims, traders and troops might pass freely across the face of such a congenial land. It seemed ready-made for integration and empire.
Climate decided otherwise. ‘India is an amalgam of areas, and also of disparate experiences, which never quite succeeded in forming a single whole;’
only the British, according to Fernand Braudel, ever ruled the entire subcontinent; integration proved elusive because the landmass was too large and the population too numerous and diverse. But surprisingly, considering Braudel’s emphasis on environments, he ignores a more obvious explanation. Settlement was not uniform and integration not easily achieved because what geography had so obligingly joined together, hydrography put asunder.
India enjoys tropical temperatures, yet during most of the year over most of the country there is no rain. Growth therefore depends on short seasonal precipitations, as epitomised by the south-west monsoon which sweeps unevenly across nearly the whole country between June and September. The pattern of rainfall, and the extent to which particular landscapes can benefit from it by slowing and conserving its run-off, were the decisive factors in determining patterns of settlement. Where water was readily available for longest, there agriculture could prosper, populations grow, and societies develop. Where not, stubby fingers of scrub, broad belts of desert and bulging plateaux of rock obtruded, cutting off the favoured areas of settlement one from the other.
Like lakes, long rivers with little fall, especially if their flood is prolonged by snow-melt as with the Ganga and the Indus, serve the purpose of conserving water well. Much of northern India relies on its rivers, although the lands they best serve, as also their braided courses and even their number, have changed over the centuries. Depending on one’s chosen date, Indian history begins somewhere on the banks of north India’s litany of great rivers – either along the lower Indus or amongst the ‘five rivers’ (panj-ab, hence Panjab, or Punjab) which are its tributaries, or in the ‘two rivers’ (do-ab, hence Doab) region between the Jamuna (Jumna) and the Ganga, or along the middle Ganga in eastern Uttar Pradesh and Bihar.
North India’s mighty river systems ordained much the most extensive of these well-watered zones of agricultural settlement; and though these zones were several, in the course of the first millennium BC they tended to become contiguous, thus creating a corridor of patchy cultivation and settlement from the north-west in what is now Pakistan to Bihar in the east. Here commercial exchange, cultural uniformity and political rivalry got off to an early start. The corridor became a broad swathe of competing states, cherishing similar ideals, revering common traditions and inviting claims of paramountcy. For empire-builders like the Mauryas, Guptas and Vardhanas, this was where the idea of Indian dominion began.
Elsewhere surface reservoirs supplemented rivers as a useful means of water conservation if the terrain permitted. In the deep south, weeks after Tamil Nadu’s November rains have ceased, what looks from the air like chronic flooding proves to be a cunningly designed patchwork of fields with their sides so embanked as to form reservoirs, or ‘tanks’. When, after carefully managed use and the inevitable evaporation, the water is nearly exhausted, the tank can itself be planted with a late rice crop. Since the peninsula lacks the vast alluvial plains of the north and has to accommodate hills like the Western Ghats, zones favourable to agricultural settlement were here smaller although numerous and, in cases like the Kerala coast, exceptionally well watered.
In other regions geology did its best for moisture conservation by trapping water underground. From wells it could then be laboriously hauled to the surface for limited irrigation. For the intervening zones of greatest aridity, this sub-surface water was the only source available during most of the year. And since about half the subcontinent receives less than eighty centimetres of rain per year, these arid zones were large. By supposing a continuity between the western deserts of Sind/Rajasthan and the drier parts of central India plus the great Deccan plateau of the peninsula, a broad north – south divide has sometimes been inferred. In fact the terminology here is too vague (even the Deccan is more a designation of convenience than a natural feature). Moreover, considerable rivers traverse this divide: the Chambal and Betwa, tributaries of the Jamuna, afford north – south corridors between the Gangetic plain and the peninsula. And slicing across the waist of India, the west-flowing Narmada forms a much more obvious north – south divide; indeed it figures historically as something of an Indian Rubicon between the north and the peninsula. Micro-zones with excellent water conservation also dot both Rajasthan and the Deccan; in historical times they would sustain a succession of the most formidable dynasties.
As with the forests and wetlands, the dry-lands were not without their own sparser populations, typically herdsmen and warriors. As barriers, dry regions are hardly as formidable as the seas and mountains of Europe. But as boundaries and frontier zones they did have something of the same effect, encouraging separation, fostering distinction and, in time, confronting ambitious rulers with the great Indian paradox of a land that invited dominion full of lesser rulers who felt bound to resist it.
The socio-cultural dimension to this climate-induced paradox would be even more enduring. Indeed it largely accounts for the strength of ‘regional’ sentiment in the subcontinent today. In those favoured, because well-watered, zones where settlement became concentrated, surplus agricultural production encouraged the development of non-agricultural activities. Archaeologists are alerted to this process by the distribution of more standardised implements, weapons and styles of pottery. These things also help in the identification of the favoured areas – most notably, and at different times, that great trail across the north from the Indus to the Gangetic basin, plus Gujarat, Malwa and the Orissan littoral in mid-India. In the south a similar diversification is inferred, although here the archaeological display-case remains somewhat empty. Save for a few Stone Age productions, south India’s history has to wait until jump-started by a remarkable literary outpouring at the very end of the first millennium BC.
As crafts and trades prospered, specialisation encouraged congregation, and congregation urbanisation. Within the same favoured enclaves, ideological conformity, social stratification and political formation followed. The models for each – for an effective religion, a harmonious society and a legitimate state – married local elements and imperatives with a set of norms derived from the propagandised traditions of an Indo-Aryan people who had emerged in north India by 1000 BC. These Indo-Aryans were probably outsiders and, as well as a strong sense of community centred on elaborate rites of sacrifice, they possessed in the Sanskrit language an exceptionally versatile and persuasive medium of communication. Had India been as open and uniform a land as geography suggests, no doubt Sanskrit and its speakers would speedily have prevailed. They did do so over much of north India, but not speedily and not without compromise. Further afield, in west, east and central India and the Deccan, the process somewhat misleadingly known as ‘Aryanisation’ took even longer and involved so much compromise with local elements that hybridisation seems a fairer description. From it emerged most of the different languages and different social conformations which, heightened by different historical experiences, have given India its regional diversity, and which still distinguish the Bengali from the Gujarati or the Panjabi from the Maratha.
The pantheon of spirits and deities worshipped in each zone, or region, typified this process of hybridisation, with Indo-Aryan gods forsaking their original personae to accommodate a host of local cults. Thus did Lord Vishnu acquire his long list of avatars or ‘incarnations’. In parts of India this process of divine hybridisation is still continuing. Every year each village in the vicinity of Pudukottai in Tamil Nadu commissions from the local potter a large terracotta horse for the use of Lord Ayanar. Astride his splendid new mount, Ayanar will ride the village bounds at night, protecting the crops and warding off smallpox. But who is this Ayanar? None other than Lord Shiva, they tell you. The pan-Indian Shiva, himself an amalgam of various cults, looks to be only now in the process of usurping the Tamil Lord Ayanar. But it could be the other way round. To the people of Pudukottai it is Ayanar who is assuming the attributes of Shiva.
As with gods, so with the different languages spoken in India’s zonal regions. In its earliest form Marathi, the language now mainly spoken in Maharashtra, betrayed Dravidian as well as Sanskrit features. At some point a local form of early Dravidian, a language family now represented only in the south, is thought to have been overlain by the more prestigious and universal Sanskrit. But the precedence as between local indigenous elements and Sanskritic or Aryan influences is not clear. Did Sanskrit speakers domiciled in Maharashtra slowly absorb proto-Dravidian inflexions? Or was that too the other way round?
A more clear-cut example of Aryanisation/Sanskritisation is provided by the many attempts to replicate the topography featured in the Sanskrit epics. By word of mouth core elements of the Mahabharata and Ramayana had early penetrated to most of India. By the late centuries of the first millennium BC, even deep in the Tamil south they knew of the Pandava heroes who had fought the great Bharata war for hegemony in the Ganga-Jamuna Doab and of Rama and Lakshmana’s expedition from Ayodhya to rescue the Lady Sita. Clearly these stories had a universal appeal, and in a trail of still recognisable place-names their hallowed topography was faithfully adopted by far-flung rulers anxious to garner prestige. The trail of ‘Ayodhyas’, ‘Mathuras’, ‘Kosalas’, ‘Kambojas’ and so on would stretch way beyond India itself, most notably into areas of Indian influence in south-east Asia. And like that hybridisation of deities, it continues. In Karnataka a Kannada writer complained to me that, despite the best efforts of the state government in Bangalore to promote the Kannada language, villagers still persisted in Sanskritising the names of their villages in a bid for greater respectability, then lobbying the Post Office to recognise the change.
As well as renaming local sites and features, some kings actually tried to refashion them in accordance with the idealised models and layouts of Sanskrit literary tradition. The Rashtrakuta rulers of eighth- to tenth-century Maharashtra evidently conceived their sculpted temple-colossus at Ellora as a replica of the Himalayas. It was named for Shiva as Lord of Mount Kailas (a peak now in Tibet) and was provided with a complement of Himalayan rivers in the form of voluptuous river deities like the Ladies Ganga and Jamuna. In a bid to appropriate the same sacred geography the great Cholas went one better, and actually hauled quantities of water all the way from the Ganga, a good two thousand kilometres distant, to fill their temple tanks and waterways around Tanjore. Thus was authenticated their claim to have recreated the north Indian ‘holy land’ in the heart of Tamil Nadu.
Geography, like history, was seen as something which might be made to repeat itself. In tableaux like that of the Taj Mahal the Mughal emperors strove to realise the Islamic ideal of a paradise composed of scented verdure, running water and white marble. Later, in leafy hill-stations, the British aimed at recreating their own idealised environment of green gables and lych-gated churchyards connected by perilous pathways and fuchsia hedges; new names like ‘Annandale’ and ‘Wellington’ were added to the map; existing nomenclatures were bowdlerised and anglicised.
Now they are being vernacularised. This is a confusing time for both visitors to India and those who write about it. With the process of revision far from complete, the chances of finding spellings and appellations which are recognisable and acceptable to all are slim. At the risk of offending some, I have continued to call Mumbai ‘Bombay’, Kolkota ‘Calcutta’ and Chennai ‘Madras’; to non-Indians these names are still the more familiar. On the other hand I have adopted several spellings – for instance ‘Pune’ for Poona, ‘Awadh’ for Oudh, ‘Ganga’ for Ganges, ‘Panjab’ for Punjab – which may not be familiar to non-Indians; they are, however, in general use in India and have become standard in South Asian studies.
For anyone ignorant of both Sanskrit and Persian, transliteration poses another major problem. Again, I lay no claim to consistency. For the most part I have kept the terminal ‘a’ of many Sanskrit words (Rama for Ram, Ramayana for Ramayan, etc.) and used ‘ch’ for ‘c’ (as in Chola) and ‘sh’ for most of the many Sanskrit ‘s’s (Vishnu for Visnu, Shiva for Siva, Shatavahana and Shaka for Satavahana and Saka). The knowledgeable reader will doubtless find many lapses for which the author, not the typesetter, is almost certainly responsible – as indeed he is for all the errors and omissions, the generalisations and over-simplifications, to which five thousand years of tumultuous history is liable.
1 The Harappan World C3000–1700 BC (#ulink_f1ae0093-c10a-5605-b1b4-8e61978c66a0)
THE BREAKING OF THE WATERS
IN HINDU TRADITION, as in Jewish and Christian tradition, history of a manageable antiquity is sometimes said to start with the Flood. Flushing away the obscurities of an old order, the Flood serves a universal purpose in that it establishes its sole survivor as the founder of a new and homogeneous society in which all share descent from a common ancestor. A new beginning is signalled; a lot of begetting follows.
In the Bible the Flood is the result of divine displeasure. Enraged by man’s disobedience and wickedness, God decides to cancel his noblest creation; only the righteous Noah and his dependants are deemed worthy of survival and so of giving mankind a second chance. Very different, on the face of it, is the Indian deluge. According to the earliest of several accounts, the Flood which afflicted India’s people was a natural occurrence. Manu, Noah’s equivalent, survived it thanks to a simple act of kindness. And, amazingly for a society that worshipped gods of wind and storm, no deity receives a mention.
When Manu was washing his hands one morning, a small fish came into his hands along with the water. The fish begged protection from Manu saying ‘Rear me. I will save thee.’ The reason stated was that the small fish was liable to be devoured by the larger ones, and it required protection till it grew up. It asked to be kept in a jar, and later on, when it outgrew that, in a pond, and finally in the sea. Manu acted accordingly.
[One day] the fish forewarned Manu of a forthcoming flood, and advised him to prepare a ship and enter into it when the flood came. The flood began to rise at the appointed hour, and Manu entered the ship. The fish then swam up to him, and he tied the rope of the ship to its horn [perhaps it was a swordfish], and thus passed swiftly to the yonder northern mountain. There Manu was directed to ascend the mountain after fastening the ship to a tree, and to disembark only after the water had subsided.
Accordingly he gradually descended, and hence the slope of the northern mountain is called Manoravataranam, or Manu’s descent. The waters swept away all the three heavens, and Manu alone was saved.
Such is the earliest version of the Flood as recorded in the Satapatha Brahmana, one of several wordy appendices to the sacred hymns known as the Vedas which are themselves amongst the oldest religious compositions in the world. Couched in the classical language of Sanskrit, some of the Vedas date from before the first millennium BC. Together with later works like the Brahmanas, plus the two great Sanskrit epics, the Mahabharata and the Ramayana, they comprise a glorious literary heritage whence all knowledge of India’s history prior to C500 BC has traditionally been derived.
Brief and to the point, the story of Manu and the Flood served its purpose of introducing a new progenitor of the human race and, incidentally, explaining the name of a mountain. Such, however, was too modest an interpretation for later generations. Myth, the smoke of history, is seen to signal new and more relevant meanings when espied from the distance of later millennia. In time the predicament of the small fish liable to be devoured by larger fish became a Sanskrit metaphor for an anarchic state of affairs (matsya-nyaya) equivalent to ‘the law of the jungle’ in English. Manu’s flood, like Noah’s, came to be seen as the means of putting a stop to this chaos. And who better to orchestrate matters and so save mankind than Lord Vishnu? A minor deity when the Vedas were composed, Vishnu had since soared to prominence as the great preserver of the world in the Hindu pantheon and the second member of its trinity. Thus, in due course, the Flood became a symbol of order-out-of-chaos through divine intervention, and the fish (matsya) came to be recognised as the first of the nine incarnations (avatara) of Lord Vishnu. Myth, howsoever remote, serves the needs of the moment. So does history, in India as elsewhere.
Some historians have dated the Flood very precisely to 3102 BC, this being the year when, by elaborate computation, they conclude that our current era, the Kali Yug in Indian cosmology, began and when Manu became the progenitor of a new people as well as their first great king and law-giver. It is also the first credible date in India’s history and, being one of such improbable exactitude, it deserves respect.
Other historians, while conceding the importance of 3102 BC, have declared it to be not the date of the Flood but of the great Bharata war. A Trojan-style conflict fought in the vicinity of Delhi, the war involved both gods and men and was immortalised in the Sanskrit verse epic known as the Mahabharata, the composition of whose roughly 100,000 stanzas constituted something of an epic in itself. This war, not the flood, was the event that marked the beginning of our present era and must, it is argued, therefore belong to the year 3102 BC. Complex astronomical calculations are deployed in support of this dating, and an inscription carved on a stone temple at Aihole in the south Indian state of Karnataka is said to confirm it.
But the Aihole memorialist, endowing his temple 1600 kilometres from Delhi and nearly four thousand years later, may have got it wrong. According to the genealogical listings in the Puranas, a later collection of ‘ancient legends’, ninety-five generations passed away between the Flood and the war; other evidence based on sterner, more recent, scholarship agrees that the war was much later than the fourth millennium BC. This greatest single event in India’s ancient history, and the inspiration for the world’s longest poem, did not occur until ‘C1400 BC’ according to the History and Culture of the Indian People, a standard work of many volumes commissioned in the 1950s to celebrate India’s liberation from foreign rule and foreign scholarship.
Nevertheless, 3102 BC sticks in the historical gullet. Such are the dismal uncertainties of early Indian chronology that no slip of the chisel is going to deny the historian the luxury of a real date. Corroboration of the idea that it may, after all, apply to a Flood has since come from the excavations in distant Iraq of one of Mesopotamia’s ancient civilisations. There too archaeologists have found evidence of an appalling inundation. It submerged the Sumerian city of Shuruppak, and has been dated with some confidence to the late fourth millennium BC. In fact, 3102 BC would suit it very well.
This Sumerian inundation, and the local Genesis story in the Epic of Gilgamesh which probably derived from it, is taken to be the origin of the legend of the Flood which eventually found its way into Jewish and Christian tradition. Yet in many respects the Sumerian account is more closely echoed in the Indian version than in the Semitic. For instance, just as in later Hindu tradition Manu’s fish becomes an incarnation of the great god Vishnu, so the Sumerian deity responsible for saving mankind is often represented in the form of a fish. ‘It is the agreement in details which is so striking,’ according to Romila Thapar.
The details argue strongly for some common source for this most popular of Genesis myths, and scholars like Thapar, ever ready to expose cultural plagiarism, see both Manu and Noah as relocated manifestations of a Sumerian prototype.
The tendency to synchronise and subordinate things Indian to parallel events and achievements in the history of countries to the west of India is a recurrent theme in Indian historiography and has rightly incurred the wrath of some Indian historians. So much so that they sometimes go to the other extreme of denying that any creative impetus, any technological invention, even any stylistic convention, ever reached India from the west – or, indeed, the West. And in the case of the Flood they may have a point. Subject to the annual deluge of the monsoon and living for the most part on the flat alluvial plains created by notoriously errant river systems, the people of north India have always had far more experience of floods, and far more reason to fear them, than their neighbours in the typically more arid lands of western Asia.
Floods, though now associated more with the eastern seaboard of the Indian subcontinent and Bangladesh, still annually inundate vast areas of the Ganga and Indus basins. They have always done so. One such Gangetic flood, dated by archaeologists to about 800 BC, destroyed the town of Hastinapura which, after the great Bharata war, had become the capital of the descendants of Arjuna, one of the war’s main protagonists. Since the flooding of Hastinapura is also recorded in Sanskrit textual tradition, and since the same tradition says that the town was then under its seventh ruler since the war, an approximate date for the war itself of about 975 BC has been postulated.
Thus, for the titanic struggle recorded in the Mahabharata, we already have three dates: 3102 BC, C1400 BC and C950 BC. A couple of millennia one way or the other is a long time even in prehistoric terms. India’s history, though undoubtedly ancient, leaves much room for manoeuvre. A mistranslated word from one of the many voluminous, difficult and defective texts wherein, long after their composition, the Vedic verses were eventually written down, can create havoc. Similarly a chance discovery of no obvious provenance can prompt major revisions.
Another flood, later than the Sumerian one but much earlier than that at Hastinapura and so perhaps a serious contender for the one which Manu survived, is thought by some to have once inundated the plains of the lower Indus in what is now Pakistan. Geologists date it to some time soon after 2000 BC, and believe that it may in fact have been a succession of inundations. Whether they were the result of climate change, of tectonic action lower down the river resulting in damming and the formation of inland lakes, or simply the cumulative effect of annual siltation is not clear. But whatever the cause, the floods were bad news for those agriculturalists who had pioneered a highly productive economy based on growing cereals in the fine soil alongside the river. Managing the river’s seasonal rise so as to enrich and irrigate their fields was the key to their success. An annual surplus had generated wealth, encouraged craft industries and fostered trade. Settlements had become cities. Along the lower Indus and its tributaries had grown up one of the world’s first urban societies, a contemporary of those on the Nile and the Euphrates and a rival for the tag of ‘the cradle of civilisation’.
Then, soon after 2000 BC according to the archaeologists, came the floods. If they did not actually overwhelm this precocious civilisation, they certainly obliterated it. In time, layer after layer of Indus mud, possibly wind-blown as well as water-borne, choked the streets, rotted the timbers, and piled high above the rooftops. The ground level rose by ten metres and the water table followed it. Meanwhile the river resumed its regular flow and found new channels down which to flood. On top of the cities, now consigned to oblivion beneath tons of alluvium, other peoples grazed their goats, sowed their seeds and spun their myths. A great civilisation was lost to memory.
Not until nearly four thousand years later, in fact in the early 1920s, was its existence even suspected. It was pure chance that Indian and British archaeologists, while investigating later more visible ruins at Mohenjo-daro in Sind and at Harappa in the Panjab, made the prehistoric discovery of the twentieth century. They called their find the ‘Indus valley civilisation’, and drew the obvious comparisons with those of Egypt and Sumeria. Indeed they thought that it might be an offshoot of the latter. Later, as its sophisticated and surprisingly uniform culture became more apparent, the Indus valley civilisation was accorded distinct status. And when the extent of its cultural reach was found to embrace a host of other sites, many of them well beyond the valley of the Indus, it was renamed after one of these sites as the Harappan civilisation.
Suddenly India’s history had acquired a rich prehistoric pedigree of archaeologically verifiable antiquity. Here, it seemed, was a worthy companion to that Sanskrit literary heritage of equally impressive, though maddeningly uncertain, antiquity as comprised by the Vedas and associated texts – the Brahmanas and Puranas as well as epics such as the Mahabharata. Perhaps these two very different sources, the one purely archaeological and the other purely literary, would complement one another. An ancient and immensely distinguished civilisation would thus be revealed in multidimensional detail.
The Harappan finds included buildings, tools, artefacts, jewellery and some sculpture. Intimate details about Harappan housing, diet, dentistry and waste disposal came to light. Maritime trade with Sumeria was attested and led to some cross-dating. The Carbon 14 process produced comparative dates accurate to plus or minus a century or so. Amongst the Harappans there was even what looked like a system of writing: some four hundred characters were identified, each, it was deduced, representing a single word; and they read from right to left. Sanskritists were soon clear that this was not Sanskrit, the language of the Vedic heritage. But it might be some kind of proto-Dravidian, the parent of south India’s languages, while the script did suggest similarities with Brahmi, the earliest Indian script hitherto identified and read. It seemed only a matter of painstaking study before the Harappan language would be understood and the secrets of its civilisation revealed.
Unfortunately this script, despite the best endeavours of international scholarship and despite the code-cracking potential of computers, remains undeciphered. Totally lacking, therefore, is any intelligible record of the Harappans written by themselves. Who were they? What did they worship? Had they established a recognisable state or states? They tell us nothing. How did they come to be there? And what became of them in the end? We don’t know. Here was history complete with approximate dates, cities, industries and arts, but absolutely no recorded events. Here too was a society with a distinct and extensive culture but, barring some not very helpful bones, no people, indeed without a single name.
Names, on the other hand, were precisely what that Sanskrit literary tradition of the Vedas provided – in mind-boggling abundance. Kings and heroes, gods and demons, places and peoples, tumble from the Vedas, Brahmanas, Puranas and epics as if ready-made for the compilation of a historical index. Although no single site, no potsherd or artefact, can certainly be identified with the people who composed these verses, and although their chronology remains shrouded in that maddening uncertainty, we know that they called themselves arya – hence ‘Aryan’ – and we know of their lifestyle, their social organisation, their beliefs and their innumerable antecedents and descendants. Here, in short, was a people proudly obsessed with the past, who defined themselves in terms of lineages reaching back through the generations to Manu, and whose records might therefore provide for the enigmatic Harappan civilisation precisely the human detail that it so notably lacked.
Would that it were so. In fact, as will be seen, though the two civilisations – the Harappan and the Aryan – overlapped in geography and possibly also in chronology, no shred of coincidence certainly connects them. India’s history starts with the apparently irreconcilable. Only in the last few years have sustainable connections between its Harappan and Aryan constituents been tentatively proposed. These connections, though tantalising, remain few and far from conclusive. India’s history as currently understood must be seen as beginning with two woefully unconnected cultures.
This state of affairs may, however, serve as a warning. Despite the pick-and-preach approach of many nationalist historians, geographical India is not now, and never has been, a single politico-cultural entity. In fact, its current three-way division between Pakistan, India and Bangladesh, far from denying some intrinsic unity, is a notable simplification of its traditional plurality. Analogies should be drawn, if at all, not with Egypt or with Greece but with regional constructs of a similar size like the Middle East or Europe. And just as in the Middle East those early civilisations in Egypt and Mesopotamia flourished simultaneously yet quite independently, or just as later in Europe the Byzantine and Carolingian empires could both claim pre-eminence without necessarily coming into conflict, so it is in India.
Sadly, though, this is not a situation which makes for fluent narrative history. In a global landmass as vast and varied as the South Asian subcontinent an orderly linear progression from one cultural flowering to another, one dynasty to another, or one empire-builder to another will prove elusive. Only a still far from certain chronology, and not any sequential progression, demands that the Harappans and their archaeology take precedence ahead of the Aryans and their literature.
A VERITABLE EMPIRE
To anyone familiar with the Egypt of the Pharaohs, the warren of dun diggings which is an excavated Harappan site may seem unimpressive. It is hard not to sympathise with the first archaeologist to survey Mohenjo-daro. ‘I was greatly disappointed,’ wrote Mr D.R. Bhandarkar in his report. He was visiting the largely desert province of Sind in the winter of 1911–12 as Superintending Archaeologist of the Western Circle of the Archaeological Survey of India. ‘Mohenjo-daro’, he noted, meant ‘the Mound of the Dead Men’. There was one big mound and six smaller ones. And in words that must subsequently have haunted him, the Superintending Archaeologist dismissed the lot as ‘not representing the remains of … any ancient monument’.
According to local tradition, these are the ruins of a town only two hundred years old … This seems not incorrect, because the bricks here found are of the modern type, and there is a total lack of carved terra-cottas amidst the whole ruins.
Wrong in every detail, this statement must rank amongst archaeology’s greatest gaffes.
Today’s less qualified visitors, though willing to forgive the absence of ‘carved terra-cottas’, tend to bemoan that of more obvious features. For at Mohenjo-daro no pyramids or ziggurats, no sculpted towers or mighty henges frown over the deep and dusty thoroughfares. On first acquaintance it is as if the most extensive of the Harappan sites was never really a city at all, merely the footings and foundations of one.
This, though, is decidedly not the case. Deep in ‘the Mound of the Dead Men’ there was once activity and industry. Behind the extant façades of blank featureless wall families lived, craftsmen plied their trades and vendors sold their wares. If there was an absence of eye-catching memorials it was not, as will appear, through any lack of civic pride or direction. It may tell us something about the nature of authority in the Harappan state and the organisation of its society; more certainly it indicates the limited materials available to the city’s builders.
Four thousand years ago stone was as scarce in the lower Indus region as it is today. Even the local timber, though more plentiful than now, and possibly able to meet the need for roof joists, seems not to have been sufficiently well-grown for major construction purposes. Instead, it was used as fuel to fire brick kilns. The Harappans built almost entirely in brick, both sun-baked and kiln-fired, and the excellence of their firing is well attested by the survival, albeit underground, of so many structures in such a comparatively friable material. In assuming their bricks to be ‘of a modern type’, Bhandarkar was unwittingly paying the Harappan brickmakers a generous compliment.
Brickwork, however, has its limitations, as the Harappans were no doubt aware. Large areas can be easily enclosed and conveniently partitioned; groundplans of some of the Mohenjo-daro houses compare favourably with those of today, while larger individual structures, presumably public buildings, cover areas equivalent to half a football pitch; some walls, obviously for defence, are as thick as thirteen metres. On the other hand bricks, unlike dressed stone, must be kept small for good firing and are therefore less suitable for towering elevations and long-lasting monuments. Sun, salt and wind play havoc with a mortar of mud; weight stresses cause bowing and buckling. Few if any buildings at Mohenjo-daro were of more than two storeys. Even supposing the Harappans had aspired to the monumental extravagances of their Egyptian contemporaries, it is hard to see how they could have achieved them.
Of unremarkable profile, then, the mud-and-rubble mounds of the Harappan cities and settlements nevertheless made an impression on Bhandarkar’s successors in the Archaeological Survey. Happily ignoring his report, R.D. Banerji and Sir John Marshall resumed explorations at Mohenjo-daro in the late 1920s. Ernest Mackay and Sir Mortimer Wheeler continued their work and also re-examined Harappa, a collection of mounds in the Panjab whence in the nineteenth century bricks similar to those at Mohenjo-daro had been removed by the wagonload as ballast for a 160-kilometre section of the Lahore – Multan railway line. After Independence and the Partition of the subcontinent in 1947 B.B. Lal, J.P. Joshi, S.R. Rao, M. Rafique Mughal and a host of others extended operations to numerous other sites with outstanding results. What amazed all these pioneers, and what remains the distinctive characteristic of the several hundred Harappan sites now known, is their apparent similarity: ‘Our overwhelming impression is of cultural uniformity, both throughout the several centuries during which the Harappan civilisation flourished, and over the vast area it occupied.’
The ubiquitous bricks, for instance, are all of standardised dimensions, just as the stone cubes used by the Harappans to measure weights are also standard and based on a modular system. Road widths conform to a similar module; thus streets are typically twice the width of side lanes, while the main arteries are twice or one and a half times the width of streets. Most of the streets so far excavated are straight and run either north – south or east – west. City plans therefore conform to a regular grid pattern and appear to have retained this layout through several phases of rebuilding. In most cases the ground plan consists of two quite separate settlements, one apparently residential and commercial (‘the lower town’), and the other elevated on a massive brick platform (‘the citadel’) and endowed with more ambitious structures. ‘The citadel’ invariably lay to the west of ‘the lower town’. Clearly Harappan settlements were not just India’s first cities and townships but its first, indeed the world’s first, planned cities and townships. Town-planning not being conspicuous in the subcontinent’s subsequent urban development, they have been hailed as the only such examples until, in the eighteenth century AD, Maharajah Jai Singh decided to lay out his ‘pink city’ of Jaipur in Rajasthan.
Harappan tools, utensils and materials confirm this impression of obsessive uniformity. Unfamiliar with iron – which was nowhere known in the third millennium BC – the Harappans sliced, scraped, bevelled and bored with ‘effortless competence’ using a standardised kit of tools made from chert, a kind of quartz, or from copper and bronze. These last, along with gold and silver, were the only metals available. They were also used for casting vessels and statuettes and for fashioning a variety of knives, fish-hooks, arrowheads, saws, chisels, sickles, pins and bangles. As for the potters’ production of dishes, bowls, jars, flasks and figurines, it was all that one would expect of master brickmakers – well made, competent if restrained as to decoration, and predictably uniform as to design. In short, the uniformity in technology ‘is as strong as in the town-planning, and so marked that it is possible to typify each craft with a single set of examples drawn from one site alone’.
What made all this consistency even more remarkable was the area throughout which the Harappans sustained it. With Mohenjo-daro and Harappa nearly six hundred kilometres apart, it was immediately obvious that the ‘Indus valley’ civilisation was more extensive than its contemporaries – Egypt’s Old Kingdom and Mesopotamia’s Sumeria. The Indus valley, however, has proved to be only the core area. Subsequent to the discovery of its two principal sites (Mohenjo-daro in Sind and Harappa in the Panjab) the Harappan civilisation has been steadily expanding by more than a province a decade. In Pakistan further sites have been found, not only in Sind and Panjab (where at Fort Derawar on the desert frontier with India a third major city stood), but as far away as the Iranian frontier in Baluchistan and in the North-West Frontier Province. India itself, not to be outdone, now boasts an important cluster of sites in Gujarat, another in Rajasthan, and more scattered settlements in the states of Panjab, Haryana, Uttar Pradesh, and Jammu and Kashmir. Subsequently, hundreds of kilometres away to the north-west, what seems to be a Harappan settlement, or ‘colony’, was identified at Shortughai near the river Oxus (Amu Darya) on Afghanistan’s Russian frontier. From Lothal, a small but important settlement in Gujarat which may have been a port, to Shortughai in the mountains of Badakshan, where the Harappans probably obtained supplies of lapis lazuli, is a distance of over sixteen hundred kilometres; and east – west from Alamgirpur on the upper Ganga to Sutkagen-dor on the Makran coast is hardly less.
Naturally such a bonanza of new sites has prompted some revisionism. The uniformity of Harappan culture, necessarily dented by local adaptations to the desert, upland and maritime extremities of such a vast area, is no longer taken for granted. Theories based upon it about the existence of a strong central authority, a pervasive administration and a heavily regulated and stratified society have also suffered. The easy assumptions made on the basis of a few partially and imperfectly excavated sites are dubbed ‘old platitudes’ as a new generation of scholars and field workers gingerly sifts the incontrovertible from the fanciful.
One mystery has certainly been solved. Pioneers like Marshall were puzzled how such a sophisticated culture could have sprung up from nowhere. Unaware of any other Bronze Age cultures in the region, not impressed by the Indian characteristics of Harappan architecture and artefacts, and wrongly assuming dates of about 3500–3000 BC, they duly looked to the west for an explanation, and suggested that the Indus valley civilisation must be a colony or offshoot of Mesopotamian or even Mycenaean civilisation. This idea is now quite untenable. At numerous sites to the west of the Indus in Baluchistan and Afghanistan, as well as in the Indus valley itself, sufficient pre-Harappan and Early Harappan settlements have been found to establish a local progression from hunter-gatherer to urban dweller by way of all the various stages of pastoralism, agricultural settlement, technological advance and cultural refinement. No such consensus exists about the Late Harappan and post-Harappan periods, but it is now possible to assign most Chalcolithic (Bronze/Stone) Age sites in the region to one of these categories and to give approximate dates for each.
Designated by their find sites and principally distinguished by their pottery styles, the pre-Harappan peoples of C3000 BC had already progressed to building houses and tilling the land. They had some knowledge of metals and had access, through trading links, to other precious materials and manufactures. Some time around 2600 BC – the dating varies from site to site – the appearance of typically Harappan styles in pottery and tools announces the Early Harappan phase. Brick-built houses assume a regular design with a courtyard and rooms off it. Figurines anticipate later Harappan styles. Towards the end of the millennium, say 2300 BC, this Early Harappan style gives way to the Mature Harappan phase, in which appears the full inventory of Harappan artefacts – standardised bricks and pots; regular streets above a network of well-made sewerage ducts; typical terracottas; a notable production of decorative artefacts including beads, faïence and shell work; more copper and bronze hardware; and a plenitude of the mysterious seals (as well as the impressions made by them) whereon that enigmatic script features prominently. In some cases, to produce the typical grid layout of streets, sites were apparently cleared and then rebuilt. Other sites were briefly deserted before being rebuilt. Still others suggest a continuance of non-Harappan or pre-Harappan styles, particularly in ceramics, side by side with the Mature Harappan. It is thus far from clear what relationships – of tribute, migration, conquest, intermarriage or cultural attraction – underlay the transition to greater standardisation.
Even worse inconsistency characterises the Late Harappan phase. Around 1900 BC Mohenjo-daro was gradually abandoned, possibly because of those floods and the associated salination of the soil. Kalibangan, an important town in Rajasthan, suffered a similar fate, but probably from desertification and the drying-up of the Ghaggar river. Elsewhere there is evidence of declining authority and of population decrease, possibly as a result of migration from the central settlements. Yet in some peripheral areas like Gujarat, Haryana and the Panjab, the decline is less marked and there may even have been an increase in activity and population.
Dispersal or dilution are evident from the prevalence of non-Harappan pottery styles, impoverishment and disruption from the gradual disuse of the script and from the disappearance of the more fanciful manifestations of Harappan culture, including that obsessive standardisation. On the other hand, craft skills and agricultural expertise survived. The spinning and weaving of cotton, for instance, in which the Harappans seem to have been the world’s pioneers, must have been gradually disseminated throughout India, since by the mid-first millennium BC it was commonplace. The finer textiles were by then an important item of trade and would remain so ever after, enticing to India Roman, Arab and eventually European merchants.
A similar case might be made for the ox-drawn wagon, which was as much a cliché of the Harappan world as it is of the Indian subcontinent today. Again, the Harappans may have been the first in the world to use wheeled transport. Numerous toy carts in terracotta and bronze testify to their pride in this technological breakthrough, and the generous street widths of their cities were presumably dictated by the consequent traffic.
Provisioning cities the size of Mohenjo-daro, with its estimated thirty to fifty thousand inhabitants, necessitated not only effective transport, both by river and road, but also a reliable rural surplus, a large labour force, and some means of crop storage. It has been conjectured that the largest structures at Mohenjo-daro, Harappa, Kalibangan and possibly Lothal may have been granaries, although their internal arrangements, consisting of carefully aligned brick plinths, await a satisfactory explanation.
The only public building whose function is beyond dispute is the great bath at Mohenjo-daro. The size of a modest municipal swimming pool, carefully sealed with bitumen, and with steps down at each end, it was clearly designed to hold water and to be used for bathing. Quite probably the ablutions, or immersion, were of some ritual significance. The bath forms the inner sanctum of an elaborate building, although there is no clear evidence that, as with later temple tanks, it was a place of worship. In fact, we have no idea what part religion played in the lives of the Harappan people. No site has certainly been identified as a temple, and most suppositions about sacrificial fires, cult objects and deities rest on doubtful retrospective reference from the Hindu practices of many centuries later. Such inferences may be as futile as, say, looking to Islamic astronomy for an explanation of the orientation of the pyramids. In short, ‘these theories are all fanciful and do not bear scrutiny.’
A much-cited example, depicted on some of the Harappan seals, is that of a big-nosed gentleman wearing a horned head-dress who sits in the lotus position with an erect penis, an air of abstraction and an audience of animals. He may indeed be an early manifestation of Lord Shiva as Pashupati, ‘Lord of the Beasts’. But myth, as has been noted, is subject to frequent revision. The chances of a deity remaining closely associated with the same specific powers – in this case, fertility, asceticism and familiarity with the animal kingdom – for all of two thousand years must raise serious doubts, especially since, during the interval, there is little evidence for the currency of this myth. Rudra, a Vedic deity later identified with Shiva, is indeed referred to as pasupati because of his association with cattle; but asceticism and meditation were not Rudra’s specialities, nor is he usually credited with an empathy for animals other than kine. More plausibly, it has been suggested that the Harappan figure’s heavily horned headgear bespeaks a bull cult, to which numerous other representations of bulls lend substance.
Similar doubts surround the female terracotta figurines which are often described as mother-goddesses. Pop-eyed, bat-eared, belted and sometimes mini-skirted, they are usually of crude workmanship and grotesque mien. Only a dusty-eyed archaeologist could describe them as ‘pleasing little things’.
The bat-ears, on closer inspection, appear to be elaborate head-dresses or hairstyles. If, as the prominent and clumsily applied breasts suggest, they were fertility symbols, why bother with millinery? Or indeed mini-skirts?
These and other ‘folk’ products, including numerous toys, scarcely merit comparison with the finest of Harappan sculptures. Indeed the latter are so fine and so exquisitely modelled that, ‘for pure simplicity and feeling’ nothing comparable was produced ‘until the great age of Hellas’.
They are, however, extremely few: Sir Mortimer Wheeler records just eleven ‘more or less fragmentary’ stone statuettes and one bronze figure. They are also extremely small, indeed just a few centimetres high. This combination of rarity and pocket-size invites doubts as to their provenance. They could easily have come from somewhere further afield. Two perfectly modelled miniature torsos were found at Harappa – one decidedly male, the other probably female; both have socket holes by which their missing arms were attached. On this evidence they have been convincingly related to a similar technique used by artists of the contemporary Namazga culture which was discovered by Soviet archaeologists in the Ashkabad region of Turkmenistan. Namazga equivalents have also been cited for the formidable bearded figure in an embroidered toga, of which there are two examples, and even for the most famous of all Harappan works of art, the bronze ‘dancing girl’.
Although probably not dancing, the ‘dancing girl’ is unquestionably ‘a pleasing little thing’. Naked save for a chunky necklace and an assortment of bangles, this minuscule statuette is not of the usual Indian sex symbol, full of breast and wide of hip, but of a slender nymphet happily flaunting her puberty with delightful insouciance. Her pose is studiously casual, one spindly arm bent with the hand resting on a déhanché hip, the other dangling so as to brush a slightly raised knee. Slim and attenuated, the legs are slightly parted, and one foot – both are now missing – must have been pointed. She could be absent-mindedly surveying her wardrobe, except that her head is thrown back as if challenging a suitor, and her hair is somehow dressed into a heavy plaited chignon of perilous but intentionally dramatic construction. Decidedly, she wants to be admired; and she might be gratified to know that, four thousand years later, she still is. If there is one piece of Harappan fine art that one is reluctant to yield to the Namazga culture it is the ‘dancing girl’.
Happily her local credentials are not insignificant. For one thing her features, including full lips and broad nose, are distinctly proto-Australoid, a type not usually associated with the Central Asian culture of Namazga. Skeletons unearthed in the Indus valley, however, attest that the Harappan people were of several different racial types, amongst them that, related to Australia’s native people and still represented in parts of India, of proto-Australoid cast. Furthermore, although most of the surviving Harappan stone sculptures were found at Harappa itself, whence contacts with Namazga seem to have been closest, the ‘dancing girl’ was found at Mohenjo-daro, whose external trade was more orientated to the Persian Gulf and Mesopotamia. A better case will need to be made before the Harappans are robbed of their most celebrated representative.
Trade, both within the sprawling Harappan world and without, was clearly essential to the development of its culture. Bronze or tin (for making bronze), silver and certain precious stones like lapis lazuli and soapstone are not found within easy reach of the Indus valley, and must therefore have been imported from elsewhere. Likewise it is clear that the Mesopotamian cultures obtained numerous commodities from the Harappans, including copper, gold, timber, ivory and probably cotton textiles. Harappan sealings and seals have been found in Sumerian sites, and Sumerian documentation makes frequent reference to relations with the distant lands of ‘Dilmun’, ‘Magan’ and ‘Meluhha’. The first seems to have been in the Persian Gulf, possibly Bahrain, and to have been something of an entrepôt. ‘Magan’ is usually identified with the coastal regions of Iran and Baluchistan, the modern Makran coast. And ‘Meluhha’, by a process of deduction from the trade items associated with it, looks to have been the Harappan civilisation. There are objections to this hypothesis. The Mesopotamians claim to have once conquered ‘Meluhha’, for which there is no archaeological evidence. And a later ‘Meluhha’ was usually associated with the African coast. Notwithstanding, opinion still favours the idea that in Sumerian references to ‘the ships from Meluhha’ which King Sargon the Great ‘made tie up alongside the quay of Agade’ we have a positive identification of the Harappan world.
The importance of Harappan, or ‘Meluhhan’, trade, and the recent speculation about it, rests heavily on the evidence provided by the Harappan seals. Usually of soapstone, or steatite, the face of each is carved intaglio and in reverse so as to leave a legible impression on soft clay. Most are rectangular and about the size of a postage stamp; and typically they include an average of five characters, or word symbols, in that unintelligible script, plus one or more images. The latter are often of animals and, in the famous examples of a humped bull with pendulous dewlap, the Harappan genius for vivid depiction from life in the minutest and most demanding of mediums has been universally acknowledged.
Several thousand seals and sealings have now been found. The seals appear to have been distributed throughout the Harappan world, not simply in its major population centres, and to have been carried about or worn, each having a boss or hole by which they could be threaded on a string. The distribution of the sealings suggests that seals may have been used to facilitate the exchange of goods over long distances. Thus the stamped image, attached to a consignment of goods, might have identified their owner, provenance, destination or contents, and so have served somewhat the role of a waybill or even a bar-code. Clearly, if this was indeed their purpose, their multiplicity and far-flung distribution argues for a vast and buzzing commercial network. Perhaps, instead of conspicuous expenditure on monuments and memorials, the Harappans pumped their surplus into commodity exchange. It has even been suggested that the Harappans were so dependent on this exchange that its apparent decline in the early second millennium BC was a cause, rather than an effect, of the disintegration of urban life.
Although the script remains indecipherable, interesting conclusions have been drawn from the images which usually accompany it on the seals. These are often single animals, as with the humped bull, the elephant, the tiger and a magnificent rhino. Commonest of all, however, is a stocky creature unknown to zoology with the body of a bull and the head of a zebra, from which head a single horn curls majestically upwards and then forwards. In fact, ‘the “unicorn” occurs on 1156 seals and sealings out of a total of 1755 found at Mature Harappan sites, that is on 60 per cent of all seals and sealings.’
Shireen Ratnagar, an authority on Harappan trade, also notes that, since the word symbols which accompany these images vary from seal to seal, image and text must have conveyed different information; and that, since the images recur frequently and look like totemic subjects, they may be the identifying symbols of different social groups. Assuming such groups were based on descent, as with the Vedic Aryans, Ratnagar calls them ‘lineages’ or clans.
… we would therefore infer that the ‘unicorn’ was the symbol of the dominant lineage which had expanded, or was expanding, by assimilation or alliance at the expense of other lineages, and administrative office and lineage affiliation would be closely connected. In other words, we may interpret the unicorn as the religious expression of a system of political control operating through lineage connexions.
How this political control operated, and whether oppressively or consensually, it is impossible to say. Likewise, as noted, we have no clear idea what religious practices the Harappans subscribed to. Here, and in other researches, there is, though, a gradually emerging notion of a Harappan state. Ratnagar conjectures that it began to emerge when numerous ethnic and/or cultural groups were drawn together by alliance, intermarriage and agricultural or industrial specialisation. By the time of the Mature Harappan phase these groups formed not a federation but a single state. In fact ‘at this stage of knowledge it appears to me that we are dealing with a veritable Harappan “empire”.’
This being the case, the total, albeit gradual, eclipse of Harappan civilisation is all the more mystifying. Sumerian civilisation led on to that of Babylon, Egypt’s Old Kingdom was succeeded by the Middle Kingdom and the New Kingdom, China’s dynastic succession scarcely faltered. But in the Indian subcontinent the first great experiment in urban living, in political organisation and in commercial enterprise disappeared without trace beneath the sand and the silt. In the land of reincarnation there was to be no rebirth for the bustling and ingenious world of the Harappans. History would have to begin again with a very different group of people.
2 Vedic Values C1700–900 BC (#ulink_f0448d31-c661-5f69-90c6-6ede588c2c19)
THE MYTHIFIED ARYAN
THE HARAPPANS, winkled out of oblivion by the archaeologist’s trowel and scrutinised by scholars from every conceivable discipline, have lately been attracting funds and advancing on all fronts, just like their ‘empire’. The Aryans, on the other hand, they of that rich Sanskrit literary heritage whence all knowledge of India’s ancient past was traditionally derived, are in retreat. Badly discredited by over-zealous championship in the nineteenth century and then by Teutonic adoption in the 1930s, the mighty Aryans have fallen from academic favour. Questions tantamount to heresy amongst an earlier generation of historians are now routinely raised as to who the arya were, where they came from, and even whether they were really a distinct people.
‘It is doubtful whether the term arya was ever used in an ethnic sense,’ writes Romila Thapar, doyenne of ancient India’s historians.
What she calls the ‘Aryan problem’, or ‘myth’, is now to be regarded as ‘perhaps the biggest red herring that was dragged across the path of India’s historians’.
The authenticity of all those Sanskrit literary compositions remains undisputed. So does their seminal importance in India’s social, cultural and religious development. But whether those who composed them were anything more than a proud minority self-consciously endeavouring to retain their mainly linguistic identity amongst a diverse, industrious, and probably indifferent local population is questionable.
For Hindus, of course, the traditions of Sanskrit literature are still sacrosanct. Vedic prayers are still said; televised serialisations of the Sanskrit epics can bring the entire Indian nation to a hushed standstill. The compositions of the ancient arya are not just history; they are the nearest thing to revelation. The arya themselves, though, are not revered and never have been. In no sense are they seen as a divinely ‘chosen people’. Individual priests, heroes, sages and deities are cherished but their ethnic affinity is neither emphasised nor invariable. This is unsurprising since in Sanskrit the word arya is usually adjectival. Certain people or classes once used it to distinguish themselves from others; it was clearly a good thing to be. But like many words, its meaning changed over the centuries and the original is now hard to pin down. In English it is variously rendered as ‘pure’, ‘respectable’, ‘moral’, ‘noble’ or ‘wealthy’. By the time it had travelled to south India and thence on to what is now Indonesia it had simply become a respectful term of address, like ‘Sahib’ or ‘Mister’.
‘Aryans’, on the other hand, as the generic title of a distinct race of people to which this arya adjective exclusively applied, nowhere feature in Sanskrit literature. They only appeared when Europeans got to work on Sanskrit. And it was not the literature which so inspired Europe’s scholars, but the language itself.
That some words in Sanskrit bore a strange similarity to their Greek and Latin equivalents had long been noted. Then in 1785 Sir William Jones, an English polymath and truly ‘one of the most enlightened sons of men’ (as an admiring Dr Johnson described him), began studying Sanskrit. A year later he announced his preliminary verdict on the language. It was ‘of a wonderful structure’, he declared, ‘more perfect than Greek, more copious than Latin …’,
… yet bearing to both of them a stronger affinity, both in the roots of verbs and the forms of grammar, than can possibly have been produced by accident; so strong, indeed, that no philologer could examine them all without believing them to have sprung from some common source, which perhaps no longer exists.
This being the case, most north Indian languages, which derive from Sanskrit, were related to most of Europe’s, which derive from Latin. Jones rightly added that the Germanic and Celtic languages also probably belonged to this linguistic family, and likewise ancient Persian (Avestan). But, personally more enamoured of Sanskrit’s literature than its language, he did not pursue the search for that ‘common source’. This was left to others who recognised in Jones’s insights not only a specific challenge – to discover the ‘common source’ and chart its distribution – but also the means by which to do so. For Jones had shown that the study of language, or philology, could serve the historian much as does archaeology. Given a reasonable mound of literature, the philologist could delve in the syntax and sift through the syllables so as to record the changing forms of words and grammar. Identifying shared roots, typical word forms, new structures and extraneous influences, he could establish rules about how the language had developed and spread, and so formulate, as it were, a sequence of strata whereby tentative dates could be assigned to any particular text purely on the basis of its language.
Using and developing this new discipline, scholars at first called the elusive ‘common source’ language (and the family of languages which derived from it) ‘Indo-Germanic’ or ‘Indo-European’. This changed to ‘Indo-Aryan’, or simply ‘Aryan’, after it was realised that the ancient Persians had indeed used their arya word in an ethnic sense; they called themselves the ‘Ariana’ (whence derives the modern ‘Iran’). Numerous writers continued to warn against the assumption that a shared language necessarily meant a shared ethnicity. Yet the idea of a single race sowing the seeds of civilisation from Bengal to Donegal proved intensely exciting, and ultimately irresistible. To Friedrich Max Muller, the distinguished German Professor of Sanskrit at Oxford in the mid-nineteenth century, it seemed that the Aryans had a ‘mission to link all parts of the world together by chains of civilisation, commerce and religion’. They were ‘the rulers of history’.
Muller, too, warned against drawing any simplistic conclusions about race, but already Aryan descent was popularly seen as the mark, if not yet of a master race, at least of ethnic distinction. Gratified by the discovery of their proud historical pedigree, India’s aspiring nationalists embraced the Aryans as readily as did Europe’s cultural supremacists.
Given the vast spread of the Indo-Aryan languages, an Aryan homeland was soon being sought somewhere in the middle of the Eurasian landmass. Most scholars favoured the steppes of southern Russia and the Ukraine, or the shores of the Caspian. Nomadic pastoralists, the Aryans needed plenty of room. Thence, in a series of sweeping migrations spread over many centuries, they supposedly took their language, plus their gods, their horses and their herds, to Iran and Syria, Anatolia and Greece, eastern Europe and northern India.
India’s Aryans were therefore originally immigrants, and to judge by their exploits as recorded in the Vedas, highly combative ones. Aided and encouraged by deities like the fire-breathing Agni and the thunderbolt-throwing Indra, the Aryan conquistadors were seen as having hurtled down the passes from Afghanistan to career across the plains of the Panjab. Dealing death and destruction from fleets of horse-drawn chariots, they subdued the indigenous peoples and appropriated their herds. As dasa or dasyu, these indigenes or aborigines were characterised as dark, flat-nosed, uncouth, incomprehensible and generally inferior. The Aryans, on the other hand, were finer-featured, fairer, taller, favoured above others in the excellence of their gods, their horses and their ritual magic, and altogether a very superior people.
Nineteenth-century British colonialists, reflecting on this new and unexpected Aryan dimension to India’s history, could draw great comfort. All that was fine and ‘classical’ in ancient India’s history could now be credited to this influx of manly heroes from the west. The Aryans, spreading their superior culture right down the valley of the Ganga and then deep into the peninsula, had conferred on India an unprecedented cultural integrity and an enviably high degree of civilisation. In time, however, the purity of the Aryan race had become hopelessly diluted; manliness, creativity and drive had succumbed to the enervating effects of an intolerable climate and an insidious social system. Hence no serious resistance had been offered either to the thrust of Islam or to the advent of the colonial powers. India had slumped into seemingly irredeemable decadence and degeneracy. Then, in the nick of time, out of the west came the British. No less fair, no less manly and no less confident of their superiority, they were the neo-Aryans, galvanising a naturally lax people into endeavour and industry, showering them with the incomparable benefits of a superior civilisation and a humane religion, and ushering in a new and golden age. Or so some liked to think.
This illusion was rudely shattered in the 1930s. Just when Indian demands for self-government were obliging the British to reconsider their colonial mission, the Aryan thesis became both discredited by Nazi propaganda in Europe and challenged by the archaeological reports coming from Mohenjo-daro and elsewhere in India. Initially, with the chronology even vaguer than now, it was not clear that the Harappans pre-dated the Aryan ‘invasions’. Indeed, there are still some scholars who insist that it was the Aryans who preceded the Harappans and, despite ample testimony to the contrary, that the Harappan civilisation was therefore an Aryan achievement. This means pushing the first Aryan ‘invasions’ back to the fourth or fifth millennium BC, which does not square with that philological stratification, and crediting to cattle-rustling tribesmen a mastery of urban refinement for which there is absolutely no evidence in their copious literature.
Despite the more general belief that the Harappan civilisation came first, the Aryan ‘myth’ was not immediately dumped, even by Harappanists. Thus another theory, championed by Sir Mortimer Wheeler – ‘Mr Indus Valley’ himself – was that, if the Aryans could not possibly have created the Harappan cities, they might have been responsible for destroying them. This, of course, assumed that the Harappan cities had succumbed to conquest. Wheeler cited evidence at both Harappa and Mohenjo-daro of ‘massacres’. Skeletons of men, women and children, some incomplete, one or two with cranial damage, had been found scattered in the streets, presumably struck down where they still lay. There were other suggestions of a hasty evacuation. And in the Vedas Wheeler found numerous references to cities, or rather ‘pur meaning a “rampart”, “fort”, or “stronghold”’. Moreover Indra, the bellicose and bloodthirsty Mars of the Aryan pantheon, was specifically referred to as ‘the destroyer of forts’, or purandara, he who ‘rends forts as age consumes a garment’. Why, asked Wheeler, would he be so described if there had not been forts to rend? And what were these forts if not the Harappan ‘citadels’? Thus the Late Harappans could now be numbered amongst those dark and wretched dasa over whom the Aryans habitually lorded it; and the mystery of what fate had overtaken their cities was solved. ‘On circumstantial evidence, Indra stands accused,’ declared Wheeler in 1947.
Indra stood accused throughout the 1950s, but in 1964 the case against him collapsed. The American George F. Dales took a long, hard look at all those skeletons, and could find only two that might have been massacred where they lay. Most of the others appeared to have been casually interred centuries later, when the ground had risen well above street level. ‘There is no destruction level covering the latest period of the city [Mohenjo-daro], no sign of extensive burning, no bodies of warriors clad in armour and surrounded by the weapons of war, [and] the citadel, the only fortified part of the city, yielded no evidence of a final defence.’
There was also no proof that pur meant either a city or a fort. Current placenames like Kanpur, Nagpur and so on preserve the word in exactly that sense, but in the Rig Veda, the earliest of Sanskrit compositions, it seems to have implied little more than a well-fenced village or settlement. Nor is it clear that Aryan chariots and catapults could have made much impression on Harappan walls thirteen metres thick, according to the archaeologists, and every bit as high.
The possibility of some contact between Aryans and Harappans can never, of course, be totally dismissed. As the dates for the Late Harappan phase have been slowly pushed forward to around 1700 BC, the gap, if there is one, between Harappan and Aryan has closed to perhaps a couple of centuries. Across such a timespan, some web of collective memory could well have spread. At Harappa and elsewhere in the Panjab, where the Aryans initially settled, there is some largely ceramic evidence of comparatively sophisticated post-Harappan cultures. They could represent a revival of Harappan skills under some kind of Aryan patronage or stimulus.
In the Vedas there is even mention of ‘Hariyupiya’ as a placename. It could be the Harappan site itself, although most scholars take its context to indicate a river, probably west of the Indus. Finally, there is the intriguing possibility that the word ‘Meluhha’, the name by which the Sumerians apparently designated their Harappan trading partners, eventually resurfaced in Sanskrit as mleccha. The latter was a term of contempt used by the arya to disparage those whom they regarded as non-arya. It thus meant much the same as dasa and dasyu, words which unfortunately predate its appearance. Philologists, however, insist that mleccha cannot possibly be Sanskrit in origin. The reflexive consonants clearly show the word to have been borrowed from some local tongue. Perhaps it was just an onomatopoeic word derived from the uncouth gobbledygook in which, to arya ears, the dasa spoke. But if it was derived from the term by which the dasa peoples described themselves, then coincidence can scarcely deny that the mleccha people must have been the Harappans, or rather the ‘Meluhhans’.
INVASIONS OR MIGRATIONS?
Other examples of loanwords in the Sanskrit of the Vedas can be equally revealing. The word for ‘plough’, for instance, is said to be non-Sanskritic. If the arya, when they arrived in India, did not have a word for a plough – and so had to borrow someone else’s – it is safe to assume that they did not have a plough. The Harappans, however, did. It therefore follows that the arya probably learned about ploughs and their use from the indigenous successors of the Harappans. These may have been the despised dasa of the Vedic texts, although there are now grounds to suppose that the dasa were in fact survivors of an earlier wave of the Indo-European diaspora and were not therefore indigenous. It has also been suggested that arya – dasa contact may have taken place in Afghanistan before the arya reached India.
Similar conclusions may be drawn about the arya’s words for ‘furrow’ and for ‘threshing floor’. They too appear to be non-Sanskritic. Obviously the Aryans were not engaged in arable farming in any big way. Nor, evidently, were they interested in architecture. Whereas it is no surprise that they had to borrow a word for ‘peacock’, a bird then not much known outside India, or that they had to invent one for ‘elephant’ (they called it the ‘beast with a hand’, i.e. a trunk), it is more revealing that they had also to borrow a word for ‘mortar’. Archaeology supports the obvious inference; no buildings have yet been found which can certainly be ascribed to the Vedic arya.
For ‘writing’, ‘record’, ‘scribe’, or ‘letter’ the arya of the Vedas had no words at all, not even borrowed ones. It is therefore almost certain that they brought no knowledge of writing into India with them and that, by the time they arrived, the literacy skills of the Harappans had been forgotten, at least in areas where the arya first settled. When and how later scripts emerged is unknown. The first mention of writing occurs in oral compositions dating from after 500 BC. Inscriptions do not appear until two hundred years later, but they use two comparatively sophisticated scripts which suggest several centuries of prior familiarity. One of these scripts may owe something to the ideograms of the Harappan seals; the other looks to have been derived from the Aramaic script of western Asia.
Illiterate and ignorant of many basic agrarian skills, the arya yet knew all, and more, about livestock. While the Harappans used ox-transport and may have found totemic roles for bulls and many other animals, they do not seem to have had a passion for dairy farming or horse-racing; in fact the horse was probably unknown to them, India’s lack of native bloodstock being then, as ever after, the Achilles heel of its ambitious empire-builders. The arya, though, were veritable cowboys. As well as advertising their prowess in the rustling of cattle and the driving of two-horse chariots, they spattered their verses with metaphors about affectionate cows and fiery steeds. In the Rig Veda storm clouds invariably ‘gallop’ across the heavens; their thunder is as the neigh of a stallion. Rivers rush from the hills like cattle stampeding towards pasture; and when the Beas river is joined by a tributary, ‘one the other licks, like the mother-cow her calf’. Cattle were also currency, value being expressed in so many cows; and go, the Sanskrit root for ‘cow’, also features in the word used to indicate warfare, evidence that strife originally resulted from competition not for land and territory but for cows and wealth.
The arya were therefore originally pastoralists and, assuming a migration into India, plus the herdsman’s need to be forever seeking new pastures, they must have been semi-nomadic. We may infer that, like pastoralists the world over, they lived an itinerant outdoor life. Much exposed to the elements, they may have been inclined to discover divine powers in the forces of nature and to assume a ready communion with these powers. The names of their gods predate arrival in India, many (e.g. Indra, Agni, Varuna) being almost synonymous with their counterparts in Persian, Greek and Latin mythology; but their attributes and achievements relate to the Indian environment. It would seem, also, that the basic unit of human society was initially the small nomadic group rather than the settlement. The word grama, although it soon came to mean a village, was originally indicative of a troupe of wagons and their perhaps three or four related families, plus livestock.
During the monsoon months, when pasture became plentiful and transhumance difficult, the arya must have formed their first temporary settlements. No doubt they then also planted their grain crop which, watered by the rains and fertilised by the manure from their cattle pens, would have been harvested during the winter months. The grain was probably barley. Rice, although apparently cultivated by the Harappans, does not feature in the earliest of the Vedas. Nor is the word used to designate it Sanskritic. It, too, was probably acquired from one of India’s aboriginal peoples. Later, however, after the arya had adopted a settled life, rice receives its first mention, and later still, following their colonisation of the middle Ganga in the early centuries of the first millennium BC, the cultivation of irrigated padi would become crucial to their pattern of settlement.
That they initially settled in the Panjab and astride what is now the Indo–Pakistan frontier is clear from references in the Rig Veda to the Sapta-sindhu, ‘the Land of the Seven Rivers’. Each of these rivers has been identified, and most were tributaries of the Indus. They are mentioned frequently, and must therefore have been familiar to the arya (although the most important, the Saraswati, has since dried up). On the other hand, there is only one mention of the mighty Ganga, and that in what is thought to be the latest of Rig Vedic compositions. Subsequent works, like the Brahmanas and Upanisads (C900–600 BC), confirm a shift in geographical focus to the east and specifically to the Doab, the crescent of land between the Jamuna and the Ganga (immediately east of Delhi). As the setting for the Mahabharata, the Doab became arya-varta, ‘the land of the arya’. If one accepts C950 BC as the probable date of the Bharata war, this migration, or colonisation, may therefore have occurred C1100–1000 BC. It would be followed by a further move into the valley of the Ganga itself before the arya, much changed in the interim, began founding states, building cities and rediscovering the trail of civilisation which the Harappans had trodden two thousand years earlier.
As to when the arya made their initial debut in India there remains grave doubt. Nearly two hundred years ago Mountstuart Elphinstone, one of the most outstanding scholar-administrators in the employ of the English East India Company, headed the first British mission into Afghanistan. He failed to reach Kabul, but from Peshawar in what was then Afghan territory Elphinstone got a look at the Khyber Pass and formed some idea of the harsh lands whence the Aryans supposedly came. Years later, having declined the governor-generalship to concentrate on his studies, he produced a magisterial History of India. In it he devoted much attention to Sanskrit tradition, and recalling that dramatic contrast between the arid Afghan hills and the smiling gardens of Peshawar, he for the first time threw serious doubt on the central Asian provenance of the Aryans.
Neither in the code of Manu [the survivor of the flood, who was later credited with compiling a standard compendium of Hindu law] nor, I believe, in the Vedas, nor in any other book that is certainly older than the code, is there any allusion to a prior residence, or to a knowledge of more than the name of any country out of India. Even mythology goes no farther than the Himalaya chain, in which is fixed the habitation of the gods.
To Elphinstone it was quite incredible that the Aryans could have made the transition from mountain desert to monsoonal paradise and yet failed to record it. He also noted that, throughout the ages, civilisation had more commonly spread from east to west than vice versa. Perhaps, therefore, the Aryans had originated in India.
Although this idea currently derives no credibility from its aggressive repetition in Hindu nationalist publications, and although it is flatly denied by the arya’s familiarity with horses (typically central Asian) and their ignorance of elephants (typically Indian), it is certainly curious that the Vedas say nothing of life in central Asia, nor of an epic journey thence through the mountains, nor of arriving in the deliciously different environment of the subcontinent. The usual explanation is that, by the time the Vedas were composed, this migration was so remote that all memory of it had faded; and on this basis a tentative chronology is proposed. Allowing, then, first for a major time-lapse (say two hundred years) between the Late Harappan phase and the Aryan arrival in India, and then for a plausible memory gap (say another two hundred years) between arrival and the composition of the earliest Vedas, it looks as if the arya must have entered India some time between 1500 BC and 1300 BC. Most authorities now suppose several waves of migration rather than a single mass movement. These waves probably consisted of different tribes and, on linguistic evidence, may have been spread over centuries. So possibly the entire period was one of Aryan incursion.
As to whether all or any of these incursions constituted invasions rather than migrations it is impossible to say. We may, though, speculate. Considered in the light of later incursions into north-west India by Alexander the Great and a host of other intruders, including those afire with the spirit of Islam, the Aryan coming has traditionally been seen as a full-scale invasion. The indigenous people ‘naturally resisted the newcomers, and a fierce and protracted struggle ensued’. In a standard textbook on ancient India, R.C. Majumdar goes on to identify the indigenous resistance as coming from ‘Dravidians’, the assumption being that the indigenous dasa spoke a Dravidian, as opposed to a Sanskritic, language.
It was not merely a struggle between two nationalities. The Dravidians had to fight for their very existence … But all in vain … The Dravidians put up a brave fight, and laid down their lives in hundreds and thousands on various battlefields, but ultimately had to succumb to the attacks of the invaders. The Aryans destroyed their castles and cities, burnt their houses, and reduced a large number of them to slaves.
Recent theories of multiple migrations have somewhat softened this picture. Perhaps some of the Aryan clans were invited into India as allies, mercenaries or traders; the indigenous dasa may not have been ‘Dravidians’ but earlier Indo-Aryan arrivals; there is nothing to suggest that they ever constructed ‘castles and cities’; and the archaeological evidence, being almost entirely ceramic, gives no hint of the sudden change one would expect from the conquest and suppression of an entire ‘nationality’.
There is, though, another explanation. Seen in the context not of later invasions in the north-west, but of later extensions of arya influence to the rest of India, a rather different and more intriguing picture emerges. Arguably this process of ‘Aryanisation’ by which arya culture spread to non-arya peoples continued throughout the subcontinent’s history, indeed is still going on to this day. In little-frequented enclaves of central and north-eastern India tribal communities of adivasi, or aboriginal, people may even now be found in various transitional stages of Aryanisation (or ‘Sanskritisation’). A similar process is said to have been observable amongst distant peoples, like the Fijians, who were affected by the Indian diaspora of colonial times. In both cases, Aryan ideas and influence were initially carried by work-seekers and traders, not warmongers. More significantly, exactly the same process probably accounted for the gradual Aryanisation of peninsular India plus much of south-east Asia.
An Aryanised society may be defined as one in which primacy is accorded to a particular language (Sanskrit), to an authoritative priesthood (brahmans) and to a hierarchical social structure (caste). To establish these three ‘pillars’ of Aryanisation in, say, Kerala or Java no sizeable relocation of people would have been necessary. As will be seen, the process appears simply to have been one of gradual acculturation requiring neither mass migration nor enforced concurrence. A small admixture of fortune-seekers, traders or teachers who happened to be in possession of a superior technology and of a persuasive ideology could and did, if prepared to compromise with existing custom, create a convincing and lasting veneer of Aryanisation without apparently antagonising anyone.
Admittedly, indeed on their own admission, the arya cattle-rustlers of the Rig Veda did antagonise the dasa. But they also compromised with them, adopting dasa technology, dasa cults and dasa vocabulary, and inducting dasa clans and leaders into their society. Despite the importance attached to the purity of Sanskrit, there is even a hint of dasa-arya bilingualism. With the horse and the chariot by way of a dazzling new technology, and with the subtleties of ritual sacrifice as a mesmerising ideology, the arya may have secured recognition of their superiority by a process no more deliberate and menacing than social attraction and cultural osmosis; thus the Aryan invasion and conquest of India could be as much a ‘myth’ and a ‘red herring’ as the existence of an Aryan race.
It should, however, be emphasised that in the second millennium BC the familiar traits of Aryanisation, those three pillars of language, priesthood and social hierarchy, were only just beginning to emerge. All are evident in the earliest Vedas, but they are undeveloped. They only assume definition and primacy in the context of contact between the arya and the various indigenous peoples. Quite possibly the latter contributed to, or participated in, the formulation of these ‘pillars’. Arya culture may itself have been a hybrid, and ‘Aryanisation’ may therefore be a misnomer.
NO BAD HYMNS
Such speculation is justifiable because of the unsatisfactory nature of Vedic literature as historical source material. The Rig Veda, earliest (perhaps C1100 BC) of the Vedic compositions, comprises ten mandala or ‘cycles’ of ritual hymns and liturgical directives. Although generally considered the most informative of the Vedic texts, its clues as to the lifestyle, organisation and aspirations of the arya are ‘submerged under a stupendous mass of dry and stereotyped hymnology dating back to the Indo-Iranian era [i.e. before the Aryans reached India], and held as a close preserve by a number of priestly families whose sole object in cherishing those hymns was to utilise them in their sacrificial cult’. Dr B.K. Ghosh of Calcutta University then goes on to cite an example from Mandala I. He calls it ‘the worst in the Rig Veda’; even its brahman composer seems to have had a premonition of failure. Yet in terms of content it is not untypical.
No bad hymns am I offering by exerting my intellect
In praise of Bhavya ruling on the Indus
Who assigned to me a thousand sacrifices,
That incomparable king desirous of fame.
A hundred gold pieces from the fame-seeking king,
Together with a hundred horses as a present have I received,
I, Kakshivant, obtained also a hundred cows from my master
Who exalted thereby his fame immortal up to heaven.
‘This dismal hymn,’ writes Dr Ghosh, ‘ends with two verses notable only for their extreme obscenity.’
In translation the obscurity is more evident than the obscenity but, by substituting sexual terms for words like ‘bliss’ and ‘creation’, it is just possible to grasp the nub of his objection.
O resplendent lord, with brilliant radiance may you be delighted.
May your own bliss be consummated. Your delightful creation,
The holder of your bliss, is as exhilarating as the bliss itself.
For you, the vigour, equally envigorating is the bliss,
O mighty, giver of a thousand pleasures.
Later Vedic collections (Samaveda, Yajurveda and Atharvaveda) reiterate and supplement such verses from the Rig Veda, but they rarely illuminate them. As for the Brahmanas and Upanisads, the latter explore the mystical and metaphysical meaning of the Vedas and are important for the development of Indian philosophy, but they contain little historical information, while the former, ‘an arid desert of puerile speculation on ritual ceremonies’, again fail to measure up to Dr Ghosh’s exacting standards. Elsewhere he calls them ‘filthy’, ‘repulsive’, ‘of interest only to students of abnormal psychology’ and ‘of sickening prolixity’.
There are also, though, especially in the Rig Veda, some hymns of dazzling lyricism. Most often cited are those dedicated to the delectable Ushas, the goddess of dawn who reveals herself each morning, upright and naked, her body ‘bright from bathing’; or those to Ratri, the spirit of the night, who from the stars that are her eyes keeps watch when men, like birds to roost, go home to rest. Even in excessively literal translations, these pearls of descriptive verse from poetry’s remotest past suggest that there was more to the arya than the earthy obsessions of the stockman and the swagger of the charioteering oppressor. The prerequisites of civilisation – economic surplus, social and functional specialisation, political authority, urbanisation – were still lacking, but already the people of the Vedas had acquired a linguistic mastery of their environment and were beginning to deploy that same remarkable language to explore its logic.
Nowhere is this more apparent than in the conduct and elaboration of those sacrificial rites with which the Vedas are directly concerned. If Vedic translations tend to be literal it is because of the obscurity of the allusions and the language. Both were probably just as obscure to those who first committed these hymns to writing in a number of different recensions, none of which is older than C500 BC. In other words, for at least five hundred years the ten thousand verses of the Rig Veda were learned by heart and handed down by word of mouth. This, however, does not mean that they underwent significant change. Quite the contrary. As the recited accompaniment to the performance of sacrifices, their actual wording, even their intonation and their pronunciation, had to be perfect for the sacrifice to be effective. Conversely, a mangled syllable or an improvised coda could be fatal. Like the magician who forgets the magic formula, the supplicant could then find the sacrifice redounding to his disadvantage and condemning him to the very disaster he was trying to avert.
Such, at least, was the theory inculcated by those who made it their responsibility to shoulder this burden of memorised knowledge and so to serve as intermediaries in the communion of men and gods. Probably even they no longer used the elaborate constructions of Vedic Sanskrit in their everyday speech, and were therefore unsure of the meaning of some of their hymns. Obfuscation was, after all, in their interest; like specialists the world over, they found that the jargon and ritual deemed essential to their arcane science were also well calculated to impress the layman. Originally these intermediaries may have been no more than tribal bards, seers (risis) and shamans, and were not necessarily of arya descent. They became more influential possibly as a result of their pastoralist patrons adopting a more settled way of life, which involved grappling with new techniques of cultivation and discovering their vulnerability to the depredations of climate and pestilence. More elaborate sacrifices were needed, and so was a more specialised band of sacrificiants. Thus eventually, and perhaps with popular encouragement, the bards and shamans of old developed into a hereditary class of priests or brahmana (brahmans).
Handling the gods could be even more demanding of arya prowess than handling their enemies. Sacrifices and the elaborate rituals which accompanied them were mandatory and reciprocal. The gods depended on them for their strength; and the arya depended on the strength of their gods. Without effective intervention by their gods, their leaders would fall, their cattle would die, their enemies would triumph and their crops would fail. It was not just a question of propitiating remote but powerful supernaturals. Gods and men were equally engaged in the ticklish business of maintaining a cosmic equilibrium. Each had a legitimate and vital interest in the other’s affairs. A close liaison between the two was essential.
In the Rig Veda brahmans, like the unctuous Kakshivant quoted above, extol the prowess and generosity of their patrons as well as the power and might of their deities. Initially it would seem that it was these patrons, the rajanya or clan leaders, who comprised the elite of arya society, not the brahmans. This situation may have reflected the leadership’s role in warfare and in directing the seasonal migrations. But with the switch to a more settled and secure way of life, the rajanya’s role was diminished. Increasingly the clan leader looked to the brahman rather than the battlefield for the legitimation of his authority. The risks and the expenditure inherent in combat were replaced by the risks and expenditure inherent in sacrifice. Both could reveal the extent of divine favour enjoyed by the raja and so reinforce his right to rule. The great sacrificial gatherings became exhibitions of conspicuous consumption in which the munificent raja, besides indulging his kinsmen with orgies induced by soma, a hallucinogenic drink, was expected to donate herds of cattle and of horses, buckets of gold and bevies of slave-girls by way of compelling divine favour and rewarding brahmanical support. The gambling with dice so often referred to in Sanskrit literature formed part of the ritual (as well as of the fun) and symbolised the element of risk implicit in the sacrifice itself, as well as affording a further opportunity for divine favour to reveal itself.
Although the arya occasionally practised human sacrifice, the sacrificial offerings mentioned in the Vedas are predominantly of cattle, representing wealth, and of horses, symbolic of power and virility. Both were also associated with fertility. In the aswamedha, or horse sacrifice, a somewhat problematic injunction about the sexual coupling of the sacrificial stallion with the raja’s bride was meant to symbolise the endowment of his lineage with exceptional strength. The horse, in other words, represented the power of the chief, and would continue to do so in later aswamedha. But these later aswamedha reveal an important transition in the nature of arya authority. As will be seen, their intention became less that of boosting a chief’s leadership credentials in respect of his clansmen and more that of legitimising kingship and territorial sovereignty, notions that were both novel and progressive in a semi-nomadic, clan-based society.
Thus in the later aswamedha, the horse seems to have been excused romantic duties. Instead it was first set free to roam at will for a year while a band of retainers followed its progress and laid claim in the putative king’s name to all territory through which it chanced to pass. Only after this peregrination, and after the successful prosecution of the conflicts to which it inevitably gave rise, was the horse actually sacrificed.
A particularly elaborate version of such an aswamedha is commemorated in the heart of Varanasi (Benares), otherwise the City of Lord Shiva and the holiest place of pilgrimage in northern India. Legend has it that Shiva, while temporarily dispossessed of his beloved city, hit on the idea of regaining it by imposing on its incumbent king a quite impossible ritual challenge, namely the performance of ten simultaneous horse-sacrifices. The chances of all ten passing off without mishap could be safely discounted and thus the king, disgraced in the eyes of both gods and men, would be obliged to relinquish the city. So Lord Shiva reasoned and, just to make sure, he also arranged for Lord Brahma, a stickler for the niceties of ceremonial performance, to referee the challenge. Shiva failed, however, to take account of King Divodasa’s quite exceptional piety and punctiliousness. All ten aswamedha were faultlessly performed. The king thereby gained untold merit and favour; Brahma was so impressed that he decided to stay on in the city; and Shiva slunk away to fume and fret and dream up ever more ambitious schemes to recover his capital. Thus to this day, when approaching the celebrated river-front at Varanasi, pilgrims and tourists alike get their first glimpse of the Ganga and of the steep ghats (terracing) which front it from ‘Dashashwamedh’ ghat, the place of ‘the ten horse-sacrifices’. And the merit of this extraordinary feat, it is said, continues to attend all who here bathe in the sacred river.
This story, though obviously of much later provenance (Shiva was not one of the Vedic gods), well illustrates the importance attached to ritual exactitude. In the Vedas this preoccupation with the precise performance of sacrificial rites extended to minutiae like the orientation of the sacrificial altar and the surgical dissection of the sacrificial victim. Both had scientific repercussions: the positioning of the altar stimulated the study of astronomy and geometry, while dissection encouraged familiarity with anatomy. Similarly that obsession with the ‘word perfect’ recitation of the liturgy would inspire the codification of language and the study of phonetics and versification for which ancient India is justly famed. To anxieties about the impeccable conduct and the sacred siting of such rituals may also be ascribed early notions about the purity, or polluting effect, of those present. Participants had first to undergo purificatory rites which were more rigorous for those who might, because of their dubious descent or profession, prejudice the occasion. A scheme of graded ritual status thereby arose which, as will be seen, contributed to that hierarchical stratification of society known as caste. Thus to the Vedic rituals may be traced the genesis of some of the most distinctive traits of ancient Indian society, culture and science.
PASTORAL PEOPLES
All this, however, scarcely adds up to a convincing picture of the Vedic world, let alone to any kind of understanding of the historical processes at work within it. Somehow this primitive, or pre-modern, society of tribal herdsmen gradually learned about arable farming, assimilated or repulsed neighbours, discovered new resources, developed better technologies, adopted a settled life, organised itself into functional groups, opened trade links, endorsed frontiers, built cities, and eventually subscribed to the organised structures of authority which we associate with statehood. It all took perhaps a thousand years (1500–500BC), but as to the processes involved and the determining factors, let alone the critical events, the sources are silent. They provide a few cryptic clues but no ready answers; and the historian has first to ask the right questions.
The better to identify these questions, scholars have turned to other disciplines, and particularly to comparative anthropology and the study of pre-modern societies that are less remote from our own experience. Thus tribal structures in Polynesia and South America have provided clues about how kin-based societies may become socially stratified and about how notions of land as property may emerge. From the customs of pastoralist peoples in Africa conclusions have been drawn about the importance of cattle-offerings and gifts as a prestige-generating activity. And from native American customs much has been learned about the economic role of sacrifice. Thus the great Vedic sacrifices have been likened to the potlatch, in which the indigenous inhabitants of north-west America indulged in an extravaganza of consumption designed to burn off any surplus and at the same time enhance the status of the leading kin groups. Indeed the central action of the Mahabharata has been likened to one massive potlatch.
All these examples draw on tribal, or lineage, societies united by a shared ethnicity. If the Vedic arya are to be regarded as united principally by language rather than ethnicity, a comparison might also be made with the pre-modern society of the Scottish Highlands and Islands. The Vedic jana is often translated as the Gaelic ‘clan’ since, like the Highland clan, each jana acknowledged descent from a single ancestor. Thus, just as all MacDonalds claim descent from a Donald of Isla who was a distant descendant of the Irish king ‘Conn of the Hundred Battles’, so the Bharatas, the most prominent of the Rig Vedic jana, claimed descent from Bharata, a distant descendant of Pururavas, grandson of Manu. The jana, like the clan, was further divided into smaller descent groups, or septs, which might break away from the parent clan and adopt the name of their own common ancestor as a patronymic. Real or mythical, these ancestral figures were not, however, necessarily of the same race. Some of the Highland clans were of Norse (Viking) origin and others of Pictish or Irish origin; similarly some of the Vedic jana, like the Yadavas, are thought to have been of dasa origin. Hence too the clearly -dasa names of Su-dasa, a Bharata chief who scored a notable victory over ten rival ‘kings’, and Divo-dasa of the ten horse-sacrifices at Varanasi. All, though, whatever their ethnic origin, and whether Indians or Scots, shared a language (Gaelic/Sanskrit), a social system in which precedence was dictated by birth, and a way of life in which both wealth and prestige were computed in cattle.
In Scotland as in India, the rustling of other clans’ herds constituted both pastime and ritual, with success being an indicator of leadership credentials as well as of divine favour. As with the Vedic rajanya, each Highland chief had his bard whose business it was, like Kakshivant, to extol the might and generosity of his chiefly patron and to harness the forces of magic. His, too, was the job of memorising the clan’s genealogy and recording its achievements in verses that might be easily handed down by word of mouth. In Vedic society the bard was originally the chief’s charioteer. His function was not necessarily hereditary nor exclusively reserved to a particular social group. The author of the Mandala IX of the Rig Veda frankly avows humble origins which would have been anathema in a later caste-ridden society.
A bard am I, my father a leech,
And my mother a grinder of corn,
Diverse in means, but all wishing wealth,
Alike for cattle we strive.
In north-west Scotland as in north-west India, cattle were currency; but land was a common resource, not subject to individual rights of ownership and enjoyed in common by the whole clan and its herds. In Scotland this situation changed only under the pressure of a growing population and after the discovery of the land’s greater potential under a different farming regime – namely wool production. Previously, annual migrations to traditional areas of seasonal pasturage had rendered notions of territory and of frontiers fluid and often meaningless. Allegiance focused not on a geographical region nor on a political institution but exclusively on the descent group of the clan chief. This too changed under the new regime, and the chiefs had to find a new role. Perhaps similar pressures confronted the Vedic jana, and similar adaptations to a new farming regime – namely crop-growing – demanded of the rajanya a more possessive attitude to territory and property.
Such comparisons can, of course, be misleading. Technologies and markets not available to the arya in the second millennium BC had ensured a ready demand for Highland beef in the second millennium AD. Hence burning off the year’s surplus in an orgy of sacrifice, gift-exchange and gargantuan consumption was not a Scottish tradition. Conversely, climatic and geographical factors which made livestock farming the only surplus-creating occupation available to upland agriculturalists in Scotland made it a less suitable occupation in the tropical flood-plains of northern India. Although pastoralism would continue in areas like the west bank of the Jamuna and along the skirts of the Himalayas, the environment of the Ganga plain invited more intensive farming and a more sedentary lifestyle. Reference to other pre-modern societies merely helps to clarify the norms which may have characterised Vedic society, and perhaps to render it more intelligible than does that ‘stupendous mass’ of Vedic hymns.
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John Keay
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Жанр: Историческая литература
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Издательство: HarperCollins
Дата публикации: 18.04.2024
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О книге: The first single-volume history of India since the 1950s, combining narrative pace and skill with social, economic and cultural analysis. Five millennia of the sub-continent’s history are interpreted by one of our finest writers on India and the Far East. This edition does not include illustrations.Older, richer and more distinctive than almost any other, India’s culture furnishes all that the historian could wish for in the way of continuity and diversity. The peoples of the Indian subcontinent, while sharing a common history and culture, are not now, and never have been, a single unitary state; the book accommodates Pakistan and Bangladesh, as well as other embryonic nation states like the Sikh Punjab, Muslim Kashmir and Assam.Above all, the colonial era is seen in the overall context of Indian history, and the legacy of the 1947 partition is examined from the standpoint of today.